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RIA Intelligence

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Former SEC-registered adviser

Q•••• T•••••• M••••••••• L•

Former SEC-registered adviserNew York, New YorkCRD 309568SEC 801-119321IAPD

Latest filing Mar 25, 2022

First filing on the tape Jul 21, 2020 · 5 filings

RAUM

$195M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$195M gross assets

History

5 filings and snapshots on the tape

RAUM$195M as of Mar 25, 2022

Jan 11, 2021$202M then

HNW client RAUM$0 as of Mar 25, 2022

Jan 11, 2021$0 then

State-registered IARs (5.B.3)0 as of Mar 25, 2022

Jan 11, 20210 then

Employees (5.A)7 as of Mar 25, 2022

Jan 11, 20217 then

Private funds1 as of Mar 25, 2022

Jan 11, 20211 then

RAUM -3.1% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of Mar 25, 2022; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $195MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -3.1%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $195M, 1 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$195M100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 1reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $195M for 1 clientsreported
Compensation: performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
Q•••• S•••••• F••• L•	Hedge Fund	$195M	12	Jan 11, 2021

Owners and control persons

Schedule A and B, latest filing

G••••••••• J•••••• S•••• · Chief Compliance Officercontrol
since 02/2019 · owns less than 5%
P••••• T•••••• K•••• · Chief Investment Officercontrol
since 02/2019 · owns less than 5%
N••••••••• M••••••• E••••• · Managing Membercontrol
since 12/2015 · owns 50% to 75% of G••••• G•••• I••••••••• L••
P••••• T•••••• K•••• · Managing Membercontrol
since 02/2019 · owns 75% or more of Q•••• T•••••• M••••••••• G• L••
T•••••• R••••••• J••••• · Limited Partner
since 02/2019 · owns 5% to 10%

Entity owners

Q•••• T•••••• M••••••••• G• L•• · General Partner
direct · owns 75% or more
G••••• G•••• I••••••••• L•• · Limited Partner
direct · owns 10% to 25%

Related persons

Schedule D 7.A

Q•••• T•••••• M• L••
pooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Assets in custody · $202M to $195M
Dec 9, 2021 to Mar 25, 2022
Discretionary RAUM · $202M to $195M
Dec 9, 2021 to Mar 25, 2022
Pooled vehicle RAUM · $202M to $195M
Dec 9, 2021 to Mar 25, 2022
RAUM · $202M to $195M
Dec 9, 2021 to Mar 25, 2022
Accounts · 0 to 1
Sep 14, 2020 to Jan 11, 2021
Advisory employees · 5 to 7
Sep 14, 2020 to Jan 11, 2021
Pooled vehicle clients · 0 to 1
Sep 14, 2020 to Jan 11, 2021
Assets in custody · unset to 201546946.0
Sep 14, 2020 to Jan 11, 2021
Custody of client assets · false to true
Sep 14, 2020 to Jan 11, 2021
Employees · 5 to 7
Sep 14, 2020 to Jan 11, 2021
Private funds · unset to 1
Sep 14, 2020 to Jan 11, 2021
Discretionary RAUM · $0 to $202M
Sep 14, 2020 to Jan 11, 2021
Pooled vehicle RAUM · $0 to $202M
Sep 14, 2020 to Jan 11, 2021
RAUM · $0 to $202M
Sep 14, 2020 to Jan 11, 2021

Signals

1 dated events

Q•••• T•••••• M••••••••• L• filed its initial SEC registration (Form ADV)
Jul 21, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026