DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• C•••••• M••••••••• L•
Latest filing Aug 5, 2026
First filing on the tape May 13, 2020 · 18 filings
SEC status approved since Jun 15, 2020
RAUM
$4.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$4.8B as of Aug 5, 2026
Mar 29, 2021$286M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 5, 2026
Mar 29, 20210 then
Employees (5.A)17 as of Aug 5, 2026
Mar 29, 20216 then
Private funds2 as of Aug 5, 2026
Mar 29, 20211 then
RAUM +62% over the last fiscal year+49% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $689MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $4.4B, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.4B for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.92 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••••• C•••••• M•••••• L• | Hedge Fund | $2.0B | 131 | May 13, 2020 |
Owners and control persons
Schedule A and B, latest filing
- C•••••• A••••••• J••• · Chief Financial Officer And Chief Operating Officercontrolsince 08/2021 · owns less than 5%
- D•••••••• R•••••••• C•••••• · Chief Compliance Officer And Legal Counselcontrolsince 07/2023 · owns less than 5%
- G••••••• D••••• · Managing Partner, Limited Partnercontrolsince 11/2019 · owns 75% or more
- G••••••• D••••• · Managing Membercontrolsince 11/2019 · owns 75% or more of C•••••••• C•••••• M••••••••• G•• L••
Entity owners
- C•••••••• C•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C•••••••• C•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $3.2B to $4.4BMar 31, 2026 to Aug 5, 2026
- Discretionary RAUM · $3.4B to $4.8BMar 31, 2026 to Aug 5, 2026
- Pooled vehicle RAUM · $3.2B to $4.4BMar 31, 2026 to Aug 5, 2026
- RAUM · $3.4B to $4.8BMar 31, 2026 to Aug 5, 2026
- Accounts · 6 to 7Nov 18, 2025 to Mar 31, 2026
- Advisory employees · 7 to 8Nov 18, 2025 to Mar 31, 2026
- Pooled vehicle clients · 5 to 6Nov 18, 2025 to Mar 31, 2026
- Assets in custody · $3.3B to $3.2BNov 18, 2025 to Mar 31, 2026
- Employees · 16 to 17Nov 18, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.3B to $3.4BNov 18, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $3.1B to $3.2BNov 18, 2025 to Mar 31, 2026
- RAUM · $3.3B to $3.4BNov 18, 2025 to Mar 31, 2026
- Accounts · 4 to 6Mar 31, 2025 to Nov 18, 2025
- Pooled vehicle clients · 3 to 5Mar 31, 2025 to Nov 18, 2025
- Assets in custody · $2.3B to $3.3BMar 31, 2025 to Nov 18, 2025
- Employees · 15 to 16Mar 31, 2025 to Nov 18, 2025
- Private funds · 1 to 2Mar 31, 2025 to Nov 18, 2025
- Discretionary RAUM · $3.0B to $3.3BMar 31, 2025 to Nov 18, 2025
- Pooled vehicle RAUM · $2.9B to $3.1BMar 31, 2025 to Nov 18, 2025
- RAUM · $3.0B to $3.3BMar 31, 2025 to Nov 18, 2025
- Accounts · 3 to 4Oct 30, 2024 to Mar 31, 2025
- Advisory employees · 6 to 7Oct 30, 2024 to Mar 31, 2025
- Advisory activities · 1 to 2Oct 30, 2024 to Mar 31, 2025
- Assets in custody · $2.0B to $2.3BOct 30, 2024 to Mar 31, 2025
- Financial planning clients · unset to Oct 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.0B to $3.0BOct 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.0B to $2.9BOct 30, 2024 to Mar 31, 2025
- RAUM · $2.0B to $3.0BOct 30, 2024 to Mar 31, 2025
- Related bank · true to falseOct 30, 2024 to Mar 31, 2025
- Advisory employees · 8 to 6Jul 20, 2023 to Mar 28, 2024
- Assets in custody · $1.5B to $2.0BJul 20, 2023 to Mar 28, 2024
- Employees · 14 to 15Jul 20, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.5B to $2.0BJul 20, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.5B to $2.0BJul 20, 2023 to Mar 28, 2024
- RAUM · $1.5B to $2.0BJul 20, 2023 to Mar 28, 2024
- Advisory employees · 6 to 8Mar 17, 2023 to Mar 30, 2023
- Assets in custody · $792M to $1.5BMar 17, 2023 to Mar 30, 2023
- Employees · 12 to 14Mar 17, 2023 to Mar 30, 2023
- Discretionary RAUM · $792M to $1.5BMar 17, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $792M to $1.5BMar 17, 2023 to Mar 30, 2023
Signals
13 dated events
- C•••••••• C•••••• M••••••••• L• reported RAUM $4.8B, up 40% from $3.4B (2026-03-31 to 2026-08-05)Aug 5, 2026 · RAUM change · derived
- C•••••••• C•••••• M••••••••• L• reported RAUM $3.0B, up 48% from $2.0B (2024-10-30 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- C•••••••• C•••••• M••••••••• L• reported RAUM $2.0B, up 39% from $1.5B (2023-07-20 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Coronel Rinarisa Defronze (Chief Compliance Officer) appeared on Schedule A of C•••••••• C•••••• M••••••••• L•Jul 20, 2023 · Control person joined · fact
- C•••••••• C•••••• M••••••••• L• reported RAUM $1.5B, up 84% from $791.6M (2023-03-17 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- O••••• A••••••• G••• (Chief Compliance Officer; Chief Administrative Officer; Counsel) no longer on Schedule A of C•••••••• C•••••• M••••••••• L• (listed 2022-04-30, absent 2023-03-17)Mar 17, 2023 · Control person left · inference
- C•••••••• C•••••• M••••••••• L• reported RAUM $791.6M, up 177% from $286.3M (2022-02-28 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- John Anthony Chiodi (Chief Financial Officer) appeared on Schedule A of C•••••••• C•••••• M••••••••• L•Mar 31, 2022 · Control person joined · fact
- John Adam Depanfilis (Chief Operating Officer; Chief Compliance Officer) no longer on Schedule A of C•••••••• C•••••• M••••••••• L• (listed 2021-03-29, absent 2022-02-28)Feb 28, 2022 · Control person left · inference
- O••••• A••••••• G••• (Chief Compliance Officer; Chief Administrative Officer; Counsel) appeared on Schedule A of C•••••••• C•••••• M••••••••• L•Feb 28, 2022 · Control person joined · fact
- C•••••••• C•••••• M••••••••• L• reported RAUM $286.3M, up 60% from $178.9M (2020-11-02 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- C•••••••• C•••••• M••••••••• L• reported RAUM $178.9M, up 161% from $68.6M (2020-10-15 to 2020-11-02)Nov 2, 2020 · RAUM change · derived
- C•••••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)May 13, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- carronade.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 203- 485-0880reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026