DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

B•••••••• C•••••• L••

Former SEC-registered adviserBoston, MassachusettsCRD 309865SEC 801-119133IAPD
Latest filing Nov 17, 2022
First filing on the tape Jun 24, 2020 · 6 filings
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
50
31 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
$2.0B gross assets
History
6 filings and snapshots on the tape
RAUM$2.0B as of Mar 23, 2022
Mar 29, 2021$657M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2022
Mar 29, 20210 then
Employees (5.A)50 as of Mar 23, 2022
Mar 29, 20217 then
Private funds4 as of Mar 23, 2022
Mar 29, 20211 then
RAUM +202% over the last fiscal yearIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of Nov 17, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$221MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+202%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.0B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• C••••••••• G•• · Membercontrol
        since 07/2021 · owns 10% to 25%
      • F••••• B••••••• M•••••• · Chief Compliance Officercontrol
        since 11/2022 · owns less than 5%
      • G••••••• A••••••• K• · Managing Membercontrol
        since 06/2020 · owns 25% to 50%
      • L•••••••• K••••••• L•• · Chief Financial Officer And Chief Operations Officercontrol
        since 06/2020 · owns less than 5%
      • R••••••• R•••••• S••••• · General Counselcontrol
        since 11/2022 · owns less than 5%
      • B•••••• C••••••••• G•• · Trusteecontrol
        since 11/2015 · owns F of A•••••• K• G•••••• 2••• I••••••••• T•••• I•
      • B•••••• C••••••••• G•• · Managing Membercontrol
        since 06/2010 · owns 75% or more of B•••••• C•••••• M••••••••• L••
      • G••••••• A••••••• K• · Trusteecontrol
        since 01/2015 · owns F of C••••••••• G• B••••• 2••• I••••••••• T•••• I•
      • K•••••• P••• · Trustee
        since 01/2015 · owns F of C••••••••• G• B••••• 2••• I••••••••• T•••• I•
      • K•••••• P••• · Trustee
        since 01/2015 · owns F of A•••••• K• G•••••• 2••• I••••••••• T•••• I•
      Entity owners
      • A•••••• K• G•••••• 2••• I••••••••• T•••• I• · Member
        direct · owns 25% to 50%
      • B•••••• C•••••• M••••••••• L•• · Member
        direct · owns 10% to 25%
      • C••••••••• G• B••••• 2••• I••••••••• T•••• I• · Member
        direct · owns 5% to 10%
      Related persons
      Schedule D 7.A
      • B•••••••• E••••••• L••
        pooled vehicle sponsorn
      • Mpm B••••••••
        investment advisernRAUM $3.6B
      • M•• O••••••• I••••••••• 2• L••
        pooled vehicle sponsorn
      • O••••••• I••••• F••• ••••••• M••••••••• L•••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • , 2 employees
      What changed
      consecutive filings, newest first
      • HQ city · unset to BOSTON
        Mar 23, 2022 to Nov 17, 2022
      • HQ state · unset to MA
        Mar 23, 2022 to Nov 17, 2022
      • Other offices · 2 to 1
        Mar 23, 2022 to Nov 17, 2022
      • Advisory employees · 29 to 31
        Jul 13, 2021 to Mar 23, 2022
      • Business name · M•• O••••••• I••••• M••••••••• 2• L•• to B•••••••• C•••••• L••
        Jul 13, 2021 to Mar 23, 2022
      • Employees · 48 to 50
        Jul 13, 2021 to Mar 23, 2022
      • Legal name · M•• O••••••• I••••• M••••••••• 2• L•• to B•••••••• C•••••• L••
        Jul 13, 2021 to Mar 23, 2022
      • Other offices · 3 to 2
        Jul 13, 2021 to Mar 23, 2022
