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Former SEC-registered adviser

K• P•••••• W••••• M••••••••• G••••

Former SEC-registered adviserBeverly Hills, CaliforniaCRD 309208SEC 801-118870IAPD
Legal name K• P•••••• W••••• M••••••••• G•••• L••
Latest filing Aug 26, 2020
First filing on the tape May 7, 2020 · 6 filings
RAUM
$4.1M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$4.1M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$4.1M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$4.1M as of Aug 26, 2020
May 7, 2020$0 then
HNW client RAUM: $4.1M
State-registered IARs (5.B.3)1 as of Aug 26, 2020
May 7, 20201 then
Employees (5.A)1 as of Aug 26, 2020
May 7, 20201 then
Private funds: no history
Practice profile
derived from the filing of Aug 26, 2020; every figure names its basis
RAUM per advisor
$4.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.1MderivedHNW RAUM over HNW clients
Average account
$1.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$4.1M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$4.1M100%
Individual clients
n/areported
HNW clients
2reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$4.1M for 2 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
K••• J•• B•••••••••Sherman Oaks, CaJan 1, 202632 y2
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B••••••••• K•••• J•• · Managing Member & Chief Compliance Officercontrol
      since 06/2020 · owns 75% or more
    Related persons
    Schedule D 7.A
    • B••••••••• • C••• C•••
      insurancey
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 3
      Aug 18, 2020 to Aug 26, 2020
    • HNW clients · unset to 2.0
      Aug 18, 2020 to Aug 26, 2020
    • Assets in custody · unset to 4147580.0
      Aug 18, 2020 to Aug 26, 2020
    • Custody of client assets · false to true
      Aug 18, 2020 to Aug 26, 2020
    • HNW RAUM · unset to 4147580.0
      Aug 18, 2020 to Aug 26, 2020
    • Non-discretionary RAUM · $0 to $4.1M
      Aug 18, 2020 to Aug 26, 2020
    • RAUM · $0 to $4.1M
      Aug 18, 2020 to Aug 26, 2020
    Signals
    1 dated events
    • K• P•••••• W••••• M••••••••• G•••• filed its initial SEC registration (Form ADV)
      May 7, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    kbwealthmanagementgroup.comreportedpublic record, Form ADV, Sep 21, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $4.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026