DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Interchange Capital Partners
Legal name Interchange Capital Partners, LLC
Latest filing Jun 17, 2026
First filing on the tape May 6, 2020 · 27 filings
SEC status approved since Jun 8, 2020
RAUM
$744M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
87%
$649M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$93.0M
derived; firm RAUM over IAPD count
Employees
13
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$744M as of Jun 17, 2026
Mar 12, 2021$335M then
HNW client RAUM$614M as of Jun 17, 2026
Mar 12, 2021$316M then
State-registered IARs (5.B.3)7 as of Jun 17, 2026
Mar 12, 20213 then
Employees (5.A)13 as of Jun 17, 2026
Mar 12, 20217 then
Private funds: no history
RAUM +25% over the last fiscal year+51% a year over threeIARs 4 to 7
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $93.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.1MderivedHNW RAUM over HNW clients
- Average account
- $579,583derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 4.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +75%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +20%derived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $260M, 270 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$614M83%
- Corporations and businesses$83.1M11%
- Individuals$35.1M4.7%
- Charitable organizations$11.4M1.5%
- Individual clients
- 110reported
- HNW clients
- 86reported
- Pension plan clients
- n/areported
- Charitable clients
- 11reported
- Accounts
- 1,283reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $260M for 270 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.87 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kendra Lynn Kasznel ReillyCertified Financial Planner | Pittsburgh, Pa | Jun 12, 2020 | 12 y | 2 |
| Ahmiel Eliezer BaumCertified Financial Planner | Pittsburgh, Pa | Jun 12, 2020 | 46 y | 1 |
| Brian David BaumCertified Financial Planner | Pittsburgh, Pa | Jun 12, 2020 | 14 y | 1 |
| Christopher Michael DuerrCertified Financial Planner, Chartered Financial Analyst | Pittsburgh, Pa | Jan 19, 2022 | 14 y | 1 |
| Peter Jacob ErinChartered Financial Analyst | Pittsburgh, Pa | Apr 30, 2025 | 10 y | 0 |
| Samuel Peter HoppsCertified Financial Planner | Pittsburgh, Pa | Jul 2, 2025 | 11 y | 0 |
| Chuo Lin Loo | Pittsburgh, Pa | Jul 12, 2025 | 11 y | 0 |
| Alyssa Jean Albaugh | Pittsburgh, Pa | Mar 19, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Tyler Houston to Ewa, LLCMay 31, 2024 · RIA to RIA
Joined, latest
- Christopher Michael Duerr from UBS Financial Services Inc.Jan 19, 2022 · Wirehouse to independent RIA
- Brian David Baum from UBS Financial Services Inc.Jun 12, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Kendra Lynn Kasznel Reilly from UBS Financial Services Inc.Jun 12, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Ahmiel Eliezer Baum from UBS Financial Services Inc.Jun 12, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from UBS Financial Services Inc.Jul 6, 2020 · Pittsburgh, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Eliezer Ahmiel Baum · Chief Compliance Officer/Executive Chairman Of The Boardcontrolsince 06/2020 · owns 75% or more
- David Brian Baum · Managing Director/Ceo/Presidentcontrolsince 06/2020 · owns 10% to 25%
- Lynn Kendra Reilly · Partnercontrolsince 06/2020 · owns less than 5%
Related persons
Schedule D 7.A
- Interchange Capital Insurance, LLCreal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Pittsburgh, Pa · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Advisory activities · 5 to 4Mar 30, 2026 to Jun 17, 2026
- Accounts · 1,266 to 1,283Oct 14, 2025 to Mar 30, 2026
- Advisory employees · 4 to 7Oct 14, 2025 to Mar 30, 2026
- Charity clients · 13 to 11Oct 14, 2025 to Mar 30, 2026
- Corporate clients · 28 to 11Oct 14, 2025 to Mar 30, 2026
- HNW clients · 82 to 86Oct 14, 2025 to Mar 30, 2026
