DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••••• M••••••••• L••
Latest filing Jun 8, 2026
First filing on the tape Jun 24, 2021 · 8 filings
SEC status approved since Jul 26, 2021
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$1.6B as of Jun 8, 2026
Mar 31, 2022$253M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 8, 2026
Mar 31, 20220 then
Employees (5.A)23 as of Jun 8, 2026
Mar 31, 20228 then
Private funds15 as of Jun 8, 2026
Mar 31, 20224 then
RAUM +7.7% over the last fiscal year+69% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 8, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $104MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••••• F••• I••• L• | Private Equity Fund | $95.4M | 76 | Mar 10, 2021 |
| S•••• S••••••••• M••••• F••• I•• L• | Private Equity Fund | $94.8M | 16 | Mar 29, 2024 |
| S•••• S••••••••• P••••••••• S••• L• | Private Equity Fund | $78.6M | 12 | Mar 29, 2024 |
| G•••••••• F••• I•• L• | Private Equity Fund | $49.3M | 82 | Mar 29, 2024 |
| S•••• S••••••••• P••••••••• S••• L• | Private Equity Fund | $35.4M | 4 | Mar 29, 2024 |
| G•••••••• F••• I•• L• | Private Equity Fund | $26.3M | 17 | Jul 20, 2020 |
| G•••••••• R•••••••• E•••••••• F•••••••• F••• I• L• | Private Equity Fund | $16.9M | 17 | Mar 31, 2022 |
| G•••••••• F••• I• L• | Private Equity Fund | $16.6M | 8 | Mar 10, 2021 |
| S••••• S••••••••• M••••• F••• I• L• | Private Equity Fund | $71,988 | 16 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• H••••• · Managercontrolsince 04/2020 · owns 25% to 50%
- L••••••• J•• · Chief Compliance Officercontrolsince 05/2021 · owns less than 5%
- S••••• T••••• · Managercontrolsince 04/2020 · owns 10% to 25%
- B••••••• F••••• · Managercontrolsince 06/2019 · owns F of N•• 1• G•• L••
- B••••••• F••••• · Managercontrolsince 04/2017 · owns F of N•• 1• G•• L••
- B••••••••• A•• · Managercontrolsince 06/2018 · owns F of N•• 1• G•• L••
- B••••••••• A•• · Managercontrolsince 06/2019 · owns F of N•• 1• G•• L••
- C••••• C••••• · Managercontrolsince 06/2018 · owns F of N•• 1• G•• L••
- C••••• C••••• · Managercontrolsince 06/2019 · owns F of N•• 1• G•• L••
- F•••••••• A••••••• A••••• · Managercontrolsince 06/2019 · owns F of N•• 1• G•• L••
- F•••••••• A••••••• A••••• · Managercontrolsince 04/2017 · owns F of N•• 1• G•• L••
- L•••••••• L•••• K•• · Managercontrolsince 04/2020 · owns F of N•• 1• G•• L••
- M••••••••• M••••••• H••••• · Managercontrolsince 04/2017 · owns F of N•• 1• G•• L••
- M••••••••• M••••••• H••••• · Managercontrolsince 06/2019 · owns F of N•• 1• G•• L••
- M••••••• J••• · Managercontrolsince 06/2019 · owns F of N•• 1• G•• L••
- M••••••• J••• · Managercontrolsince 04/2017 · owns F of N•• 1• G•• L••
- M••••••• E•••••• T• · Managercontrolsince 11/2019 · owns F of N•• 1• G•• L••
- S••••••• S••••• D•••• · Managercontrolsince 02/2019 · owns F of N•• 1• G•• L••
- S••••••• S••••• D•••• · Managercontrolsince 01/2017 · owns F of N•• 1• G•• L••
- S••••••• P••••• W•••••• · Managercontrolsince 06/2019 · owns F of N•• 1• G•• L••
- S••••••• P••••• W•••••• · Managercontrolsince 04/2017 · owns F of N•• 1• G•• L••
- W•••••• P•••• E••••• · Managercontrolsince 06/2019 · owns F of N•• 1• G•• L••
- W•••••• P•••• E••••• · Managercontrolsince 09/2018 · owns F of N•• 1• G•• L••
- Y•••• R•••• C• · Managercontrolsince 11/2019 · owns F of N•• 1• G•• L••
- K•••• K•••• · Membersince 04/2020 · owns 5% to 10%
- V•• D• B•••• B•• · Membersince 04/2020 · owns 10% to 25%
Entity owners
- N•• 1• G•• L•• · General Partnerindirect · owns F of N•• P••••••• 1•• L•••
- N•• 1• G•• L•• · General Partnerindirect · owns F of N•• P••••••• 1•• L•••
- N•• P••••••• 1•• L••• · General Partnerindirect · owns F of N•• E••••••••• A••••••••• 1•• L•••
