DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••• I•••••••••
Legal name E•••• I••••••••• M••••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Nov 19, 2021 · 7 filings
SEC status approved since Dec 16, 2021
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
21
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$1.7B as of Mar 31, 2026
Mar 31, 2022$241M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20220 then
Employees (5.A)21 as of Mar 31, 2026
Mar 31, 202213 then
Private funds11 as of Mar 31, 2026
Mar 31, 20223 then
RAUM +40% over the last fiscal year+69% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $153MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +40%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $982M, 11 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $982M for 11 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••• I••••••••• F••• I••• L• | Private Equity Fund | $302M | 14 | May 29, 2020 |
| E•••• I••••••••• F••• I•••• L• | Private Equity Fund | $143M | 1 | Mar 29, 2024 |
| E•••• S•• I• C••••••••• L• | Private Equity Fund | $122M | 7 | Mar 29, 2024 |
| E•••• I••••••••• F••• I••• L• | Private Equity Fund | $37.8M | 2 | Nov 19, 2021 |
| E•••• I••••••••• F••• I• L• | Private Equity Fund | $36.9M | 6 | Nov 19, 2021 |
| E•••• I••••••••• F••• I•• L• | Private Equity Fund | $2.6M | 5 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- E••••• K••••••• •••• · Director Of Financecontrolsince 08/2020 · owns less than 5%
- K••••• R•••••• D•••••• · Partnercontrolsince 02/2018 · owns less than 5%
- M•••••••• P••••• M••• · Partner, General Counsel & Chief Compliance Officercontrolsince 02/2018 · owns less than 5%
- S••••••••• E••••• •••• · Managing Partnercontrolsince 02/2018 · owns less than 5%
- S••••••••• E••••• •••• · Limited Partnercontrolsince 05/2020 · owns 75% or more of E•••• I••••••••• M••••••••• H•••••••• L•
- S••••••••• E••••• •••• · Managing Me••••controlsince 01/2018 · owns 75% or more of E•••• I••••••••• P•••••••• L••
Entity owners
- E•••• I••••••••• M••••••••• H•••••••• L• · Limited Partnerdirect · owns 75% or more
- E•••• I••••••••• P•••••••• L•• · General Partnerdirect · owns less than 5%
- E•••• I••••••••• P•••••••• L•• · General Partnerindirect · owns F of E•••• I••••••••• M••••••••• H•••••••• L•
Related persons
Schedule D 7.A
- E•••• I••••••••• F••• I• G•• L•bankpooled vehicle sponsorn
- E•••• I••••••••• F••• I• G•• L•bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 8 to 11Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 12 to 14Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 8 to 11Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $789M to $982MMar 31, 2025 to Mar 31, 2026
- Employees · 18 to 21Mar 31, 2025 to Mar 31, 2026
- Private funds · 8 to 11Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.2B to $1.7BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.2B to $1.7BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.2B to $1.7BMar 31, 2025 to Mar 31, 2026
- Accounts · 6 to 8Mar 29, 2024 to Mar 31, 2025
- Advisory employees · 11 to 12Mar 29, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 8Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $525M to $789MMar 29, 2024 to Mar 31, 2025
- Employees · 15 to 18Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Private funds · 6 to 8Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $645M to $1.2BMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $645M to $1.2BMar 29, 2024 to Mar 31, 2025
- RAUM · $645M to $1.2BMar 29, 2024 to Mar 31, 2025
- Accounts · 3 to 6Mar 31, 2023 to Mar 29, 2024
- Advisory employees · 10 to 11Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 3 to 6Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $92.9M to $525MMar 31, 2023 to Mar 29, 2024
- Employees · 13 to 15Mar 31, 2023 to Mar 29, 2024
- Private funds · 3 to 6Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $351M to $645MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $351M to $645MMar 31, 2023 to Mar 29, 2024
- RAUM · $351M to $645MMar 31, 2023 to Mar 29, 2024
- Assets in custody · $67.6M to $92.9MAug 15, 2022 to Mar 31, 2023
- Discretionary RAUM · $241M to $351MAug 15, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $241M to $351MAug 15, 2022 to Mar 31, 2023
- RAUM · $241M to $351MAug 15, 2022 to Mar 31, 2023
- Assets in custody · $67.3M to $67.6MNov 19, 2021 to Mar 31, 2022
- Private funds · 6 to 3Nov 19, 2021 to Mar 31, 2022
- Discretionary RAUM · $217M to $241MNov 19, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $217M to $241MNov 19, 2021 to Mar 31, 2022
- RAUM · $217M to $241MNov 19, 2021 to Mar 31, 2022
Signals
5 dated events
- E•••• I••••••••• reported RAUM $1.7B, up 40% from $1.2B (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- E•••• I••••••••• reported RAUM $1.2B, up 86% from $644.7M (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- E•••• I••••••••• reported RAUM $644.7M, up 84% from $350.5M (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- E•••• I••••••••• reported RAUM $350.5M, up 46% from $240.8M (2022-08-15 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- E•••• I••••••••• filed its initial SEC registration (Form ADV)Nov 19, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E•••• I••••••••• · Independent Sponsorsshared crd · capital_provider
- E•••• I••••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- ember-infra.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (646) 374-3942reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026