DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Washington Harbour Partners LP
Latest filing Jul 28, 2026
First filing on the tape Nov 13, 2020 · 13 filings
SEC status approved since Dec 11, 2020
RAUM
$4.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
75
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$4.7B as of Jul 28, 2026
Mar 20, 2021$610M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 28, 2026
Mar 20, 20210 then
Employees (5.A)12 as of Jul 28, 2026
Mar 20, 20216 then
Private funds75 as of Jul 28, 2026
Mar 20, 20217 then
RAUM +192% over the last fiscal year+101% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $62.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +192%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.5B, 75 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 76reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.5B for 75 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
44 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Washington Harbour Capital Master Fund, LPno longer reported | Hedge Fund | $612M | 102 | Nov 13, 2020 |
| Washington Harbour Federal It Holdings, LLC | Private Equity Fund | $125M | 47 | Mar 31, 2023 |
| Washington Harbour Ai, LLC | Private Equity Fund | $121M | 2 | Mar 29, 2024 |
| Washington Harbour Cyber Holdings, LLC | Private Equity Fund | $115M | 58 | Mar 29, 2024 |
| Washington Harbour Capital LPno longer reported | Hedge Fund | $87.9M | 10 | Jul 10, 2020 |
| Washington Harbour Capital Long Only Master Fund, LPno longer reported | Hedge Fund | $82.8M | 5 | Mar 20, 2021 |
| Washington Harbour Digital Mission Blocker, Inc | Private Equity Fund | $71.1M | 53 | Mar 29, 2024 |
| Washington Harbour Capital Opportunities Master Fund, LP | Hedge Fund | $63.9M | 34 | Mar 31, 2023 |
| Washington Harbour Esports, LLC | Private Equity Fund | $36.6M | 15 | Jul 10, 2020 |
| Washington Harbour Metaverse, LLC | Private Equity Fund | $36.3M | 48 | Jul 10, 2020 |
| Washington Harbour Metaverse Viii, LLC | Private Equity Fund | $30.1M | 1 | Mar 24, 2022 |
| Washington Harbour Metaverse Vi, LLC | Private Equity Fund | $24.6M | 7 | Mar 24, 2022 |
| Washington Harbour Federal It, LPno longer reported | Private Equity Fund | $21.3M | 19 | Mar 24, 2022 |
| Washington Harbour Metaverse II, LLC | Private Equity Fund | $20.1M | 45 | Mar 20, 2021 |
| Washington Harbour Metaverse Vii, LLC | Private Equity Fund | $19.9M | 3 | Mar 24, 2022 |
| Washington Harbour Ai Pilot, LLC | Private Equity Fund | $17.6M | 16 | Mar 29, 2024 |
| Washington Harbour Metaverse IV, LLC | Private Equity Fund | $17.1M | 48 | Mar 24, 2022 |
| Washington Harbour Metaverse Xi, LLC | Private Equity Fund | $14.3M | 8 | Mar 31, 2023 |
| Washington Harbour Digital Payments LLC | Private Equity Fund | $13.2M | 15 | Mar 31, 2023 |
| Washington Harbour Metaverse Xv, LLC | Private Equity Fund | $13.1M | 13 | Mar 29, 2024 |
| Washington Harbour Augmented Reality, LLC | Private Equity Fund | $12.5M | 17 | Mar 29, 2024 |
| Washington Harbour Metaverse V, LLC | Private Equity Fund | $12.2M | 2 | Mar 24, 2022 |
| Washington Harbour Trust LLC | Private Equity Fund | $11.7M | 35 | Mar 24, 2022 |
| Washington Harbour Bingo II LLC | Private Equity Fund | $10.4M | 25 | Mar 24, 2022 |
| Washington Harbour Metaverse Xii, LLC | Private Equity Fund | $10.0M | 5 | Mar 31, 2023 |
| Washington Harbour Metaverse Xiii, LLC | Private Equity Fund | $9.5M | 1 | Mar 31, 2023 |
| Washington Harbour Telesto LPno longer reported | Private Equity Fund | $6.9M | 19 | Mar 24, 2022 |
| Washington Harbour Metaverse X, LLC | Private Equity Fund | $5.6M | 17 | Mar 31, 2023 |
| Washington Harbour Productivity, LLC | Private Equity Fund | $5.2M | 16 | Mar 20, 2021 |
| Washington Harbour Adlumin, LLC | Private Equity Fund | $5.1M | 24 | Mar 29, 2024 |
| Washington Harbour Regscale, LLC | Private Equity Fund | $5.1M | 16 | Mar 29, 2024 |
| Washington Harbour Metaverse Ix, LLC | Private Equity Fund | $5.0M | 4 | Mar 31, 2023 |
| Washington Harbour Bingo LLC | Private Equity Fund | $4.3M | 7 | Mar 24, 2022 |
| Washington Harbour Radar, LLC | Private Equity Fund | $3.9M | 20 | Mar 29, 2024 |
| Washington Harbour Maritime Ai, LLC | Private Equity Fund | $3.2M | 13 | Mar 29, 2024 |
| Washington Harbour Halcyon, LLC | Private Equity Fund | $3.1M | 12 | Mar 29, 2024 |
| Washington Harbour Metaverse III, LLC | Private Equity Fund | $2.9M | 4 | May 19, 2021 |
| Washington Harbour Fantasy Sports, LLCno longer reported | Other Private Fund | $2.0M | 5 | Jul 10, 2020 |
| Washington Harbour Playable Worlds LLC | Private Equity Fund | $1.6M | 13 | Mar 31, 2023 |
| Washington Harbour Insights LLC | Private Equity Fund | $1.6M | 7 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Charles Mina Faltas · Limited Partner And Chief Investment Officercontrolsince 04/2019 · owns 75% or more
- Edward Stephen Guffey · Chief Compliance Officer And Chief Financial Officercontrolsince 10/2022 · owns less than 5%
- Charles Mina Faltas · Managing Membercontrolsince 04/2019 · owns 75% or more of Washington Harbour Management Gp LLC
