DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•••••• C•••• I••••••••• A••••••• L••
Latest filing Mar 2, 2026
First filing on the tape Apr 27, 2020 · 14 filings
SEC status approved since May 27, 2020
RAUM
$349M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
14%
$50.4M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$87.2M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$349M as of Mar 2, 2026
Mar 1, 2021$265M then
HNW client RAUM$50.4M as of Mar 2, 2026
Mar 1, 2021$80.0M then
State-registered IARs (5.B.3)4 as of Mar 2, 2026
Mar 1, 20213 then
Employees (5.A)6 as of Mar 2, 2026
Mar 1, 20215 then
Private funds: no history
RAUM +1.5% over the last fiscal year+14% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
- RAUM per advisor
- $87.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $6.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 22%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$213M61%
- State and municipal entities$58.7M17%
- High-net-worth individuals$50.4M14%
- Charitable organizations$16.6M4.7%
- Corporations and businesses$10.6M3.0%
- Individual clients
- n/areported
- HNW clients
- 20reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 57reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.14 fund_share=0.61 institutional_share=0.22 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• T••••• H•••••Chartered Financial Analyst | Castle Rock, Co | Jul 10, 2020 | 12 y | 0 |
| C••••••••• S••• M•••••••• | Castle Rock, Co | Aug 18, 2021 | 18 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C••••••••• S••• M•••••••• from P••••••• C•••••• A••••••• C•••••••••Aug 18, 2021 · Other
- M••• F•••••••• J••••• from 3•• C•••••• L••May 28, 2020 · Other
- J••• R•• R••••• from D••• • P••••• I••••••••• M••••••••• C••May 27, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J•••••• M•••• F•••••••• · Managing Member, Ccocontrolsince 04/2020 · owns 50% to 75%
- R•••••• J•••• R•• · Managing Membercontrolsince 04/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Castle Rock, Co · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 2, 2026hourly charges (Item 5.E.2): yes on the filing of 2025-06-03, no on the filing of 2026-03-02peers: other advisers, $100M to $500M (212)
What changed
consecutive filings, newest first
- Accounts · 133 to 57Jun 3, 2025 to Mar 2, 2026
- Charity clients · 2.0 to unsetJun 3, 2025 to Mar 2, 2026
- Corporate clients · 2.0 to unsetJun 3, 2025 to Mar 2, 2026
- HNW clients · unset to 20.0Jun 3, 2025 to Mar 2, 2026
- Individual clients · 38.0 to unsetJun 3, 2025 to Mar 2, 2026
- Insurance-licensed employees · 0 to 2Jun 3, 2025 to Mar 2, 2026
- Discretionary RAUM · $344M to $349MJun 3, 2025 to Mar 2, 2026
- HNW RAUM · unset to 50353762.0Jun 3, 2025 to Mar 2, 2026
- Individual RAUM · 94669839.0 to unsetJun 3, 2025 to Mar 2, 2026
- RAUM · $344M to $349MJun 3, 2025 to Mar 2, 2026
- Financial planning clients · 26-50 to 26-50Jan 31, 2025 to Jun 3, 2025
- HNW clients · 39.0 to unsetFeb 6, 2024 to Jan 31, 2025
- Individual clients · unset to 38.0Feb 6, 2024 to Jan 31, 2025
- Discretionary RAUM · $272M to $344MFeb 6, 2024 to Jan 31, 2025
- HNW RAUM · 92850368.0 to unsetFeb 6, 2024 to Jan 31, 2025
- Individual RAUM · unset to 94669839.0Feb 6, 2024 to Jan 31, 2025
- RAUM · $272M to $344MFeb 6, 2024 to Jan 31, 2025
- Accounts · 131 to 133Feb 15, 2023 to Feb 6, 2024
- HNW clients · 41 to 39Feb 15, 2023 to Feb 6, 2024
- Discretionary RAUM · $235M to $272MFeb 15, 2023 to Feb 6, 2024
- HNW RAUM · $83.2M to $92.9MFeb 15, 2023 to Feb 6, 2024
- RAUM · $235M to $272MFeb 15, 2023 to Feb 6, 2024
- Accounts · 122 to 131Feb 16, 2022 to Feb 15, 2023
- HNW clients · 37 to 41Feb 16, 2022 to Feb 15, 2023
- Discretionary RAUM · $295M to $235MFeb 16, 2022 to Feb 15, 2023
- HNW RAUM · $98.2M to $83.2MFeb 16, 2022 to Feb 15, 2023
- RAUM · $295M to $235MFeb 16, 2022 to Feb 15, 2023
- Advisory employees · 3 to 4Jul 1, 2021 to Feb 16, 2022
- Corporate clients · 4 to 2Jul 1, 2021 to Feb 16, 2022
- HNW clients · 36 to 37Jul 1, 2021 to Feb 16, 2022
- Employees · 5 to 6Jul 1, 2021 to Feb 16, 2022
- Financial planning clients · 0 to 26-50Jul 1, 2021 to Feb 16, 2022
- State-registered IARs · 3 to 4Jul 1, 2021 to Feb 16, 2022
- Discretionary RAUM · $265M to $295MJul 1, 2021 to Feb 16, 2022
- HNW RAUM · $80.0M to $98.2MJul 1, 2021 to Feb 16, 2022
- RAUM · $265M to $295MJul 1, 2021 to Feb 16, 2022
- Accounts · 43 to 122Aug 11, 2020 to Mar 1, 2021
- HNW clients · 35 to 36Aug 11, 2020 to Mar 1, 2021
- Discretionary RAUM · $232M to $265MAug 11, 2020 to Mar 1, 2021
- HNW RAUM · $70.7M to $80.0MAug 11, 2020 to Mar 1, 2021
Signals
1 dated events
- J•••••• C•••• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Apr 27, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- J••••••C••••INVEST.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 720-826-4102reportedpublic record, Form ADV, Mar 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $87.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026