DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Altura Wealth Advisors Inc.
Latest filing Mar 27, 2026
First filing on the tape Sep 10, 2021 · 9 filings
SEC status approved since Oct 8, 2021
RAUM
$250M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
100%
$250M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$62.5M
derived; firm RAUM over IAPD count
Employees
12
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$250M as of Mar 27, 2026
Mar 21, 2022$120M then
HNW client RAUM$161M as of Mar 27, 2026
Mar 21, 2022$60.7M then
State-registered IARs (5.B.3)4 as of Mar 27, 2026
Mar 21, 20223 then
Employees (5.A)12 as of Mar 27, 2026
Mar 21, 20223 then
Private funds: no history
RAUM +48% over the last fiscal year+40% a year over threeIARs 0 to 4
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $62.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 112derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $243,526derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +48%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$161M64%
- Individuals$88.9M36%
- Individual clients
- 379reported
- HNW clients
- 69reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,027reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Robert RukstalisCertified Financial Planner, Chartered Financial Consultant | Santa Clara, Ca | Jul 10, 2020 | 18 y | 2 |
| Peter Bradshaw | Santa Clara, Ca | Jul 16, 2020 | 12 y | 2 |
| Arslan B BahlerCertified Financial Planner | Santa Clara, Ca | Dec 23, 2020 | 10 y | 2 |
| Gage L Campbell | Santa Clara, Ca | Jun 14, 2024 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Valerija Martinovic to Global Key AdvisorsDec 12, 2023 · RIA to a state-registered adviser
Joined, latest
- Arslan B Bahler from Qualified PlanningDec 23, 2020 · Other
- Peter Bradshaw from Qualified PlanningJul 16, 2020 · Other
- James Robert Rukstalis from Qualified PlanningJul 10, 2020 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Robert James Rukstalis · President & Chief Compliance Officercontrolsince 05/2020 · owns 75% or more
Related persons
Schedule D 7.A
- Jr Financialinvestment companyreal estatey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Santa Clara, Ca · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $169,006,766 to $250,101,374 (+48.0%) between the annual amendments of 2025-03-25 and 2026-03-27; the peer median change was +15.0% (4551 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 1,005 to 1,027Dec 10, 2025 to Mar 27, 2026
- HNW clients · 31 to 69Dec 10, 2025 to Mar 27, 2026
- Individual clients · 369 to 379Dec 10, 2025 to Mar 27, 2026
- Employees · 4 to 12Dec 10, 2025 to Mar 27, 2026
- Insurance-licensed employees · 0 to 3Dec 10, 2025 to Mar 27, 2026
- State-registered IARs · 0 to 4Dec 10, 2025 to Mar 27, 2026
- Discretionary RAUM · $141M to $229MDec 10, 2025 to Mar 27, 2026
- HNW RAUM · $86.9M to $161MDec 10, 2025 to Mar 27, 2026
- Individual RAUM · $82.1M to $88.9MDec 10, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $28.5M to $21.2MDec 10, 2025 to Mar 27, 2026
- RAUM · $169M to $250MDec 10, 2025 to Mar 27, 2026
- Business name · HARPER INVESTING to ALTURA WEALTH ADVISORS INC.Mar 25, 2025 to Dec 10, 2025
- Legal name · ESG PLANNING to ALTURA WEALTH ADVISORS INC.Mar 25, 2025 to Dec 10, 2025
- Accounts · 885 to 1,005Feb 21, 2024 to Mar 25, 2025
- Advisory employees · 3 to 4Feb 21, 2024 to Mar 25, 2025
- Business name · ESG PLANNING to HARPER INVESTINGFeb 21, 2024 to Mar 25, 2025
- Individual clients · 325 to 369Feb 21, 2024 to Mar 25, 2025
- Employees · 3 to 4Feb 21, 2024 to Mar 25, 2025
- Financial planning clients · 251-500 to 251-500Feb 21, 2024 to Mar 25, 2025
- Discretionary RAUM · $101M to $141MFeb 21, 2024 to Mar 25, 2025
- HNW RAUM · $58.9M to $86.9MFeb 21, 2024 to Mar 25, 2025
- Individual RAUM · $42.5M to $82.1MFeb 21, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $0 to $28.5MFeb 21, 2024 to Mar 25, 2025
- RAUM · $101M to $169MFeb 21, 2024 to Mar 25, 2025
- Accounts · 753 to 885Dec 18, 2023 to Feb 21, 2024
- Advisory employees · 4 to 3Dec 18, 2023 to Feb 21, 2024
- HNW clients · 47 to 31Dec 18, 2023 to Feb 21, 2024
- Individual clients · 211 to 325Dec 18, 2023 to Feb 21, 2024
- Employees · 4 to 3Dec 18, 2023 to Feb 21, 2024
- Financial planning clients · 0 to 251-500Dec 18, 2023 to Feb 21, 2024
- State-registered IARs · 4 to 0Dec 18, 2023 to Feb 21, 2024
- Discretionary RAUM · $90.3M to $101MDec 18, 2023 to Feb 21, 2024
- HNW RAUM · $47.5M to $58.9MDec 18, 2023 to Feb 21, 2024
- Individual RAUM · $42.8M to $42.5MDec 18, 2023 to Feb 21, 2024
- RAUM · $90.3M to $101MDec 18, 2023 to Feb 21, 2024
- Accounts · 673 to 753Aug 15, 2022 to Feb 28, 2023
- Advisory employees · 3 to 4Aug 15, 2022 to Feb 28, 2023
- HNW clients · 34 to 47Aug 15, 2022 to Feb 28, 2023
- Individual clients · 235 to 211Aug 15, 2022 to Feb 28, 2023
- Employees · 3 to 4Aug 15, 2022 to Feb 28, 2023
Signals
2 dated events
- Valerija Martinovic left Altura Wealth Advisors Inc. for Global Key Advisors (registered 2024-07-19)Dec 12, 2023 · Advisor changed firm · fact
- Esg Planning filed its initial SEC registration (Form ADV)Sep 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 408-642-1322reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/alturawealthadvisors/posts/?feedView=alreportedpublic record, Form ADV, Sep 17, 2026
- Website
- alturawealthadvisors.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 408-642-1322reportedpublic record, Form ADV, Mar 27, 2026
- Team page
- alturawealthadvisors.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026