DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Humphreys Capital, LLC
Latest filing Apr 10, 2026
First filing on the tape Jul 28, 2020 · 21 filings
SEC status approved since Sep 15, 2020
RAUM
$252M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$252M as of Apr 10, 2026
Mar 31, 2021$132M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 10, 2026
Mar 31, 20210 then
Employees (5.A)20 as of Apr 10, 2026
Mar 31, 202114 then
Private funds5 as of Apr 10, 2026
Mar 31, 20212 then
RAUM +18% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $50.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $383M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$252M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $383M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Humphreys Fund IV, LP | Real Estate Fund | $88.6M | 58 | Mar 31, 2022 |
| Humphreys Fund III, LP | Real Estate Fund | $60.4M | 43 | Jan 31, 2019 |
| Hfi Reit Embrey Loso 2206, LLC | Other Private Fund | $54.1M | 4 | Mar 29, 2024 |
| Humphreys Fund II, LP | Real Estate Fund | $7.5M | 29 | Apr 11, 2017 |
Owners and control persons
Schedule A and B, latest filing
- David Blair Humphreys · Chief Executive Officercontrolsince 08/2016 · owns less than 5%
- Carlton Grant Humphreys · Chairmancontrolsince 08/2016 · owns less than 5%
- David Kirk Humphreys · Chairman Emerituscontrolsince 08/2016 · owns less than 5%
- Payne Braden Merritt · Presidentcontrolsince 11/2017 · owns less than 5%
- Patrick Brett Merritt · Chief Compliance Officer & General Counselcontrolsince 02/2024 · owns less than 5%
- Delyn Mart Green · Trustee Of 2012 Green Family Dynastry Trustcontrolsince 01/2012 · owns F of 2012 Green Family Dynasty Trust
- Delyn Mart Green · Secretarycontrolsince 02/2014 · owns F of Hl American Investments, LLC
- Todd Steven Green · Trustee Of 2012 Green Family Dynastry Trustcontrolsince 01/2012 · owns F of 2012 Green Family Dynasty Trust
- Todd Steven Green · Presidentcontrolsince 02/2014 · owns F of Hl American Investments, LLC
- David Blair Humphreys · Managing Membercontrolsince 11/1997 · owns 75% or more of Blair Humphreys Company, LLC
- David Blair Humphreys · President & Director, Humphreys Capitalcontrolsince 01/1997 · owns F of The Humphreys Company, LLC
- Danna Humphreys · Co-Trustee Of Kirk Humphreys Revocable Trustcontrolsince 01/1997 · owns F of Kirk Humphreys Revocable Trust
- Danna Humphreys · Co-Trustee Of Danna Humphreys Revocable Trustcontrolsince 01/1997 · owns F of Danna Humphreys Revocable Trust
- Carlton Grant Humphreys · Managing Membercontrolsince 11/1997 · owns 75% or more of Grant Humphreys Company, LLC
- Carlton Grant Humphreys · Chief Executive Officer, Directorcontrolsince 01/1997 · owns F of The Humphreys Company, LLC
- David Kirk Humphreys · Co-Trustee Of Kirk Humphreys Revocable Trustcontrolsince 01/1997 · owns F of Kirk Humphreys Revocable Trust
- David Kirk Humphreys · Co-Trustee Of Danna Humphreys Revocable Trustcontrolsince 01/1997 · owns F of Danna Humphreys Revocable Trust
- David Kirk Humphreys · Member, Management Committeecontrolsince 12/1997 · owns F of The Humphreys Company, LLC
- Dawn De'Ette Darsee Lett · Trustee Of 2012 Green Family Dynastry Trustcontrolsince 01/2012 · owns F of 2012 Green Family Dynasty Trust
- Dawn De'Ette Darsee Lett · Membercontrolsince 02/2014 · owns F of Hl American Investments, LLC
- Anne Grace Middlebrooks · Directorcontrolsince 11/1997 · owns F of The Humphreys Company, LLC
- Anne Grace Middlebrooks · Managing Membercontrolsince 12/1996 · owns 75% or more of Annie Humphreys Company, LLC
Entity owners
- Hl American Investments, LLC · Memberdirect · owns 10% to 25%
- The Humphreys Company, LLC · Memberdirect · owns 50% to 75%
- 2012 Green Family Dynasty Trust · Memberindirect · owns F of Hl American Investments, LLC
- Annie Humphreys Company, LLC · Memberindirect · owns 25% to 50% of The Humphreys Company, LLC
