DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••• L••
Latest filing Mar 29, 2026
First filing on the tape Jun 26, 2023 · 6 filings
SEC status approved since Jul 26, 2023
RAUM
$362M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$362M as of Mar 29, 2026
Mar 26, 2024$223M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2026
Mar 26, 20240 then
Employees (5.A)8 as of Mar 29, 2026
Mar 26, 20246 then
Private funds2 as of Mar 29, 2026
Mar 26, 20241 then
RAUM +29% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $362MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$362M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••••• H••••••• L• | Private Equity Fund | $223M | 76 | Aug 23, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C•••• T••••• B•••• · Co Founder & Membercontrolsince 01/2020 · owns 50% to 75%
- H•••••••• B••••• D•••• · Co Founder, Chief Compliance Officer, & Membercontrolsince 01/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
- K••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC3 employees
What changed
consecutive filings, newest first
- Private funds · 1 to 2Mar 27, 2025 to Mar 29, 2026
- Discretionary RAUM · $280M to $362MMar 27, 2025 to Mar 29, 2026
- Pooled vehicle RAUM · $280M to $362MMar 27, 2025 to Mar 29, 2026
- RAUM · $280M to $362MMar 27, 2025 to Mar 29, 2026
- Advisory employees · 5 to 6May 22, 2024 to Mar 27, 2025
- Employees · 6 to 8May 22, 2024 to Mar 27, 2025
- Financial planning clients · unset to May 22, 2024 to Mar 27, 2025
- HQ city · NASHVILLE to CHARLOTTEMay 22, 2024 to Mar 27, 2025
- HQ state · TN to NCMay 22, 2024 to Mar 27, 2025
- Discretionary RAUM · $223M to $280MMay 22, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $223M to $280MMay 22, 2024 to Mar 27, 2025
- RAUM · $223M to $280MMay 22, 2024 to Mar 27, 2025
- Discretionary RAUM · $196M to $223MDec 21, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $196M to $223MDec 21, 2023 to Mar 26, 2024
- RAUM · $196M to $223MDec 21, 2023 to Mar 26, 2024
- HQ city · CHICAGO to NASHVILLEJun 26, 2023 to Dec 21, 2023
- HQ state · IL to TNJun 26, 2023 to Dec 21, 2023
- Private funds · 2 to 1Jun 26, 2023 to Dec 21, 2023
Signals
1 dated events
- K••••••• L•• filed its initial SEC registration (Form ADV)Jun 26, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- K••••••• L•• · Independent Sponsorsshared crd · capital_provider
- K••••••• L•• · Private Equityshared crd · organization
- K••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kanbrickreportedpublic record, Form ADV, Sep 18, 2026
- Website
- kanbrick.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 872-225-2249reportedpublic record, Form ADV, Mar 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026