- N•• P••••••• 1•• L••• · General Partnerindirect · owns F of N•• E••••••••• A••••••••• 1•• L•••
- N•• E••••••••• A••••••••• 1•• L••• · Shareholderindirect · owns 75% or more of N•• 1• G•••••••• B••••••• I•••
- N•• E••••••••• A••••••••• 1•• L••• · Shareholderindirect · owns 75% or more of N•• 1• G•••••••• B••••••• I•••
- N•• 1• G•••••••• B••••••• I••• · Memberdirect · owns 5% to 10%
- N•• 1• G•••••••• B••••••• I••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- G•••••••• E• G• I• L••pooled vehicle sponsory
- G•••••••• G• I• L••pooled vehicle sponsory
- G•••••••• G• I•• L••pooled vehicle sponsory
- G•••••••• G• I••• L••pooled vehicle sponsory
- G•••••••• G• I•• L••pooled vehicle sponsory
- S•••• S••••••••• P•••••• S•• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 10 to 15Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 10 to 14Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 10 to 15Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $729M to $0Mar 31, 2025 to Mar 31, 2026
- Employees · 18 to 23Mar 31, 2025 to Mar 31, 2026
- Private funds · 13 to 15Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.5B to $1.6BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.5B to $1.6BMar 31, 2025 to Mar 31, 2026
- RAUM · $1.5B to $1.6BMar 31, 2025 to Mar 31, 2026
- Accounts · 9 to 10Feb 28, 2025 to Mar 31, 2025
- Advisory employees · 8 to 10Feb 28, 2025 to Mar 31, 2025
- Pooled vehicle clients · 9 to 10Feb 28, 2025 to Mar 31, 2025
- Assets in custody · $203M to $729MFeb 28, 2025 to Mar 31, 2025
- Employees · 8 to 18Feb 28, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 28, 2025 to Mar 31, 2025
- Private funds · 9 to 13Feb 28, 2025 to Mar 31, 2025
- Discretionary RAUM · $523M to $1.5BFeb 28, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $523M to $1.5BFeb 28, 2025 to Mar 31, 2025
- RAUM · $523M to $1.5BFeb 28, 2025 to Mar 31, 2025
- Accounts · 4 to 9Mar 30, 2023 to Mar 29, 2024
- Pooled vehicle clients · 4 to 9Mar 30, 2023 to Mar 29, 2024
- Assets in custody · $326M to $203MMar 30, 2023 to Mar 29, 2024
- Private funds · 4 to 9Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $326M to $523MMar 30, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $326M to $523MMar 30, 2023 to Mar 29, 2024
- RAUM · $326M to $523MMar 30, 2023 to Mar 29, 2024
- Assets in custody · $253M to $326MMar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $253M to $326MMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $253M to $326MMar 31, 2022 to Mar 30, 2023
- RAUM · $253M to $326MMar 31, 2022 to Mar 30, 2023
- Accounts · 3 to 4Jun 24, 2021 to Mar 31, 2022
- Pooled vehicle clients · 3 to 4Jun 24, 2021 to Mar 31, 2022
- Assets in custody · $201M to $253MJun 24, 2021 to Mar 31, 2022
- Private funds · 6 to 4Jun 24, 2021 to Mar 31, 2022
- Discretionary RAUM · $201M to $253MJun 24, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $201M to $253MJun 24, 2021 to Mar 31, 2022
- RAUM · $201M to $253MJun 24, 2021 to Mar 31, 2022
Signals
3 dated events
- G•••••••• M••••••••• L•• reported RAUM $1.5B, up 177% from $523.3M (2025-02-28 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- G•••••••• M••••••••• L•• reported RAUM $523.3M, up 61% from $325.8M (2023-03-30 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- G•••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 24, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G•••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- G•••••••• M••••••••• L•• · Private Equityshared crd · organization
- G•••••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/goodfinchreportedpublic record, Form ADV, Sep 18, 2026
- Website
- goodfinch.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-570-7177reportedpublic record, Form ADV, Jun 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026