      • Discretionary RAUM · $2.0B to $2.0B
        Jul 13, 2021 to Mar 23, 2022
      • Pooled vehicle RAUM · $2.0B to $2.0B
        Jul 13, 2021 to Mar 23, 2022
      • RAUM · $2.0B to $2.0B
        Jul 13, 2021 to Mar 23, 2022
      • Accounts · 3 to 9
        Mar 29, 2021 to Jul 13, 2021
      • Advisory employees · 6 to 29
        Mar 29, 2021 to Jul 13, 2021
      • Pooled vehicle clients · 3 to 9
        Mar 29, 2021 to Jul 13, 2021
      • Employees · 7 to 48
        Mar 29, 2021 to Jul 13, 2021
      • HQ city · CHESTNUT HILL to unset
        Mar 29, 2021 to Jul 13, 2021
      • HQ state · MA to unset
        Mar 29, 2021 to Jul 13, 2021
      • Other offices · 2 to 3
        Mar 29, 2021 to Jul 13, 2021
      • Private funds · 1 to 4
        Mar 29, 2021 to Jul 13, 2021
      • Discretionary RAUM · $657M to $2.0B
        Mar 29, 2021 to Jul 13, 2021
      • Pooled vehicle RAUM · $657M to $2.0B
        Mar 29, 2021 to Jul 13, 2021
      • RAUM · $657M to $2.0B
        Mar 29, 2021 to Jul 13, 2021
      • Accounts · 1 to 3
        Nov 17, 2020 to Mar 29, 2021
      • Pooled vehicle clients · 1 to 3
        Nov 17, 2020 to Mar 29, 2021
      • HQ city · CAMBRIDGE to CHESTNUT HILL
        Nov 17, 2020 to Mar 29, 2021
      • Other offices · 0 to 2
        Nov 17, 2020 to Mar 29, 2021
      • Discretionary RAUM · $598M to $657M
        Nov 17, 2020 to Mar 29, 2021
      • Pooled vehicle RAUM · $598M to $657M
        Nov 17, 2020 to Mar 29, 2021
      • RAUM · $598M to $657M
        Nov 17, 2020 to Mar 29, 2021
      • Accounts · unset to 1.0
        Jun 24, 2020 to Nov 17, 2020
      • Pooled vehicle clients · unset to 1.0
        Jun 24, 2020 to Nov 17, 2020
      • Private funds · unset to 1
        Jun 24, 2020 to Nov 17, 2020
      • Discretionary RAUM · unset to 598441867.0
        Jun 24, 2020 to Nov 17, 2020
      • Non-discretionary RAUM · unset to 0.0
        Jun 24, 2020 to Nov 17, 2020
      • Pooled vehicle RAUM · unset to 598441867.0
        Jun 24, 2020 to Nov 17, 2020
      • RAUM · unset to 598441867.0
        Jun 24, 2020 to Nov 17, 2020
      Signals
      8 dated events
      • M•••••• B•••••• F•••• (Chief Compliance Officer) appeared on Schedule A of B•••••••• C•••••• L••
        Nov 17, 2022 · Control person joined · fact
      • S••••• R••••• R•••••• (General Counsel) appeared on Schedule A of B•••••••• C•••••• L••
        Nov 17, 2022 · Control person joined · fact
      • William Jeff Crispen (Chief Compliance Officer) no longer on Schedule A of B•••••••• C•••••• L•• (listed 2022-03-23, absent 2022-11-17)
        Nov 17, 2022 · Control person left · inference
      • William Jeff Crispen (Chief Compliance Officer) appeared on Schedule A of B•••••••• C•••••• L••
        Mar 23, 2022 · Control person joined · fact
      • Myles Nicholas Mcgrath (General Counsel And Chief Compliance Officer) no longer on Schedule A of B•••••••• C•••••• L•• (listed 2021-07-13, absent 2022-03-23)
        Mar 23, 2022 · Control person left · inference
      • B•••••••• C•••••• L•• reported RAUM $2.0B, up 206% from $657.3M (2021-03-29 to 2021-07-13)
        Jul 13, 2021 · RAUM change · derived
      • Goh Christiana Bardon (Member) appeared on Schedule A of B•••••••• C•••••• L••
        Jul 13, 2021 · Control person joined · fact
      • M•• O••••••• I••••• M••••••••• 2• L•• filed its initial SEC registration (Form ADV)
        Jun 24, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026