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Former SEC-registered adviser

D•• M••••• A•••••

Former SEC-registered adviserDublin, CRD 309515SEC 801-119141IAPD
Legal name D•• M••••• A••••• L••••••
Latest filing Jun 25, 2020
First filing on the tape Jun 25, 2020 · 1 filings
RAUM
$474M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $474M
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 6
Private funds: no history
Practice profile
derived from the filing of Jun 25, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$47.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, commissionsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$474M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, commissionsreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H•••••• K•••• · Cio & Executive Directorcontrol
        since 12/2011 · owns less than 5%
      • P••••••••• J•••• · Ceo & Executive Directorcontrol
        since 08/2017 · owns less than 5%
      • R•••• K•••• · Head Of Trade Execution & Executive Directorcontrol
        since 02/2017 · owns less than 5%
      • R••••••• K••••• · Head Of C••••••••• & Mlro
        since 01/2019 · owns less than 5%
      Entity owners
      • D•• G••••••••• ••••••• L•••••• •••••••• · Shareholder
        direct · owns 75% or more
      • C••••• C••••••••• B•••• L••• •••••••• · Shareholder
        indirect · owns 75% or more of D•• G••••••••• L•• •••••••
      • C••••• C••••••••• M•••• 1• L••• •••••••• · Shareholder
        indirect · owns 75% or more of C••••• C••••••••• M•••• 2• L••• ••••••••
      • C••••• C••••••••• M•••• 2• L••• •••••••• · Shareholder
        indirect · owns 75% or more of C••••• C••••••••• B•••• L••• ••••••••
      • C••••• C••••••••• T•••• L••• •••••••• · Shareholder
        indirect · owns 75% or more of C••••• C••••••••• M•••• 1• L••• ••••••••
      • D•• G••••••••• L•• ••••••• · Shareholder
        indirect · owns 75% or more of D•• G••••••••• ••••••• L•••••• ••••••••
      • M•• C•••••• E••••• V• E••••• I• S• ••••••••• · Shareholder
        indirect · owns 50% to 75% of C••••• C••••••••• T•••• L••• ••••••••
      • M•• C•••••• P••••••• F••• V• G• L• ••••••• · General Partner
        indirect · owns F of M•• C•••••• P••••••• F••• V• L• •••
      • M•• C•••••• P••••••• F••• V• G• L•• ••••••• · General Partner
        indirect · owns F of M•• C•••••• P••••••• F••• V• G• L• •••••••
      • M•• C•••••• P••••••• F••• V• L• ••• · Shareholder
        indirect · owns 50% to 75% of M•• C•••••• E••••• V• E••••• I• S• •••••••••
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • ••• Locked
        Jun 25, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026