DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

A•••••• C•••••• M••••••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 309211SEC 801-118922websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape May 15, 2020 · 12 filings
SEC status approved since Jul 1, 2020
RAUM
$5.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
45
20 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$5.9B as of Mar 31, 2026
Mar 22, 2021$1.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 22, 20210 then
Employees (5.A)45 as of Mar 31, 2026
Mar 22, 202118 then
Private funds1 as of Mar 31, 2026
Mar 22, 20211 then
RAUM -6.0% over the last fiscal year+18% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.0BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-6.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$5.9B, 3 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$5.9B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$5.9B for 3 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•••••• C•••••• M•••••• L•Hedge Fund$4.0B277Oct 29, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • J•••••• B•••••••• S•••••• · Managing Partner, Chief Investment Officercontrol
        since 04/2020 · owns 50% to 75%
      • K••••••• M••••••• L••••••• · Chief Financial Officercontrol
        since 04/2020 · owns less than 5%
      • O•••••••• C•••••••• P••• · Chief Operating Officercontrol
        since 02/2020 · owns less than 5%
      • R••••• N•••• · Chief Compliance Officer, General Counselcontrol
        since 05/2022 · owns less than 5%
      • J•••••• B•••••••• S•••••• · Managing Membercontrol
        since 10/2019 · owns 50% to 75% of A•••••• C•••••• M••••••••• G•• L••
      • J•••••• B•••••••• S•••••• · Trusteecontrol
        since 05/2020 · owns F of T•• R•• M•••••• T••••
      • J•••••• C••••••••• G••••• · Trustee
        since 11/2019 · owns F of T•• P••• B••• D•• T••••
      Entity owners
      • A•••••• C•••••• M••••••••• G•• L•• · General Partner
        direct · owns less than 5%
      • T•• P••• B••• D•• T•••• · Limited Partner
        direct · owns 5% to 10%
      • T•• R•• M•••••• T•••• · Limited Partner
        direct · owns 25% to 50%
      • T•• R•• M•••••• T•••• · Non-Managing Member
        indirect · owns 25% to 50% of A•••••• C•••••• M••••••••• G•• L••
      Related persons
      Schedule D 7.A
      • A•••••• F•••• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 17 to 20
        Dec 17, 2025 to Mar 31, 2026
      • Assets in custody · $6.3B to $5.9B
        Dec 17, 2025 to Mar 31, 2026
      • Employees · 38 to 45
        Dec 17, 2025 to Mar 31, 2026
      • Discretionary RAUM · $6.3B to $5.9B
        Dec 17, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $6.3B to $5.9B
        Dec 17, 2025 to Mar 31, 2026
      • RAUM · $6.3B to $5.9B
        Dec 17, 2025 to Mar 31, 2026
      • Other offices · 1 to 0
        Mar 28, 2025 to Dec 17, 2025
      • Advisory employees · 11 to 17
        Mar 28, 2024 to Mar 28, 2025
      • Assets in custody · $4.0B to $6.3B
        Mar 28, 2024 to Mar 28, 2025
      • Employees · 30 to 38
        Mar 28, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Mar 28, 2024 to Mar 28, 2025
      • Other offices · 0 to 1
        Mar 28, 2024 to Mar 28, 2025
      • Discretionary RAUM · $4.0B to $6.3B
        Mar 28, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $4.0B to $6.3B
        Mar 28, 2024 to Mar 28, 2025
      • RAUM · $4.0B to $6.3B
        Mar 28, 2024 to Mar 28, 2025
      • Advisory employees · 9 to 11
        Apr 19, 2023 to Mar 28, 2024
      • Assets in custody · $3.6B to $4.0B
        Apr 19, 2023 to Mar 28, 2024
      • Employees · 21 to 30
        Apr 19, 2023 to Mar 28, 2024
      • Discretionary RAUM · $3.6B to $4.0B
        Apr 19, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $3.6B to $4.0B
        Apr 19, 2023 to Mar 28, 2024
      • RAUM · $3.6B to $4.0B
        Apr 19, 2023 to Mar 28, 2024
      • Assets in custody · $0 to $3.6B
        Jan 20, 2023 to Mar 15, 2023
      • Discretionary RAUM · $3.6B to $3.6B
        Jan 20, 2023 to Mar 15, 2023
      • Pooled vehicle RAUM · $3.6B to $3.6B
        Jan 20, 2023 to Mar 15, 2023
      • RAUM · $3.6B to $3.6B
        Jan 20, 2023 to Mar 15, 2023
      • Other offices · 1 to 0
        May 16, 2022 to Jan 20, 2023
      • Discretionary RAUM · $2.8B to $3.6B
        May 16, 2022 to Jan 20, 2023
      • Pooled vehicle RAUM · $2.8B to $3.6B
        May 16, 2022 to Jan 20, 2023
      • RAUM · $2.8B to $3.6B
        May 16, 2022 to Jan 20, 2023
      • Other offices · 0 to 1
        Mar 28, 2022 to May 16, 2022
      • Advisory employees · 8 to 9
        Mar 22, 2021 to Mar 28, 2022
      • Assets in custody · $1.8B to $0
        Mar 22, 2021 to Mar 28, 2022
      • Employees · 18 to 21
        Mar 22, 2021 to Mar 28, 2022
      • Discretionary RAUM · $1.8B to $2.8B
        Mar 22, 2021 to Mar 28, 2022
      • Pooled vehicle RAUM · $1.8B to $2.8B
        Mar 22, 2021 to Mar 28, 2022
      • RAUM · $1.8B to $2.8B
        Mar 22, 2021 to Mar 28, 2022
      • Assets in custody · $851M to $1.8B
        Oct 29, 2020 to Mar 22, 2021
      • Employees · 15 to 18
        Oct 29, 2020 to Mar 22, 2021
      • Discretionary RAUM · $851M to $1.8B
        Oct 29, 2020 to Mar 22, 2021
      • Pooled vehicle RAUM · $851M to $1.8B
        Oct 29, 2020 to Mar 22, 2021
      Signals
      6 dated events
      • A•••••• C•••••• M••••••••• L• reported RAUM $6.3B, up 56% from $4.0B (2024-03-28 to 2025-03-28)
        Mar 28, 2025 · RAUM change · derived
      • A•••••• C•••••• M••••••••• L• reported RAUM $3.6B, up 26% from $2.8B (2022-05-16 to 2023-01-20)
        Jan 20, 2023 · RAUM change · derived
      • Naama Rosen (Chief Compliance Officer, General Counsel) appeared on Schedule A of A•••••• C•••••• M••••••••• L•
        May 16, 2022 · Control person joined · fact
      • A•••••• C•••••• M••••••••• L• reported RAUM $2.8B, up 61% from $1.8B (2021-03-22 to 2022-03-28)
        Mar 28, 2022 · RAUM change · derived
      • A•••••• C•••••• M••••••••• L• reported RAUM $1.8B, up 106% from $851.5M (2020-10-29 to 2021-03-22)
        Mar 22, 2021 · RAUM change · derived
      • A•••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
        May 15, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/anomaly-capital-management/aboutreportedpublic record, Form ADV, Sep 19, 2026
      Website
      a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      212-540-7900reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026