DFX Intelligence

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SEC-registered adviser

G••••••••• W••••• M•••••••••

Independent wealth managerCRD 309756SEC 801-120866website IAPD

Legal name G••••••••• W••••• M••••••••• L••

Latest filing Mar 2, 2026

First filing on the tape Jun 17, 2020 · 26 filings

SEC status approved since Apr 19, 2021

RAUM

$238M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$238M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$79.5M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

26 filings and snapshots on the tape

RAUM$238M as of Mar 2, 2026

Feb 11, 2022$128M then

HNW client RAUM$139M as of Mar 2, 2026

Feb 11, 2022$71.1M then

State-registered IARs (5.B.3)3 as of Mar 2, 2026

Feb 11, 20223 then

Employees (5.A)5 as of Mar 2, 2026

Feb 11, 20225 then

Private funds: no history

RAUM +20% over the last fiscal year+23% a year over threeIARs 3 to 3offices 3 to 4

Practice profile

derived from the filing of Mar 2, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $79.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 101derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.4MderivedHNW RAUM over HNW clients
Average account: $257,248derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.7derivedItem 5.A over advisors
Advisors per office: 0.6derived5 offices incl. principal (1.F.5)
RAUM growth, one year: +20%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +2.4%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Custody: $43.8M, 89 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$139M58%
Individuals$99.0M42%
Corporations and businesses$714,3750.3%

Individual clients: 243reported
HNW clients: 59reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 927reported
Financial planning clients: 51-100reported
Wrap fee programs: noreported
Custody of client assets: $43.8M for 89 clientsreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

3 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
C••• P•••••• L•••••••Certified Financial Planner	Austin, Tx	Jul 17, 2020	26 y	1
J•••• W• M••••••Certified Financial Planner	Austin, Tx	Oct 18, 2020	11 y	1
W••••• S•••• T•••••	Austin, Tx	Dec 10, 2024	11 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

J•••• W• M•••••• from A••••••••• F•••••••• S•••••••• L••
Oct 18, 2020 · Affiliated broker-dealer or bank to independent RIA
C••• P•••••• L••••••• from A••••••••• F•••••••• S•••••••• L••
Jul 17, 2020 · Affiliated broker-dealer or bank to a newly registered adviser

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from A••••••••• F•••••••• S•••••••• L••
Jul 17, 2020 · Austin, Tx

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

L•••••••• C•••• P•••••• · Managing Membercontrol
since 07/2020 · owns 75% or more
M••••••• J••••• W• · Managing Member & Chief Compliance Officercontrol
since 01/2024 · owns 10% to 25%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Austin, Tx	3	0	0

Offices

Schedule D 1.F, the 25 largest

, 1 employees

What changed

consecutive filings, newest first

Accounts · 908 to 927
Feb 5, 2025 to Mar 2, 2026
HNW clients · 51 to 59
Feb 5, 2025 to Mar 2, 2026
Individual clients · 244 to 243
Feb 5, 2025 to Mar 2, 2026
Assets in custody · $44.8M to $43.8M
Feb 5, 2025 to Mar 2, 2026
Employees · 4 to 5
Feb 5, 2025 to Mar 2, 2026
Financial planning clients · 101-250 to 51-100
Feb 5, 2025 to Mar 2, 2026
Other offices · 3 to 4
Feb 5, 2025 to Mar 2, 2026
Discretionary RAUM · $199M to $238M
Feb 5, 2025 to Mar 2, 2026
HNW RAUM · $109M to $139M
Feb 5, 2025 to Mar 2, 2026
Individual RAUM · $88.6M to $99.0M
Feb 5, 2025 to Mar 2, 2026
RAUM · $199M to $238M
Feb 5, 2025 to Mar 2, 2026
Financial planning clients · 101-250 to 101-250
Jan 30, 2025 to Feb 5, 2025
Accounts · 877 to 908
Nov 18, 2024 to Jan 30, 2025
Advisory employees · 2 to 3
Nov 18, 2024 to Jan 30, 2025
Corporate clients · 5.0 to unset
Nov 18, 2024 to Jan 30, 2025
HNW clients · 45 to 51
Nov 18, 2024 to Jan 30, 2025
Individual clients · 239 to 244
Nov 18, 2024 to Jan 30, 2025
Assets in custody · $58.4M to $44.8M
Nov 18, 2024 to Jan 30, 2025
Employees · 3 to 4
Nov 18, 2024 to Jan 30, 2025
HQ city · unset to
Nov 18, 2024 to Jan 30, 2025
HQ state · unset to
Nov 18, 2024 to Jan 30, 2025
State-registered IARs · 2 to 3
Nov 18, 2024 to Jan 30, 2025
Other offices · 2 to 3
Nov 18, 2024 to Jan 30, 2025
Discretionary RAUM · $161M to $199M
Nov 18, 2024 to Jan 30, 2025
HNW RAUM · $82.7M to $109M
Nov 18, 2024 to Jan 30, 2025
Individual RAUM · $75.6M to $88.6M
Nov 18, 2024 to Jan 30, 2025
RAUM · $161M to $199M
Nov 18, 2024 to Jan 30, 2025
Related insurance company · false to true
Nov 18, 2024 to Jan 30, 2025
Accounts · 850 to 877
Nov 9, 2023 to Feb 1, 2024
HNW clients · 49 to 45
Nov 9, 2023 to Feb 1, 2024
Individual clients · 237 to 239
Nov 9, 2023 to Feb 1, 2024
Assets in custody · $44.6M to $58.4M
Nov 9, 2023 to Feb 1, 2024
Discretionary RAUM · $125M to $161M
Nov 9, 2023 to Feb 1, 2024
HNW RAUM · $73.7M to $82.7M
Nov 9, 2023 to Feb 1, 2024
Individual RAUM · $50.1M to $75.6M
Nov 9, 2023 to Feb 1, 2024
Non-discretionary RAUM · $1.5M to $0
Nov 9, 2023 to Feb 1, 2024
RAUM · $127M to $161M
Nov 9, 2023 to Feb 1, 2024
Related insurance company · true to false
Nov 9, 2023 to Feb 1, 2024
Accounts · 709 to 850
Jul 12, 2022 to Feb 17, 2023
Advisory employees · 3 to 2
Jul 12, 2022 to Feb 17, 2023

Signals

1 dated events

••• Locked
Jun 17, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business phone: 512-593-6367reportedpublished by the firm, firm site, Sep 16, 2026
Website: g•••••••••.comreportedpublic record, Form ADV, Mar 2, 2026
Principal office phone: 512-593-6367reportedpublic record, Form ADV, Mar 2, 2026
Contact form: g•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $79.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026