DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

W•• I••••••••• P•••••••

Independent wealth managerCRD 309832SEC 801-134962websiteIAPD
Legal name W••• G•••• L••
Latest filing Jul 1, 2026
First filing on the tape Nov 14, 2025 · 4 filings
SEC status approved since Dec 12, 2025
RAUM
$211M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
58%
$123M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$52.8M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$211M as of Jul 1, 2026
Nov 14, 2025$129M then
HNW client RAUM$123M as of Jul 1, 2026
Nov 14, 2025$48.3M then
State-registered IARs (5.B.3)4 as of Jul 1, 2026
Nov 14, 20254 then
Employees (5.A)5 as of Jul 1, 2026
Nov 14, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
$52.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
3derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$11.2MderivedHNW RAUM over HNW clients
Average account
$3.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
92%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$123M58%
  • Corporations and businesses$87.7M42%
Individual clients
0reported
HNW clients
11reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
70reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.58 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
K•••• S••••• A•••••Denver, Co Sep 4, 202515 y0
P••••••• A•• M•••• G••••••••Denver, CoSep 30, 202512 y0
M•••••• J•• R••••••Denver, CoNov 3, 202515 y0
W•••••• E••••• K••••••Chartered Financial AnalystDenver, CoNov 19, 202513 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K••••••• W••••••• E••••• · Chief Compliance Officercontrol
        since 06/2020 · owns less than 5%
      Entity owners
      • W••• H••••••• L•• · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Denver, Co430
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 35 to 70
        Nov 14, 2025 to Mar 28, 2026
      • Corporate clients · 6 to 10
        Nov 14, 2025 to Mar 28, 2026
      • HNW clients · 8 to 11
        Nov 14, 2025 to Mar 28, 2026
      • Individual clients · 3 to 0
        Nov 14, 2025 to Mar 28, 2026
      • Employees · 4 to 5
        Nov 14, 2025 to Mar 28, 2026
      • Financial planning clients · to 0
        Nov 14, 2025 to Mar 28, 2026
      • Discretionary RAUM · $129M to $195M
        Nov 14, 2025 to Mar 28, 2026
      • HNW RAUM · $48.3M to $123M
        Nov 14, 2025 to Mar 28, 2026
      • Individual RAUM · $148,664 to $0
        Nov 14, 2025 to Mar 28, 2026
      • Non-discretionary RAUM · $0 to $16.1M
        Nov 14, 2025 to Mar 28, 2026
      • RAUM · $129M to $211M
        Nov 14, 2025 to Mar 28, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      818-804-1508reportedpublished by the firm, firm site, Sep 17, 2026
      Firm profile
      linkedin.com/company/wmk-investment-partnersreportedpublic record, Form ADV, Sep 19, 2026
      Website
      w•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      (818) 804-1508reportedpublic record, Form ADV, Jul 1, 2026
      Contact form
      w•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $52.8Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026