DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••• P•••••••••
Legal name R••••• P••••••••• L••
Latest filing Aug 1, 2026
First filing on the tape May 21, 2020 · 13 filings
SEC status approved since Jun 26, 2020
RAUM
$1.8B
reported, Item 5.F
Discretionary
21%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$355M
derived; firm RAUM over IAPD count
Employees
28
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$1.8B as of Aug 1, 2026
Mar 29, 2021$1.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 1, 2026
Mar 29, 20210 then
Employees (5.A)28 as of Aug 1, 2026
Mar 29, 202122 then
Private funds: no history
RAUM -0.7% over the last fiscal year-7.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 1, 2026; every figure names its basis
- RAUM per advisor
- $355MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $111MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 21%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.6derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $1.8B, 16 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.8B for 16 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• R•••••••• | Los Angeles, Ca | May 24, 2022 | 13 y | 0 |
| J••• W••••• P•••• | Dallas, Tx | May 24, 2022 | 10 y | 0 |
| E••• R••• L••••••• F••••• | Los Angeles, Ca | May 24, 2022 | 21 y | 0 |
| R••••• N••••• F•••••• | Los Angeles, Ca | May 25, 2022 | 10 y | 1 |
| P••••• L••• | Los Angeles, Ca | May 26, 2022 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• N••••• F•••••• from N•••••••• B••••• B• L••May 25, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• M••••••• A•••• · Chief Operating Officercontrolsince 01/2008 · owns less than 5%
- F•••••• E•••• R••• L••••••• · M••••••• Director & Chief Executive Officercontrolsince 08/2005 · owns less than 5%
- K••••• S•••••• L•••• · Executive Vice President & Head Of Acquisitionscontrolsince 01/2020 · owns less than 5%
- L•••••• L•••• M••••• · Chief Compliance Officer, General Counselcontrolsince 10/2019 · owns less than 5%
- B••••••••• M••••••• A•••• · General Partnercontrolsince 01/2019 · owns F of M•••••• S••••• F••••• P•••••••••
- F•••••• E•••• R••• L••••••• · Trusteecontrolsince 01/2019 · owns F of S••••• B•• P•••••••••
- K••••• S•••••• L•••• · Sole Shareholdercontrolsince 01/2020 · owns 75% or more of G••••• V••••••• I•••
- L•••••• L•••• M••••• · Trusteecontrolsince 03/2013 · owns 75% or more of L••••• L••••• T•••• U•••• M•••• 2•• 2•••
Entity owners
- B•••••• L•• · M•••••direct · owns 25% to 50%
- G••••• V••••••• I••• · M•••••direct · owns 10% to 25%
- M•••••• S••••• F••••• P••••••••• · M•••••direct · owns 10% to 25%
- S••••• B•• P••••••••• · M•••••direct · owns 50% to 75%
- L••••• L••••• T•••• U•••• M•••• 2•• 2••• · M•••••direct · owns less than 5%
Related persons
Schedule D 7.A
- A••••••• R••••• H•••••••• L••n
- C•••••••• V••••••• L••n
- R••••• C•• M••••••• L••n
- R••••• M••••••• M••••• I•• L••n
- R••••• M••••••• M••••• I•• L••pooled vehicle sponsorn
- R••••• S••••••••• L••n
- R••••• G•• L••n
- R•• V• M••••••• M•••••• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx | 5 | 0 | 0 | ||
| Los Angeles, Ca · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX5 employees
- San Diego, CA
What changed
consecutive filings, newest first
- Accounts · 19 to 16Mar 25, 2025 to Feb 17, 2026
- Advisory employees · 13 to 10Mar 25, 2025 to Feb 17, 2026
- Pooled vehicle clients · 19 to 16Mar 25, 2025 to Feb 17, 2026
- Assets in custody · $1.8B to $1.8BMar 25, 2025 to Feb 17, 2026
- Employees · 33 to 28Mar 25, 2025 to Feb 17, 2026
- Discretionary RAUM · $332M to $378MMar 25, 2025 to Feb 17, 2026
- Non-discretionary RAUM · $1.5B to $1.4BMar 25, 2025 to Feb 17, 2026
- Pooled vehicle RAUM · $1.8B to $1.8BMar 25, 2025 to Feb 17, 2026
- RAUM · $1.8B to $1.8BMar 25, 2025 to Feb 17, 2026
- Accounts · 17 to 19Mar 27, 2024 to Mar 25, 2025
- Advisory employees · 17 to 13Mar 27, 2024 to Mar 25, 2025
- Pooled vehicle clients · 17 to 19Mar 27, 2024 to Mar 25, 2025
- Assets in custody · $2.2B to $1.8BMar 27, 2024 to Mar 25, 2025
- Employees · 43 to 33Mar 27, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 25, 2025
- Discretionary RAUM · $501M to $332MMar 27, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $1.7B to $1.5BMar 27, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $2.2B to $1.8BMar 27, 2024 to Mar 25, 2025
- RAUM · $2.2B to $1.8BMar 27, 2024 to Mar 25, 2025
- Accounts · 16 to 17Oct 2, 2023 to Mar 27, 2024
- Advisory employees · 10 to 17Oct 2, 2023 to Mar 27, 2024
- Pooled vehicle clients · 16 to 17Oct 2, 2023 to Mar 27, 2024
- Assets in custody · $1.9B to $2.2BOct 2, 2023 to Mar 27, 2024
- Employees · 39 to 43Oct 2, 2023 to Mar 27, 2024
- Discretionary RAUM · $513M to $501MOct 2, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $1.7B to $1.7BOct 2, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.3B to $2.2BOct 2, 2023 to Mar 27, 2024
- RAUM · $2.3B to $2.2BOct 2, 2023 to Mar 27, 2024
- Other offices · 3 to 2Mar 29, 2023 to Oct 2, 2023
- Employees · 45 to 39Nov 14, 2022 to Mar 29, 2023
- Discretionary RAUM · $601M to $513MNov 14, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $1.9B to $1.7BNov 14, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $2.5B to $2.3BNov 14, 2022 to Mar 29, 2023
- RAUM · $2.5B to $2.3BNov 14, 2022 to Mar 29, 2023
- Accounts · 15 to 16Mar 30, 2022 to Nov 14, 2022
- Pooled vehicle clients · 15 to 16Mar 30, 2022 to Nov 14, 2022
- Discretionary RAUM · $534M to $601MMar 30, 2022 to Nov 14, 2022
- Non-discretionary RAUM · $1.4B to $1.9BMar 30, 2022 to Nov 14, 2022
- Pooled vehicle RAUM · $1.9B to $2.5BMar 30, 2022 to Nov 14, 2022
- RAUM · $1.9B to $2.5BMar 30, 2022 to Nov 14, 2022
Signals
4 dated events
- R••••• P••••••••• reported RAUM $2.5B, up 32% from $1.9B (2022-03-30 to 2022-11-14)Nov 14, 2022 · RAUM change · derived
- Alan Jeffrey Dinkin (Managing Director & Founder) no longer on Schedule A of R••••• P••••••••• (listed 2022-03-30, absent 2022-11-14)Nov 14, 2022 · Control person left · inference
- R••••• P••••••••• reported RAUM $1.9B, up 37% from $1.4B (2021-03-29 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- R••••• P••••••••• filed its initial SEC registration (Form ADV)May 21, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/R•••••-P•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- R•••••P•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-806-9800reportedpublic record, Form ADV, Aug 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $355Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026