DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
2nd Vote Advisers, LLC.
Latest filing May 31, 2023
First filing on the tape Jun 30, 2020 · 13 filings
RAUM
$69.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$49.5M as of Aug 26, 2022
Sep 15, 2021$29.9M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Aug 26, 2022
Sep 15, 20212 then
Employees (5.A)6 as of Aug 26, 2022
Sep 15, 20219 then
Private funds: no history
RAUM +133% over the last fiscal yearIARs 2 to 0offices 1 to 0
Practice profile
derived from the filing of May 31, 2023; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $13.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 29%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +65%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$44.3M64%
- Charitable organizations$20.4M29%
- Other investment advisers$5.0M7.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 5reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- John Michael Wildern to Inspire Investing, LLCJan 10, 2022 · Other
Joined, latest
- John Michael Wildern from Fidelity Personal And Workplace AdvisorsJun 17, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edwin Robert Brooks · Chief Investment Officercontrolsince 07/2022 · owns less than 5%
- John Mcdevitt · Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- S Albert Neubert · Chief Executive Officercontrolsince 07/2022 · owns less than 5%
- Lee David Black · Directorcontrolsince 04/2020 · owns 25% to 50% of 2nd Vote Value Investments, Inc.
- Lynn Diane Black · Directorcontrolsince 04/2020 · owns 25% to 50% of 2nd Vote Value Investments, Inc.
Entity owners
- 2nd Vote Value Investments, Inc. · C Corpdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 16 to 5Sep 19, 2022 to Feb 27, 2023
- Charity clients · unset to 1.0Sep 19, 2022 to Feb 27, 2023
- Employees · 6 to 4Sep 19, 2022 to Feb 27, 2023
- State-registered IARs · 2 to 0Sep 19, 2022 to Feb 27, 2023
- Discretionary RAUM · $49.5M to $69.7MSep 19, 2022 to Feb 27, 2023
- RAUM · $49.5M to $69.7MSep 19, 2022 to Feb 27, 2023
- Discretionary RAUM · $49.5M to $49.5MAug 30, 2022 to Sep 19, 2022
- RAUM · $49.5M to $49.5MAug 30, 2022 to Sep 19, 2022
- Accounts · 1 to 16Jan 21, 2022 to Aug 26, 2022
- Advisory activities · 1 to 3Jan 21, 2022 to Aug 26, 2022
- BD registered reps · 1 to 0Jan 21, 2022 to Aug 26, 2022
- Employees · 9 to 6Jan 21, 2022 to Aug 26, 2022
- Other offices · 2 to 0Jan 21, 2022 to Aug 26, 2022
- Discretionary RAUM · $29.9M to $49.5MJan 21, 2022 to Aug 26, 2022
- RAUM · $29.9M to $49.5MJan 21, 2022 to Aug 26, 2022
- Other offices · 1 to 2Jan 21, 2022 to Jan 21, 2022
- Accounts · 2 to 1Jun 17, 2021 to Sep 15, 2021
- Advisory employees · 1 to 2Jun 17, 2021 to Sep 15, 2021
- BD registered reps · 0 to 1Jun 17, 2021 to Sep 15, 2021
- Employees · 5 to 9Jun 17, 2021 to Sep 15, 2021
- State-registered IARs · 1 to 2Jun 17, 2021 to Sep 15, 2021
- Discretionary RAUM · $4.0M to $29.9MJun 17, 2021 to Sep 15, 2021
- RAUM · $4.0M to $29.9MJun 17, 2021 to Sep 15, 2021
- Other offices · 0 to 1Nov 24, 2020 to Jun 17, 2021
- Accounts · 0 to 2Jun 30, 2020 to Nov 24, 2020
- Discretionary RAUM · $0 to $4.0MJun 30, 2020 to Nov 24, 2020
- RAUM · $0 to $4.0MJun 30, 2020 to Nov 24, 2020
Signals
9 dated events
- Andrew Puzder (Executive Chairman Of The Board) no longer on Schedule A of 2Nd Vote Advisers, Llc. (listed 2023-02-27, absent 2023-05-31)May 31, 2023 · Control person left · inference
- John Mcdevitt (Chief Compliance Officer) appeared on Schedule A of 2Nd Vote Advisers, Llc.May 31, 2023 · Control person joined · fact
- Daniel Grant (Director) no longer on Schedule A of 2Nd Vote Advisers, Llc. (listed 2022-01-21, absent 2022-08-26)Aug 26, 2022 · Control person left · inference
- A Jane Kanter (Chief Compliance Officer) appeared on Schedule A of 2Nd Vote Advisers, Llc.Aug 26, 2022 · Control person joined · fact
- Andrew Puzder (Executive Chairman Of The Board) appeared on Schedule A of 2Nd Vote Advisers, Llc.Aug 26, 2022 · Control person joined · fact
- Edwin Robert Brooks (Chief Investment Officer) appeared on Schedule A of 2Nd Vote Advisers, Llc.Aug 26, 2022 · Control person joined · fact
- S Albert Neubert (Chief Portfolio Strategist) appeared on Schedule A of 2Nd Vote Advisers, Llc.Aug 26, 2022 · Control person joined · fact
- John Michael Wildern left 2Nd Vote Advisers, Llc. for Inspire Investing, Llc (registered 2022-01-21)Jan 10, 2022 · Advisor changed firm · fact
- 2Nd Vote Advisers, Llc. filed its initial SEC registration (Form ADV)Jun 30, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026