DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• W••••• M••••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Apr 29, 2020 · 19 filings
SEC status approved since May 29, 2020
RAUM
$137M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$137M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$68.6M
derived; firm RAUM over IAPD count
Employees
4
1 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$137M as of Mar 31, 2026
Mar 26, 2021$90.5M then
HNW client RAUM$61.8M as of Mar 31, 2026
Mar 26, 2021$40.5M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 26, 20211 then
Employees (5.A)4 as of Mar 31, 2026
Mar 26, 20213 then
Private funds: no history
RAUM -99% over the last fiscal year+24% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $68.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 207derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $331,215derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -99%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$75.3M55%
- High-net-worth individuals$61.8M45%
- Individual clients
- 383reported
- HNW clients
- 31reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 414reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••• A• D•••••••• | White Plains, Ny | Jun 1, 2020 | 43 y | 2 |
| J•••• D•• S••••• | White Plains, Ny | Mar 3, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P••• A• D•••••••• from J•• A••••••••• I•••Jun 1, 2020 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••••• P•••• A• · Chief Compliance Officercontrolsince 01/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| White Plains, Ny · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Cincinnati, OH
- Schenectady, NY
- ,
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $11,448,363,333 to $137,123,027 (-99.0%) between the annual amendments of 2025-04-09 and 2026-03-31; the peer median change was +15.0% (4550 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 0.0% percentile
Data quality: RAUM $83,790,796 then $11,448,363,333 then $137,123,027 on consecutive annual amendments (2025-04-09, 2026-03-31); the middle value is likely a filing error
What changed
consecutive filings, newest first
- Accounts · 390 to 414Oct 1, 2025 to Mar 31, 2026
- HNW clients · 66 to 31Oct 1, 2025 to Mar 31, 2026
- Individual clients · 324 to 383Oct 1, 2025 to Mar 31, 2026
- Insurance-licensed employees · 0 to 1Oct 1, 2025 to Mar 31, 2026
- Discretionary RAUM · $124M to $137MOct 1, 2025 to Mar 31, 2026
- HNW RAUM · $61.0M to $61.8MOct 1, 2025 to Mar 31, 2026
- Individual RAUM · $62.6M to $75.3MOct 1, 2025 to Mar 31, 2026
- RAUM · $124M to $137MOct 1, 2025 to Mar 31, 2026
- Accounts · 384 to 390Aug 18, 2025 to Oct 1, 2025
- HNW clients · 25 to 66Aug 18, 2025 to Oct 1, 2025
- Individual clients · 359 to 324Aug 18, 2025 to Oct 1, 2025
- Discretionary RAUM · $11B to $124MAug 18, 2025 to Oct 1, 2025
- HNW RAUM · $4.8B to $61.0MAug 18, 2025 to Oct 1, 2025
- Individual RAUM · $6.6B to $62.6MAug 18, 2025 to Oct 1, 2025
- RAUM · $11B to $124MAug 18, 2025 to Oct 1, 2025
- Financial planning clients · 11-25 to 11-25Apr 9, 2025 to Jul 2, 2025
- Accounts · 350 to 384Mar 27, 2024 to Jan 28, 2025
- HNW clients · 15 to 25Mar 27, 2024 to Jan 28, 2025
- Individual clients · 335 to 359Mar 27, 2024 to Jan 28, 2025
- Employees · 3 to 4Mar 27, 2024 to Jan 28, 2025
- Discretionary RAUM · $83.8M to $11BMar 27, 2024 to Jan 28, 2025
- HNW RAUM · $27.8M to $4.8BMar 27, 2024 to Jan 28, 2025
- Individual RAUM · $56.0M to $6.6BMar 27, 2024 to Jan 28, 2025
- RAUM · $83.8M to $11BMar 27, 2024 to Jan 28, 2025
- Accounts · 371 to 350Oct 5, 2023 to Mar 27, 2024
- HNW clients · 204 to 15Oct 5, 2023 to Mar 27, 2024
- Individual clients · 32 to 335Oct 5, 2023 to Mar 27, 2024
- State-registered IARs · 1 to 0Oct 5, 2023 to Mar 27, 2024
- Discretionary RAUM · $71.7M to $83.8MOct 5, 2023 to Mar 27, 2024
- HNW RAUM · $39.5M to $27.8MOct 5, 2023 to Mar 27, 2024
- Individual RAUM · $32.2M to $56.0MOct 5, 2023 to Mar 27, 2024
- RAUM · $71.7M to $83.8MOct 5, 2023 to Mar 27, 2024
- Accounts · 311 to 371Jun 7, 2022 to Mar 22, 2023
- HNW clients · 48 to 204Jun 7, 2022 to Mar 22, 2023
- Individual clients · 169 to 32Jun 7, 2022 to Mar 22, 2023
- Financial planning clients · 0 to 11-25Jun 7, 2022 to Mar 22, 2023
- Discretionary RAUM · $92.5M to $71.7MJun 7, 2022 to Mar 22, 2023
- HNW RAUM · $50.8M to $39.5MJun 7, 2022 to Mar 22, 2023
- Individual RAUM · $41.7M to $32.2MJun 7, 2022 to Mar 22, 2023
- RAUM · $92.5M to $71.7MJun 7, 2022 to Mar 22, 2023
Signals
3 dated events
- M•••••• W••••• M••••••••• I••• reported RAUM $123.6M, down 99% from $11.4B (2025-08-18 to 2025-10-01)Oct 1, 2025 · RAUM change · derived
- M•••••• W••••• M••••••••• I••• reported RAUM $11.4B, up 13563% from $83.8M (2024-03-27 to 2025-01-28)Jan 28, 2025 · RAUM change · derived
- M•••••• W••••• M••••••••• I••• filed its initial SEC registration (Form ADV)Apr 29, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 833-464-5247reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 914-437-8066reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- milagrewealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 914-437-8066reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026