- Individual clients · 81 to 110Oct 14, 2025 to Mar 30, 2026
- Assets in custody · $193M to $260MOct 14, 2025 to Mar 30, 2026
- Employees · 11 to 13Oct 14, 2025 to Mar 30, 2026
- State-registered IARs · 4 to 7Oct 14, 2025 to Mar 30, 2026
- Discretionary RAUM · $596M to $744MOct 14, 2025 to Mar 30, 2026
- HNW RAUM · $447M to $614MOct 14, 2025 to Mar 30, 2026
- Individual RAUM · $73.2M to $35.1MOct 14, 2025 to Mar 30, 2026
- RAUM · $596M to $744MOct 14, 2025 to Mar 30, 2026
- Accounts · 376 to 1,266Dec 23, 2024 to Mar 27, 2025
- Advisory employees · 6 to 4Dec 23, 2024 to Mar 27, 2025
- Charity clients · 1 to 13Dec 23, 2024 to Mar 27, 2025
- Corporate clients · unset to 28.0Dec 23, 2024 to Mar 27, 2025
- HNW clients · 60 to 82Dec 23, 2024 to Mar 27, 2025
- Individual clients · 60 to 81Dec 23, 2024 to Mar 27, 2025
- Assets in custody · $56.8M to $193MDec 23, 2024 to Mar 27, 2025
- Employees · 9 to 11Dec 23, 2024 to Mar 27, 2025
- Financial planning clients · 101-250 to 101-250Dec 23, 2024 to Mar 27, 2025
- Discretionary RAUM · $270M to $596MDec 23, 2024 to Mar 27, 2025
- HNW RAUM · $244M to $447MDec 23, 2024 to Mar 27, 2025
- Individual RAUM · $24.5M to $73.2MDec 23, 2024 to Mar 27, 2025
- RAUM · $270M to $596MDec 23, 2024 to Mar 27, 2025
- Advisory activities · 4 to 5Nov 27, 2024 to Dec 23, 2024
- Accounts · 367 to 376Mar 30, 2023 to Feb 5, 2024
- Advisory employees · 5 to 6Mar 30, 2023 to Feb 5, 2024
- Advisory activities · 3 to 4Mar 30, 2023 to Feb 5, 2024
- BD registered reps · 1 to 0Mar 30, 2023 to Feb 5, 2024
- HNW clients · 67 to 60Mar 30, 2023 to Feb 5, 2024
- Individual clients · 64 to 60Mar 30, 2023 to Feb 5, 2024
- Assets in custody · $9.0M to $56.8MMar 30, 2023 to Feb 5, 2024
- Employees · 10 to 9Mar 30, 2023 to Feb 5, 2024
- State-registered IARs · 5 to 4Mar 30, 2023 to Feb 5, 2024
- Discretionary RAUM · $217M to $270MMar 30, 2023 to Feb 5, 2024
- HNW RAUM · $191M to $244MMar 30, 2023 to Feb 5, 2024
- Individual RAUM · $25.7M to $24.5MMar 30, 2023 to Feb 5, 2024
Signals
8 dated events
- Interchange Capital Partners reported RAUM $595.9M, up 121% from $269.6M (2024-12-23 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Tyler Houston left Interchange Capital Partners for Ewa, Llc (registered 2026-01-20)May 31, 2024 · Advisor changed firm · fact
- Interchange Capital Partners reported RAUM $217.1M, down 34% from $328.2M (2022-06-30 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- William Alexander Hansen (Chief Compliance Officer) no longer on Schedule A of Interchange Capital Partners (listed 2020-05-18, absent 2020-06-12)Jun 12, 2020 · Control person left · inference
- Nmn Corey Kupfer (Sole Member) no longer on Schedule A of Interchange Capital Partners (listed 2020-05-18, absent 2020-06-12)Jun 12, 2020 · Control person left · inference
- Eliezer Ahmiel Baum (Chief Compliance Officer/Chief Executive Officer) appeared on Schedule A of Interchange Capital PartnersJun 12, 2020 · Control person joined · fact
- David Brian Baum (Managing Director) appeared on Schedule A of Interchange Capital PartnersJun 12, 2020 · Control person joined · fact
- Interchange Capital Partners filed its initial SEC registration (Form ADV)May 6, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Interchange Capital Partners · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- team@interchangecp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 412-307-4230reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/interchange-capital-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- interchangecp.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 412-307-4230reportedpublic record, Form ADV, Jun 17, 2026
- Contact form
- interchangecp.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- interchangecp.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $93.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026