DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••••• A•••••••• L••
Latest filing Aug 7, 2026
First filing on the tape Jun 5, 2020 · 18 filings
SEC status approved since Jul 6, 2020
RAUM
$451M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$451M as of Aug 7, 2026
Mar 15, 2021$16.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Aug 7, 2026
Mar 15, 20210 then
Employees (5.A)12 as of Aug 7, 2026
Mar 15, 20218 then
Private funds: no history
RAUM +75% over the last fiscal year+59% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
- RAUM per advisor
- $226MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $451MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 6.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +44%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$451M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=10.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- E•••••••• A••• to M••••• C••••••• L••Apr 8, 2025 · Other
Joined, latest
- E•••••••• A••• from E••••••• F•••• L••Mar 25, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• M••••••• A• · Chief Executive Officercontrolsince 06/2020 · owns less than 5%
- B•••• M••••••• A• · Membercontrolsince 08/2022 · owns 75% or more of P•••••• I••••••••• L••
- B•••• M••••••• A• · Membercontrolsince 12/2019 · owns 75% or more of P•••••• P•••••• E••••• L••
- A•••• E••••••••• N•• · Chief Compliance Officersince 06/2022 · owns less than 5%
Entity owners
- P•••••• C•••••• L•• · Managing Memberdirect · owns 75% or more
- P•••••• I••••••••• L•• · Memberindirect · owns 50% to 75% of P•••••• C•••••• L••
- P•••••• P•••••• E••••• L•• · Memberindirect · owns 50% to 75% of P•••••• C•••••• L••
- A•• I••••••••• L•• · Ownerdirect · owns less than 5%
- M••••• I••••••••• G•••• I•• · Ownerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Aug 7, 2026advises private funds (Item 7.B): no on the filing of 2026-03-12, yes on the filing of 2026-08-07peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Advisory activities · 1 to 2Mar 12, 2026 to Aug 7, 2026
- Discretionary RAUM · $372M to $451MMar 12, 2026 to Aug 7, 2026
- RAUM · $372M to $451MMar 12, 2026 to Aug 7, 2026
- Discretionary RAUM · $258M to $372MMar 7, 2025 to Mar 12, 2026
- RAUM · $258M to $372MMar 7, 2025 to Mar 12, 2026
- BD registered reps · 8 to 10Aug 15, 2024 to Mar 7, 2025
- Employees · 8 to 12Aug 15, 2024 to Mar 7, 2025
- Insurance-licensed employees · 0 to 2Aug 15, 2024 to Mar 7, 2025
- Financial planning clients · 0 to 0Aug 15, 2024 to Mar 7, 2025
- State-registered IARs · 3 to 2Aug 15, 2024 to Mar 7, 2025
- Discretionary RAUM · $161M to $258MAug 15, 2024 to Mar 7, 2025
- RAUM · $161M to $258MAug 15, 2024 to Mar 7, 2025
- Related adviser · false to trueFeb 1, 2024 to Aug 15, 2024
- BD registered reps · 7 to 8Jan 4, 2024 to Feb 1, 2024
- State-registered IARs · 2 to 3Jan 4, 2024 to Feb 1, 2024
- Discretionary RAUM · $113M to $161MJan 4, 2024 to Feb 1, 2024
- RAUM · $113M to $161MJan 4, 2024 to Feb 1, 2024
- BD registered reps · 2 to 7Oct 3, 2023 to Jan 4, 2024
- Employees · 2 to 8Oct 3, 2023 to Jan 4, 2024
- State-registered IARs · 0 to 2Oct 3, 2023 to Jan 4, 2024
- BD registered reps · 6 to 2Aug 31, 2023 to Oct 3, 2023
- Employees · 9 to 2Aug 31, 2023 to Oct 3, 2023
- Employees · 6 to 9Feb 13, 2023 to Aug 31, 2023
- Discretionary RAUM · $67.3M to $113MAug 18, 2022 to Feb 13, 2023
- RAUM · $67.3M to $113MAug 18, 2022 to Feb 13, 2023
- BD registered reps · 0 to 6Mar 15, 2021 to Mar 28, 2022
- Employees · 8 to 6Mar 15, 2021 to Mar 28, 2022
- Discretionary RAUM · $16.8M to $67.3MMar 15, 2021 to Mar 28, 2022
- RAUM · $16.8M to $67.3MMar 15, 2021 to Mar 28, 2022
- Employees · 6 to 8Oct 2, 2020 to Mar 15, 2021
- Discretionary RAUM · $101,723 to $16.8MOct 2, 2020 to Mar 15, 2021
- RAUM · $101,723 to $16.8MOct 2, 2020 to Mar 15, 2021
- Accounts · unset to 1.0Jun 17, 2020 to Oct 2, 2020
- Discretionary RAUM · unset to 101723.0Jun 17, 2020 to Oct 2, 2020
- Non-discretionary RAUM · unset to 0.0Jun 17, 2020 to Oct 2, 2020
- RAUM · unset to 101723.0Jun 17, 2020 to Oct 2, 2020
Signals
5 dated events
- P•••••• A•••••••• L•• reported RAUM $371.6M, up 44% from $257.5M (2025-03-07 to 2026-03-12)Mar 12, 2026 · RAUM change · derived
- E•••••••• A••• left P•••••• A•••••••• L•• for M••••• C••••••• L•• (registered 2025-01-16)Apr 8, 2025 · Advisor changed firm · fact
- Steven Mark Sunderhuse (Managing Director) no longer on Schedule A of P•••••• A•••••••• L•• (listed 2022-06-06, absent 2022-08-17)Aug 17, 2022 · Control person left · inference
- Adam Goldman (Managing Director) no longer on Schedule A of P•••••• A•••••••• L•• (listed 2022-06-06, absent 2022-08-17)Aug 17, 2022 · Control person left · inference
- P•••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Jun 5, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/primark-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- primarkcapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 303-529-2200reportedpublic record, Form ADV, Aug 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026