DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••• C•••••• H••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jun 28, 2022 · 10 filings
SEC status approved since Jul 29, 2022
RAUM
$775M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$775M as of Mar 30, 2026
Mar 31, 2023$292M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 31, 20230 then
Employees (5.A)14 as of Mar 30, 2026
Mar 31, 202316 then
Private funds4 as of Mar 30, 2026
Mar 31, 20232 then
RAUM +69% over the last fiscal year+38% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $194MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +69%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$775M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=5.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••• C•••••• I• L• | Private Equity Fund | $229M | 46 | Mar 30, 2022 |
| G•••••• A••••••••• L•no longer reported | Real Estate Fund | $80.5M | 1 | Jul 10, 2020 |
| G•••••• A••••••••• L•no longer reported | Real Estate Fund | $42.7M | 1 | Jul 10, 2020 |
| G•••• C•••••• L•• | Private Equity Fund | $51,862 | 3 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• C•••• · Director Of Finance / Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- W•••••••• E••••••••• K••• · Ceocontrolsince 02/2020 · owns less than 5%
- W•••••••• E••••••••• K••• · Sole Membercontrolsince 08/2019 · owns 75% or more of G•••••• H••••••• G• L••
- W•••••••• E••••••••• K••• · Limited Partnercontrolsince 03/2021 · owns 50% to 75% of G•••••• G•••• L•
- W•••••••• E••••••••• K••• · Sole Membercontrolsince 03/2021 · owns 75% or more of G•••••• G•••• L••
Entity owners
- G•••••• M•••••• H••••••• L• · Sole Memberdirect · owns 75% or more
- E•••••••• K• W••••••• 2••• D•••••• T•••• · Sole Memberindirect · owns 75% or more of H••••••••• H••••••• L••
- G•••••• G•••• L•• · General Partnerindirect · owns F of G•••••• G•••• L•
- G•••••• G•••• L• · Sole Memberindirect · owns 75% or more of G•••••• M•••••• H••••••• L•
- G•••••• H••••••• G• L•• · General Partnerindirect · owns F of G•••••• M•••••• H••••••• L•
- H••••••••• H••••••• L•• · Limited Partnerindirect · owns 25% to 50% of G•••••• G•••• L•
- J••• M••••• T•••• C•••••• O• D••••••• · Trusteeindirect · owns F of E•••••••• K• W••••••• 2••• D•••••• T••••
Related persons
Schedule D 7.A
- G•••••• C•••••• P••••••• L••broker-dealern
- G•••••• H••••••• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $457,609,964 to $774,956,632 (+69.0%) between the annual amendments of 2025-03-31 and 2026-03-30; the peer median change was +8.0% (672 comparable advisers, 91.0th percentile of changes)peers: ASSET_M••••••, $500M to $1B (672) · 91% percentile
What changed
consecutive filings, newest first
- Accounts · 1 to 4Mar 31, 2025 to Mar 30, 2026
- Advisory employees · 3 to 6Mar 31, 2025 to Mar 30, 2026
- BD registered reps · 7 to 5Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 1 to 4Mar 31, 2025 to Mar 30, 2026
- Employees · 13 to 14Mar 31, 2025 to Mar 30, 2026
- Private funds · 1 to 4Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $458M to $775MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $458M to $775MMar 31, 2025 to Mar 30, 2026
- RAUM · $458M to $775MMar 31, 2025 to Mar 30, 2026
- Accounts · 2 to 1Jul 8, 2024 to Mar 31, 2025
- Advisory employees · 4 to 3Jul 8, 2024 to Mar 31, 2025
- BD registered reps · 6 to 7Jul 8, 2024 to Mar 31, 2025
- Pooled vehicle clients · 2 to 1Jul 8, 2024 to Mar 31, 2025
- Employees · 14 to 13Jul 8, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 8, 2024 to Mar 31, 2025
- Other offices · 0 to 1Jul 8, 2024 to Mar 31, 2025
- Private funds · 2 to 1Jul 8, 2024 to Mar 31, 2025
- Discretionary RAUM · $606M to $458MJul 8, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $606M to $458MJul 8, 2024 to Mar 31, 2025
- RAUM · $606M to $458MJul 8, 2024 to Mar 31, 2025
- Advisory employees · 7 to 4Sep 27, 2023 to Mar 29, 2024
- BD registered reps · 8 to 6Sep 27, 2023 to Mar 29, 2024
- Employees · 16 to 14Sep 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $292M to $606MSep 27, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $292M to $606MSep 27, 2023 to Mar 29, 2024
- RAUM · $292M to $606MSep 27, 2023 to Mar 29, 2024
- Advisory employees · 6 to 7Nov 4, 2022 to Mar 31, 2023
- BD registered reps · 9 to 8Nov 4, 2022 to Mar 31, 2023
- Employees · 12 to 16Nov 4, 2022 to Mar 31, 2023
- Discretionary RAUM · $246M to $292MNov 4, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $246M to $292MNov 4, 2022 to Mar 31, 2023
- RAUM · $246M to $292MNov 4, 2022 to Mar 31, 2023
- Private funds · 4 to 2Jun 28, 2022 to Oct 7, 2022
Signals
3 dated events
- G•••••• C•••••• H••••••• L•• reported RAUM $775.0M, up 69% from $457.6M (2025-03-31 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- G•••••• C•••••• H••••••• L•• reported RAUM $606.2M, up 107% from $292.2M (2023-09-27 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- G•••••• C•••••• H••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G•••••• C•••••• H••••••• L•• · Independent Sponsorsshared crd · capital_provider
- G•••••• C•••••• H••••••• L•• · Private Equityshared crd · organization
- G•••••• C•••••• H••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/grafine-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- g••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212-235-2045reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
G•••••• C•••••• H••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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