- Blair Humphreys Company, LLC · Memberindirect · owns 25% to 50% of The Humphreys Company, LLC
- Grant Humphreys Company, LLC · Memberindirect · owns 25% to 50% of The Humphreys Company, LLC
- Danna Humphreys Revocable Trust · Memberindirect · owns F of The Humphreys Company, LLC
- Kirk Humphreys Revocable Trust · Memberindirect · owns F of The Humphreys Company, LLC
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 11 to 10Oct 3, 2025 to Mar 30, 2026
- Assets in custody · $459M to $383MOct 3, 2025 to Mar 30, 2026
- Employees · 22 to 20Oct 3, 2025 to Mar 30, 2026
- Discretionary RAUM · $215M to $252MOct 3, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $215M to $252MOct 3, 2025 to Mar 30, 2026
- RAUM · $215M to $252MOct 3, 2025 to Mar 30, 2026
- Advisory employees · 9 to 11Mar 26, 2025 to Oct 3, 2025
- Employees · 24 to 22Mar 26, 2025 to Oct 3, 2025
- Related broker-dealer · true to falseMar 26, 2025 to Oct 3, 2025
- Accounts · 4 to 5Oct 31, 2024 to Mar 26, 2025
- Advisory employees · 11 to 9Oct 31, 2024 to Mar 26, 2025
- Pooled vehicle clients · 4 to 5Oct 31, 2024 to Mar 26, 2025
- Assets in custody · $538M to $459MOct 31, 2024 to Mar 26, 2025
- Employees · 31 to 24Oct 31, 2024 to Mar 26, 2025
- Financial planning clients · unset to Oct 31, 2024 to Mar 26, 2025
- Private funds · 4 to 5Oct 31, 2024 to Mar 26, 2025
- Discretionary RAUM · $211M to $215MOct 31, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $211M to $215MOct 31, 2024 to Mar 26, 2025
- RAUM · $211M to $215MOct 31, 2024 to Mar 26, 2025
- Related broker-dealer · false to trueOct 31, 2024 to Mar 26, 2025
- Advisory employees · 10 to 11Mar 29, 2024 to Oct 31, 2024
- Advisory employees · 9 to 10Feb 12, 2024 to Mar 29, 2024
- Assets in custody · $544M to $538MFeb 12, 2024 to Mar 29, 2024
- Employees · 22 to 31Feb 12, 2024 to Mar 29, 2024
- Private funds · 3 to 4Feb 12, 2024 to Mar 29, 2024
- Discretionary RAUM · $211M to $211MFeb 12, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $211M to $211MFeb 12, 2024 to Mar 29, 2024
- RAUM · $211M to $211MFeb 12, 2024 to Mar 29, 2024
- Accounts · 3 to 4Jun 29, 2023 to Jul 21, 2023
- Pooled vehicle clients · 3 to 4Jun 29, 2023 to Jul 21, 2023
- Discretionary RAUM · $180M to $211MJun 29, 2023 to Jul 21, 2023
- Pooled vehicle RAUM · $180M to $211MJun 29, 2023 to Jul 21, 2023
- RAUM · $180M to $211MJun 29, 2023 to Jul 21, 2023
- Advisory employees · 8 to 9Jan 13, 2023 to Mar 31, 2023
- Assets in custody · $502M to $544MJan 13, 2023 to Mar 31, 2023
- Employees · 17 to 22Jan 13, 2023 to Mar 31, 2023
- Discretionary RAUM · $232M to $180MJan 13, 2023 to Mar 31, 2023
- Pooled vehicle RAUM · $232M to $180MJan 13, 2023 to Mar 31, 2023
- RAUM · $232M to $180MJan 13, 2023 to Mar 31, 2023
- Assets in custody · $337M to $502MMar 31, 2022 to May 4, 2022
Signals
5 dated events
- Patrick Brett Merritt (Chief Compliance Officer & General Counsel) appeared on Schedule A of Humphreys Capital, LlcFeb 12, 2024 · Control person joined · fact
- Ann Karen Allen (Member, Chief Financial Officer) no longer on Schedule A of Humphreys Capital, Llc (listed 2022-05-04, absent 2023-01-13)Jan 13, 2023 · Control person left · inference
- Humphreys Capital, Llc reported RAUM $232.5M, up 76% from $131.9M (2021-09-23 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Danna Humphreys (Co-Trustee Of Danna Humphreys Revocable Trust) appeared on Schedule A of Humphreys Capital, LlcAug 7, 2020 · Control person joined · fact
- Humphreys Capital, Llc filed its initial SEC registration (Form ADV)Jul 28, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/HUMPHREYSCAPITALreportedpublic record, Form ADV, Sep 17, 2026
- Website
- HUMPHREYSCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 405-228-1000reportedpublic record, Form ADV, Apr 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Humphreys Capital, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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