DFX Intelligence

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F••••••••• C•••••• M••••••••• L•

Asset manager (funds and pooled vehicles)SEC-registered1 private funds· Los Angeles, California

Asset manager (funds and pooled vehicles), based in Los Angeles, California, reporting $2.1B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-26 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $2.1B
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +11%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-26 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

1 published business contact point is on record, each with its source.
Contact points 1

Every filed figure, and the identifiersCRD 309334 · SEC 801-119463 · 11 filingsShow

CRD 309334SEC 801-119463First filing on the tape Aug 14, 2020, latest Mar 26, 2026SEC status approved since Sep 11, 2020IAPD

RAUM

$2.1B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

11 filings and snapshots on the tape

RAUM$2.1B as of Mar 26, 2026

Mar 30, 2021$640M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 26, 2026

Mar 30, 20210 then

Employees (5.A)11 as of Mar 26, 2026

Mar 30, 20218 then

Private funds1 as of Mar 26, 2026

Mar 30, 20211 then

RAUM +11% over the last fiscal year+40% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 26, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $711MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +11%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $2.1B, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$2.1B100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 3reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $2.1B for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
F••••••••• C•••••• M••••• F••• L•	Hedge Fund	$2.1B	104	Aug 14, 2020

Owners and control persons

Schedule A and B, latest filing

D•••• B••••••• R••••• · Limited Partner, Chief Executive Officer And Chief Investment Officercontrol
since 09/2019 · owns 75% or more
D•••• B••••••• R••••• · Managing Membercontrol
since 09/2019 · owns 75% or more of F••••••••• C•••••• M••••••••• G• L••
L••••••••• M•••• N••••••• · Chief Financial Officer, Chief Operating Officer, Chief Compliance Officer
since 03/2024 · owns less than 5%
V••••••• J•••••• D•••• · Chief Strategy Officer
since 03/2024 · owns less than 5%

Entity owners

F••••••••• C•••••• M••••••••• G• L•• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

F••••••••• C•••••• F••• G• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $1.9B to $2.1B
Mar 26, 2025 to Mar 26, 2026
Discretionary RAUM · $1.9B to $2.1B
Mar 26, 2025 to Mar 26, 2026
Pooled vehicle RAUM · $1.9B to $2.1B
Mar 26, 2025 to Mar 26, 2026
RAUM · $1.9B to $2.1B
Mar 26, 2025 to Mar 26, 2026
Assets in custody · $1.2B to $1.9B
Mar 28, 2024 to Mar 26, 2025
Financial planning clients · unset to
Mar 28, 2024 to Mar 26, 2025
Discretionary RAUM · $1.2B to $1.9B
Mar 28, 2024 to Mar 26, 2025
Pooled vehicle RAUM · $1.2B to $1.9B
Mar 28, 2024 to Mar 26, 2025
RAUM · $1.2B to $1.9B
Mar 28, 2024 to Mar 26, 2025
Advisory employees · 6 to 7
Nov 13, 2023 to Mar 28, 2024
Assets in custody · $784M to $1.2B
Nov 13, 2023 to Mar 28, 2024
Employees · 9 to 11
Nov 13, 2023 to Mar 28, 2024
Discretionary RAUM · $784M to $1.2B
Nov 13, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $784M to $1.2B
Nov 13, 2023 to Mar 28, 2024
RAUM · $784M to $1.2B
Nov 13, 2023 to Mar 28, 2024
Advisory employees · 4 to 6
Sep 7, 2022 to Mar 20, 2023
Assets in custody · $1.0B to $784M
Sep 7, 2022 to Mar 20, 2023
Employees · 8 to 9
Sep 7, 2022 to Mar 20, 2023
Discretionary RAUM · $1.0B to $784M
Sep 7, 2022 to Mar 20, 2023
Pooled vehicle RAUM · $1.0B to $784M
Sep 7, 2022 to Mar 20, 2023
RAUM · $1.0B to $784M
Sep 7, 2022 to Mar 20, 2023
Assets in custody · $640M to $1.0B
Mar 30, 2021 to Mar 30, 2022
Discretionary RAUM · $640M to $1.0B
Mar 30, 2021 to Mar 30, 2022
Pooled vehicle RAUM · $640M to $1.0B
Mar 30, 2021 to Mar 30, 2022
RAUM · $640M to $1.0B
Mar 30, 2021 to Mar 30, 2022
Assets in custody · $414M to $640M
Dec 21, 2020 to Mar 30, 2021
Discretionary RAUM · $414M to $640M
Dec 21, 2020 to Mar 30, 2021
Pooled vehicle RAUM · $414M to $640M
Dec 21, 2020 to Mar 30, 2021
RAUM · $414M to $640M
Dec 21, 2020 to Mar 30, 2021
Accounts · unset to 3.0
Aug 14, 2020 to Dec 21, 2020
Assets in custody · unset to 414015756.0
Aug 14, 2020 to Dec 21, 2020
Custody of client assets · false to true
Aug 14, 2020 to Dec 21, 2020
Discretionary RAUM · unset to 414015756.0
Aug 14, 2020 to Dec 21, 2020
Non-discretionary RAUM · unset to 0.0
Aug 14, 2020 to Dec 21, 2020
Pooled vehicle RAUM · $0 to $414M
Aug 14, 2020 to Dec 21, 2020
RAUM · unset to 414015756.0
Aug 14, 2020 to Dec 21, 2020

Signals

7 dated events

••• Locked
Mar 26, 2026 · private fund gav change · fact
••• Locked
Mar 26, 2026 · ria private fund assets change · fact
••• Locked
Mar 26, 2025 · RAUM change · derived
••• Locked
Mar 28, 2024 · RAUM change · derived
••• Locked
Mar 30, 2022 · RAUM change · derived
••• Locked
Mar 30, 2021 · RAUM change · derived
••• Locked
Aug 14, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 26, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026