DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••••••••• C•••••• M••••••••• L•••
Latest filing Mar 30, 2026
First filing on the tape Jan 19, 2022 · 8 filings
SEC status approved since Feb 18, 2022
RAUM
$594M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$594M as of Mar 30, 2026
Mar 30, 2023$265M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20230 then
Employees (5.A)5 as of Mar 30, 2026
Mar 30, 20234 then
Private funds12 as of Mar 30, 2026
Mar 30, 20239 then
RAUM +66% over the last fiscal year+31% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $49.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +66%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $594M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$594M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $594M for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| O••••••••• M••••• F•••• L••• | Hedge Fund | $101M | 207 | May 17, 2021 |
| O••••••••• L••• O••• M••••• F••• | Hedge Fund | $48.5M | 18 | Mar 30, 2023 |
| O••••••••• O••••••••• F••• I•• L• | Private Equity Fund | $38.7M | 30 | Jan 19, 2022 |
| O••••••••• O••••••••• F••• V• L• | Private Equity Fund | $33.2M | 45 | Jan 19, 2022 |
| O••••••••• O••••••••• F••• V•• L• | Private Equity Fund | $21.2M | 9 | Jan 19, 2022 |
| O••••••••• O••••••••• F••• V• L• • S••••• 2• | Private Equity Fund | $19.9M | 2 | Apr 28, 2023 |
| O••••••••• O••••••••• F••• I• L• | Private Equity Fund | $12.9M | 17 | May 17, 2021 |
| O••••••••• O••••••••• F••• I• L• | Private Equity Fund | $10.5M | 22 | Jan 19, 2022 |
| O••••••••• O••••••••• F••• V• L• • S••••• 1• | Private Equity Fund | $4.1M | 3 | Jan 19, 2022 |
| O••••••••• O••••••••• F••• I• L• | Private Equity Fund | $3.4M | 15 | May 17, 2021 |
Owners and control persons
Schedule A and B, latest filing
- P••••••••• R•••••••• · Limited Partnercontrolsince 10/2019 · owns 75% or more
- S•••• E•••• M•••• · Chief Operating Officer, General Counsel And Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- P••••••••• R•••••••• · Membercontrolsince 10/2019 · owns 75% or more of O••••••••• C•••••• M••••••••• G•• L••
Entity owners
- O••••••••• C•••••• M••••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- O••••••••• F••• G•• L••pooled vehicle sponsorn
- O••••••••• L••• O••• F••• G•• L••pooled vehicle sponsorn
- O••••••••• O••••••••• F••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $358,844,812 to $594,220,808 (+66.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +8.0% (673 comparable advisers, 91.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 91% percentile
What changed
consecutive filings, newest first
- Advisory employees · 5 to 4Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $359M to $594MMar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $359M to $594MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $359M to $594MMar 31, 2025 to Mar 30, 2026
- RAUM · $359M to $594MMar 31, 2025 to Mar 30, 2026
- Accounts · 10 to 12Jul 25, 2024 to Mar 31, 2025
- Pooled vehicle clients · 10 to 12Jul 25, 2024 to Mar 31, 2025
- Assets in custody · $293M to $359MJul 25, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 25, 2024 to Mar 31, 2025
- HQ city · HILLSBOROUGH to BURLINGAMEJul 25, 2024 to Mar 31, 2025
- Private funds · 10 to 12Jul 25, 2024 to Mar 31, 2025
- Discretionary RAUM · $293M to $359MJul 25, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $293M to $359MJul 25, 2024 to Mar 31, 2025
- RAUM · $293M to $359MJul 25, 2024 to Mar 31, 2025
- Accounts · 9 to 10Apr 28, 2023 to Mar 29, 2024
- Advisory employees · 4 to 5Apr 28, 2023 to Mar 29, 2024
- Pooled vehicle clients · 9 to 10Apr 28, 2023 to Mar 29, 2024
- Assets in custody · $265M to $293MApr 28, 2023 to Mar 29, 2024
- Employees · 4 to 5Apr 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $265M to $293MApr 28, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $265M to $293MApr 28, 2023 to Mar 29, 2024
- RAUM · $265M to $293MApr 28, 2023 to Mar 29, 2024
- Private funds · 9 to 10Mar 30, 2023 to Apr 28, 2023
- Accounts · 10 to 9Jan 19, 2022 to Mar 30, 2023
- Pooled vehicle clients · 10 to 9Jan 19, 2022 to Mar 30, 2023
- Assets in custody · $243M to $265MJan 19, 2022 to Mar 30, 2023
- Employees · 5 to 4Jan 19, 2022 to Mar 30, 2023
- HQ city · unset to HILLSBOROUGHJan 19, 2022 to Mar 30, 2023
- HQ state · unset to CAJan 19, 2022 to Mar 30, 2023
- Private funds · 16 to 9Jan 19, 2022 to Mar 30, 2023
- Discretionary RAUM · $243M to $265MJan 19, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $243M to $265MJan 19, 2022 to Mar 30, 2023
- RAUM · $243M to $265MJan 19, 2022 to Mar 30, 2023
Signals
5 dated events
- O••••••••• C•••••• M••••••••• L••• reported RAUM $594.2M, up 66% from $358.8M (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Hab Siam (Chief Operating Officer, General Counsel And Chief Compliance Officer) appeared on Schedule A of O••••••••• C•••••• M••••••••• L•••Mar 29, 2024 · Control person joined · fact
- D Anish Mehta (Chief Compliance Officer) no longer on Schedule A of O••••••••• C•••••• M••••••••• L••• (listed 2023-04-28, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- D Anish Mehta (Chief Compliance Officer) appeared on Schedule A of O••••••••• C•••••• M••••••••• L•••Mar 30, 2023 · Control person joined · fact
- O••••••••• C•••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Jan 19, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- O••••••••• C•••••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- O••••••••• C•••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/octahedroncapreportedpublic record, Form ADV, Sep 18, 2026
- Website
- octahedroncapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 858-243-2204reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026