DFX Intelligence

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Q•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered3 private funds· The Woodlands, Texaswebsite

Asset manager (funds and pooled vehicles), based in The Woodlands, Texas, reporting $556M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $556M
Advisors: 0
Net advisor flow, 12 months: Not established
RAUM change, last fiscal year: +21%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-27 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Why this matters

Reported RAUM grew +21% over the last fiscal year, to $556M.
2026-03-27
RAUM a year earlier $459MRAUM now $556M
2 published business contact points are on record, each with its source.
Contact points 2

Every filed figure, and the identifiersCRD 309456 · SEC 801-120722 · 11 filingsShow

CRD 309456SEC 801-120722First filing on the tape Mar 5, 2021, latest Mar 27, 2026SEC status approved since Apr 19, 2021IAPD

RAUM

$556M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

1 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

11 filings and snapshots on the tape

RAUM$556M as of Mar 27, 2026

Mar 31, 2022$487M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of Mar 27, 2026

Mar 31, 20220 then

Employees (5.A)6 as of Mar 27, 2026

Mar 31, 20225 then

Private funds3 as of Mar 27, 2026

Mar 31, 20223 then

RAUM +21% over the last fiscal year+6.8% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 27, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $111MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: +21%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $541M, 2 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$556M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 5reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $541M for 2 clientsreported
Compensation: performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

3 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Q•• F••• L••	Hedge Fund	$483M	2	May 27, 2020
Q•••••• I•••	Other Private Fund	$58.4M	47	May 27, 2020
Q•• M••••• F••• L•	Hedge Fund	$14.8M	4	Mar 31, 2022

Owners and control persons

Schedule A and B, latest filing

A••••• B••••• N•• · Chief Executive Officercontrol
since 03/2020 · owns 50% to 75%
L••••• T•••••• F•••••• · President And Chief Compliance Officercontrol
since 08/2024 · owns less than 5%
A••••• B••••• N•• · Class A Common Shares Shareholdercontrol
since 10/2020 · owns F of Q•••••• I•••
J••••• A•••••• R•• · Membercontrol
since 06/2018 · owns 25% to 50% of S••••••• T••••••• L•••••
J••••• S••••••• M• · Membercontrol
since 06/2018 · owns 25% to 50% of S••••••• T••••••• L•••••
M••••••••• G•••••• V•• · Ownercontrol
since 11/2022 · owns 50% to 75% of M•••••••• A•
V•• M••••••••• S••••••••• · Owner
since 11/2022 · owns 50% to 75% of M•••••••• A•

Entity owners

A••• G•••• T••••• · Limited Partner
indirect · owns 75% or more of A••• G•••• L•
S••••••• T••••••• L••••• · Trustee
indirect · owns F of A••• G•••• T•••••
Q•••••• I••• · Member
direct · owns 10% to 25%
A••• G•••• L• · Series A Preferred Shareholder
indirect · owns 25% to 50% of Q•••••• I•••
M•••••••• A• · Class A Common Shares Shareholder
indirect · owns 25% to 50% of Q•••••• I•••

Related persons

Schedule D 7.A

Q•••••• P••••••• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 4 to 5
Mar 31, 2025 to Mar 27, 2026
Pooled vehicle clients · 4 to 5
Mar 31, 2025 to Mar 27, 2026
Assets in custody · $454M to $541M
Mar 31, 2025 to Mar 27, 2026
Employees · 7 to 6
Mar 31, 2025 to Mar 27, 2026
Discretionary RAUM · $459M to $556M
Mar 31, 2025 to Mar 27, 2026
Pooled vehicle RAUM · $459M to $556M
Mar 31, 2025 to Mar 27, 2026
RAUM · $459M to $556M
Mar 31, 2025 to Mar 27, 2026
Assets in custody · $432M to $454M
Oct 3, 2024 to Mar 31, 2025
Employees · 6 to 7
Oct 3, 2024 to Mar 31, 2025
Financial planning clients · unset to
Oct 3, 2024 to Mar 31, 2025
Discretionary RAUM · $437M to $459M
Oct 3, 2024 to Mar 31, 2025
Pooled vehicle RAUM · $437M to $459M
Oct 3, 2024 to Mar 31, 2025
RAUM · $437M to $459M
Oct 3, 2024 to Mar 31, 2025
Assets in custody · $451M to $432M
Mar 24, 2023 to Mar 28, 2024
Discretionary RAUM · $456M to $437M
Mar 24, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $456M to $437M
Mar 24, 2023 to Mar 28, 2024
RAUM · $456M to $437M
Mar 24, 2023 to Mar 28, 2024
Assets in custody · $481M to $451M
Jan 10, 2023 to Mar 24, 2023
Employees · 5 to 6
Jan 10, 2023 to Mar 24, 2023
HQ city · SPRING to THE WOODLANDS
Jan 10, 2023 to Mar 24, 2023
Discretionary RAUM · $487M to $456M
Jan 10, 2023 to Mar 24, 2023
Pooled vehicle RAUM · $487M to $456M
Jan 10, 2023 to Mar 24, 2023
RAUM · $487M to $456M
Jan 10, 2023 to Mar 24, 2023
HQ city · NEW YORK to SPRING
Mar 31, 2022 to Jan 10, 2023
HQ state · NY to TX
Mar 31, 2022 to Jan 10, 2023
Accounts · 2 to 4
Apr 19, 2021 to Mar 31, 2022
Pooled vehicle clients · 2 to 4
Apr 19, 2021 to Mar 31, 2022
Assets in custody · $303M to $481M
Apr 19, 2021 to Mar 31, 2022
Employees · 3 to 5
Apr 19, 2021 to Mar 31, 2022
Private funds · 2 to 3
Apr 19, 2021 to Mar 31, 2022
Discretionary RAUM · $303M to $487M
Apr 19, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $303M to $487M
Apr 19, 2021 to Mar 31, 2022
RAUM · $303M to $487M
Apr 19, 2021 to Mar 31, 2022
Private funds · 4 to 2
Mar 5, 2021 to Mar 10, 2021

Signals

9 dated events

••• Locked
Mar 27, 2026 · ria private fund assets change · fact
••• Locked
Oct 3, 2024 · Control person left · inference
••• Locked
Oct 3, 2024 · Control person left · inference
••• Locked
Aug 27, 2024 · Control person joined · fact
••• Locked
Mar 31, 2022 · RAUM change · derived
••• Locked
Apr 19, 2021 · Control person joined · fact
••• Locked
Apr 19, 2021 · Control person joined · fact
••• Locked
Mar 10, 2021 · ria registration change · fact
••• Locked
Mar 5, 2021 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 27, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026