DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••• I•••••••••
Legal name I••••••• I••••••••• L••
Latest filing Mar 11, 2026
First filing on the tape Jul 24, 2020 · 8 filings
SEC status approved since Aug 25, 2020
RAUM
$45.8M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
70%
$31.8M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$45.8M as of Mar 11, 2026
Mar 30, 2021$6.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 11, 2026
Mar 30, 20210 then
Employees (5.A)1 as of Mar 11, 2026
Mar 30, 20211 then
Private funds: no history
RAUM +100% over the last fiscal year+52% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1,350derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +100%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, subscriptionreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $45.8MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$31.8M70%
- Other investment advisers$7.2M16%
- Corporations and businesses$6.8M15%
- Individual clients
- 33,896reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 33,896reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.7 fund_share=0.16 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V••••••••• A•••••• J••• · Chief Compliance Officercontrolsince 05/2020 · owns less than 5%
- V••••••••• A•••••• J••• · Ownercontrolsince 01/2021 · owns 75% or more of I••••••• W••••• M••••••••• I••
Entity owners
- I••••••• W••••• M••••••••• I•• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 25,734 to 33,896Mar 13, 2025 to Mar 11, 2026
- Individual clients · 25,734 to 33,896Mar 13, 2025 to Mar 11, 2026
- Individual RAUM · $14.6M to $31.8MMar 13, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $22.9M to $45.8MMar 13, 2025 to Mar 11, 2026
- RAUM · $22.9M to $45.8MMar 13, 2025 to Mar 11, 2026
- Accounts · 18,916 to 25,734Mar 29, 2024 to Mar 13, 2025
- Individual clients · 18,916 to 25,734Mar 29, 2024 to Mar 13, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 13, 2025
- Individual RAUM · $12.1M to $14.6MMar 29, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $19.5M to $22.9MMar 29, 2024 to Mar 13, 2025
- RAUM · $19.5M to $22.9MMar 29, 2024 to Mar 13, 2025
- Accounts · 2,814 to 18,916Mar 29, 2023 to Mar 29, 2024
- Individual clients · 2,798 to 18,916Mar 29, 2023 to Mar 29, 2024
- Individual RAUM · $5.9M to $12.1MMar 29, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $12.9M to $19.5MMar 29, 2023 to Mar 29, 2024
- RAUM · $12.9M to $19.5MMar 29, 2023 to Mar 29, 2024
- Accounts · 149 to 2,814Aug 23, 2022 to Mar 29, 2023
- Individual clients · 149 to 2,798Aug 23, 2022 to Mar 29, 2023
- Discretionary RAUM · $6.6M to $0Aug 23, 2022 to Mar 29, 2023
- Individual RAUM · $3.8M to $5.9MAug 23, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $165,404 to $12.9MAug 23, 2022 to Mar 29, 2023
- RAUM · $6.7M to $12.9MAug 23, 2022 to Mar 29, 2023
- Accounts · 79 to 149Mar 30, 2021 to Mar 18, 2022
- Individual clients · 79 to 149Mar 30, 2021 to Mar 18, 2022
- HQ city · unset to PALO ALTOMar 30, 2021 to Mar 18, 2022
- HQ state · unset to CAMar 30, 2021 to Mar 18, 2022
- Discretionary RAUM · $6.0M to $6.6MMar 30, 2021 to Mar 18, 2022
- Individual RAUM · $6.0M to $3.8MMar 30, 2021 to Mar 18, 2022
- Non-discretionary RAUM · $0 to $165,404Mar 30, 2021 to Mar 18, 2022
- RAUM · $6.0M to $6.7MMar 30, 2021 to Mar 18, 2022
- Wrap assets (manager) · unset to 0.0Mar 30, 2021 to Mar 18, 2022
- Wrap assets (sponsor) · unset to 0.0Mar 30, 2021 to Mar 18, 2022
- Accounts · 0 to 79Jul 24, 2020 to Mar 30, 2021
- Individual clients · unset to 79.0Jul 24, 2020 to Mar 30, 2021
- Discretionary RAUM · $0 to $6.0MJul 24, 2020 to Mar 30, 2021
- Individual RAUM · unset to 6028784.0Jul 24, 2020 to Mar 30, 2021
- RAUM · $0 to $6.0MJul 24, 2020 to Mar 30, 2021
Signals
1 dated events
- I••••••• I••••••••• filed its initial SEC registration (Form ADV)Jul 24, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/insights-investments/mycompanyreportedpublic record, Form ADV, Sep 19, 2026
- Website
- insightswm.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 6504850277reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026