Entity owners
- Washington Harbour Management Gp LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Washington Harbour Cyber Gp LLCpooled vehicle sponsory
- Washington Harbour Digital Mission Gp LLCpooled vehicle sponsory
- Washington Harbour Federal It Gp LLCpooled vehicle sponsory
- Washington Harbour Partners Gp, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 49.0 to 75.0 (+53.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (1022 comparable advisers, 96.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 96% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $1,619,638,745 to $4,725,096,051 (+192.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (1368 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 55 to 76Jan 28, 2026 to Mar 31, 2026
- Advisory employees · 7 to 8Jan 28, 2026 to Mar 31, 2026
- Pooled vehicle clients · 55 to 76Jan 28, 2026 to Mar 31, 2026
- Assets in custody · $1.6B to $3.5BJan 28, 2026 to Mar 31, 2026
- Employees · 10 to 12Jan 28, 2026 to Mar 31, 2026
- Private funds · 49 to 75Jan 28, 2026 to Mar 31, 2026
- Discretionary RAUM · $1.6B to $4.7BJan 28, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $1.6B to $4.7BJan 28, 2026 to Mar 31, 2026
- RAUM · $1.6B to $4.7BJan 28, 2026 to Mar 31, 2026
- Accounts · 38 to 55Aug 15, 2024 to Mar 31, 2025
- Advisory employees · 5 to 7Aug 15, 2024 to Mar 31, 2025
- Pooled vehicle clients · 38 to 55Aug 15, 2024 to Mar 31, 2025
- Assets in custody · $855M to $1.6BAug 15, 2024 to Mar 31, 2025
- Employees · 8 to 10Aug 15, 2024 to Mar 31, 2025
- Financial planning clients · unset to Aug 15, 2024 to Mar 31, 2025
- Private funds · 38 to 49Aug 15, 2024 to Mar 31, 2025
- Discretionary RAUM · $855M to $1.6BAug 15, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $855M to $1.6BAug 15, 2024 to Mar 31, 2025
- RAUM · $855M to $1.6BAug 15, 2024 to Mar 31, 2025
- Accounts · 29 to 38Mar 31, 2023 to Mar 29, 2024
- Pooled vehicle clients · 29 to 38Mar 31, 2023 to Mar 29, 2024
- Assets in custody · $584M to $855MMar 31, 2023 to Mar 29, 2024
- Employees · 7 to 8Mar 31, 2023 to Mar 29, 2024
- Private funds · 26 to 38Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $584M to $855MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $584M to $855MMar 31, 2023 to Mar 29, 2024
- RAUM · $584M to $855MMar 31, 2023 to Mar 29, 2024
- Accounts · 22 to 29Nov 7, 2022 to Mar 31, 2023
- Pooled vehicle clients · 22 to 29Nov 7, 2022 to Mar 31, 2023
- Assets in custody · $1.0B to $584MNov 7, 2022 to Mar 31, 2023
- Private funds · 18 to 26Nov 7, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.0B to $584MNov 7, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.0B to $584MNov 7, 2022 to Mar 31, 2023
- RAUM · $1.0B to $584MNov 7, 2022 to Mar 31, 2023
- Accounts · 12 to 22May 19, 2021 to Mar 24, 2022
- Advisory employees · 4 to 5May 19, 2021 to Mar 24, 2022
- Pooled vehicle clients · 12 to 22May 19, 2021 to Mar 24, 2022
- Assets in custody · $1.1B to $1.0BMay 19, 2021 to Mar 24, 2022
- Private funds · 8 to 18May 19, 2021 to Mar 24, 2022
- Discretionary RAUM · $1.1B to $1.0BMay 19, 2021 to Mar 24, 2022
Signals
9 dated events
- Washington Harbour Partners Lp reported RAUM $4.7B, up 192% from $1.6B (2026-01-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Washington Harbour Partners Lp reported RAUM $1.6B, up 89% from $854.9M (2024-08-15 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Washington Harbour Partners Lp reported RAUM $854.9M, up 46% from $584.0M (2023-03-31 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Washington Harbour Partners Lp reported RAUM $584.0M, down 42% from $1.0B (2022-11-07 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Edward Stephen Guffey (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of Washington Harbour Partners LpNov 7, 2022 · Control person joined · fact
- L Scott Barnes (Chief Compliance Officer And Chief Financial Officer) no longer on Schedule A of Washington Harbour Partners Lp (listed 2022-03-24, absent 2022-11-07)Nov 7, 2022 · Control person left · inference
- Washington Harbour Partners Lp reported RAUM $1.1B, up 80% from $610.2M (2021-03-20 to 2021-05-19)May 19, 2021 · RAUM change · derived
- Washington Harbour Partners Lp reported RAUM $610.2M, up 61% from $378.1M (2020-11-13 to 2021-03-20)Mar 20, 2021 · RAUM change · derived
- Washington Harbour Partners Lp filed its initial SEC registration (Form ADV)Nov 13, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Washington Harbour Partners LP · Independent Sponsorsshared crd · capital_provider
- Washington Harbour Partners LP · Private Equityshared crd · organization
- Washington Harbour Partners LP · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/washington-harbour-partners-lpreportedpublic record, Form ADV, Sep 17, 2026
- Website
- washingtonharbour.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 202-891-6202reportedpublic record, Form ADV, Jul 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026