DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• P••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Feb 14, 2022 · 7 filings
SEC status approved since Mar 17, 2022
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$1.0B as of Mar 30, 2026
Mar 30, 2023$339M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20230 then
Employees (5.A)17 as of Mar 30, 2026
Mar 30, 202310 then
Private funds4 as of Mar 30, 2026
Mar 30, 20232 then
RAUM +2.7% over the last fiscal year+45% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $260MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••••••• F••• I•• L••• | Private Equity Fund | $490M | 43 | Mar 28, 2024 |
| C••••••••• F••• I• L••• | Private Equity Fund | $241M | 23 | Feb 14, 2022 |
| C••••••••• F••• I••• L••• | Private Equity Fund | $159M | 8 | Feb 14, 2022 |
| C••••••••• F••• I•••• L••• | Private Equity Fund | $90.5M | 13 | Mar 28, 2024 |
| C••••••••• O••••••••• F••• I• L•••no longer reported | Private Equity Fund | $51.3M | 6 | May 8, 2020 |
Owners and control persons
Schedule A and B, latest filing
- H•••••• W••••••• M•••••• · Chief Financial Officer / Chief Compliance Officercontrolsince 05/2020 · owns less than 5%
- N•••• M•••••••• C••••••• · Managing Partnercontrolsince 08/2019 · owns 75% or more
- R•••• C••••••••• P•••••• · Managing Partnercontrolsince 01/2021 · owns 5% to 10%
- W•••• K••••• A•••• · Operating Partnercontrolsince 01/2021 · owns 5% to 10%
- N•••• M•••••••• C••••••• · Managing Membercontrolsince 08/2019 · owns 75% or more of C••••••••• P••••••• L••
Entity owners
- C••••••••• P••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C••••••••• G• I• L•••pooled vehicle sponsorn
- C••••••••• G• I•• L•••pooled vehicle sponsorn
- C••••••••• O••••••••• G• I• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 12 to 16Apr 2, 2025 to Mar 30, 2026
- Employees · 13 to 17Apr 2, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.0B to $1.0BApr 2, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.0B to $1.0BApr 2, 2025 to Mar 30, 2026
- RAUM · $1.0B to $1.0BApr 2, 2025 to Mar 30, 2026
- Advisory employees · 10 to 12Mar 28, 2024 to Apr 2, 2025
- Assets in custody · 350970621.0 to unsetMar 28, 2024 to Apr 2, 2025
- Custody of client assets · true to falseMar 28, 2024 to Apr 2, 2025
- Employees · 11 to 13Mar 28, 2024 to Apr 2, 2025
- Financial planning clients · unset to Mar 28, 2024 to Apr 2, 2025
- Discretionary RAUM · $980M to $1.0BMar 28, 2024 to Apr 2, 2025
- Pooled vehicle RAUM · $980M to $1.0BMar 28, 2024 to Apr 2, 2025
- RAUM · $980M to $1.0BMar 28, 2024 to Apr 2, 2025
- Accounts · 2 to 4Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 9 to 10Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 2 to 4Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $232M to $351MMar 30, 2023 to Mar 28, 2024
- Employees · 10 to 11Mar 30, 2023 to Mar 28, 2024
- Private funds · 2 to 4Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $339M to $980MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $339M to $980MMar 30, 2023 to Mar 28, 2024
- RAUM · $339M to $980MMar 30, 2023 to Mar 28, 2024
- Assets in custody · $116M to $232MSep 12, 2022 to Mar 30, 2023
- Discretionary RAUM · $353M to $339MSep 12, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $353M to $339MSep 12, 2022 to Mar 30, 2023
- RAUM · $353M to $339MSep 12, 2022 to Mar 30, 2023
- Private funds · 4 to 2Feb 14, 2022 to Apr 5, 2022
Signals
2 dated events
- C••••••••• P••••••• L• reported RAUM $980.0M, up 189% from $338.9M (2023-03-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- C••••••••• P••••••• L• filed its initial SEC registration (Form ADV)Feb 14, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••••••• P••••••• L• · Independent Sponsorsshared crd · capital_provider
- C••••••••• P••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- clearhavenpartners.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 617-221-7721reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026