DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
N•• A•••••••• W••••• P•••••••
Latest filing Oct 9, 2024
First filing on the tape Jul 7, 2020 · 19 filings
RAUM
$44.4M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$44.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$44.4M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$44.4M as of Jan 30, 2024
Feb 9, 2021$34.9M then
HNW client RAUM$40.1M as of Jan 30, 2024
Feb 9, 2021$30.6M then
State-registered IARs (5.B.3)1 as of Jan 30, 2024
Feb 9, 20211 then
Employees (5.A)1 as of Jan 30, 2024
Feb 9, 20211 then
Private funds: no history
RAUM +22% over the last fiscal year+8.3% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Oct 9, 2024; every figure names its basis
- RAUM per advisor
- $44.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 38derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $482,511derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -19%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $44.4M, 38 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$40.1M90%
- Individuals$4.3M9.6%
- Individual clients
- 11reported
- HNW clients
- 27reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 92reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $44.4M for 38 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• P••• L• F••••Certified Financial Planner | Long Branch, Nj | Aug 19, 2020 | 33 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••• P••• L• F•••• from F•• W••••• M••••••••• L••Aug 19, 2020 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L• F••••• D•••••• P••• · Managing Member And Chief Compliance Officercontrolsince 07/2020 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · unset to 44391000.0Aug 16, 2024 to Oct 9, 2024
- Custody of client assets · false to trueAug 16, 2024 to Oct 9, 2024
- Accounts · 103 to 92Jan 6, 2023 to Jan 30, 2024
- HNW clients · 17 to 27Jan 6, 2023 to Jan 30, 2024
- Individual clients · 30 to 11Jan 6, 2023 to Jan 30, 2024
- HNW RAUM · $28.5M to $40.1MJan 6, 2023 to Jan 30, 2024
- Individual RAUM · $7.6M to $4.3MJan 6, 2023 to Jan 30, 2024
- Non-discretionary RAUM · $36.5M to $44.4MJan 6, 2023 to Jan 30, 2024
- Pension RAUM · 301200.0 to unsetJan 6, 2023 to Jan 30, 2024
- RAUM · $36.5M to $44.4MJan 6, 2023 to Jan 30, 2024
- Accounts · 104 to 103Jun 28, 2022 to Jan 6, 2023
- HNW clients · 27 to 17Jun 28, 2022 to Jan 6, 2023
- Individual clients · 20 to 30Jun 28, 2022 to Jan 6, 2023
- Pension plan clients · 1.0 to unsetJun 28, 2022 to Jan 6, 2023
- Financial planning clients · 26-50 to 11-25Jun 28, 2022 to Jan 6, 2023
- HNW RAUM · $33.9M to $28.5MJun 28, 2022 to Jan 6, 2023
- Individual RAUM · $4.1M to $7.6MJun 28, 2022 to Jan 6, 2023
- Non-discretionary RAUM · $38.1M to $36.5MJun 28, 2022 to Jan 6, 2023
- Pension RAUM · $78,357 to $301,200Jun 28, 2022 to Jan 6, 2023
- RAUM · $38.1M to $36.5MJun 28, 2022 to Jan 6, 2023
- Accounts · 89 to 104Aug 31, 2021 to Jan 26, 2022
- HNW clients · 16 to 27Aug 31, 2021 to Jan 26, 2022
- Individual clients · 9 to 20Aug 31, 2021 to Jan 26, 2022
- Pension plan clients · unset to 1.0Aug 31, 2021 to Jan 26, 2022
- Financial planning clients · 11-25 to 26-50Aug 31, 2021 to Jan 26, 2022
- HNW RAUM · $30.6M to $33.9MAug 31, 2021 to Jan 26, 2022
- Individual RAUM · $4.4M to $4.1MAug 31, 2021 to Jan 26, 2022
- Non-discretionary RAUM · $34.9M to $38.1MAug 31, 2021 to Jan 26, 2022
- Pension RAUM · unset to 78357.0Aug 31, 2021 to Jan 26, 2022
- RAUM · $34.9M to $38.1MAug 31, 2021 to Jan 26, 2022
- Accounts · 88 to 89Nov 9, 2020 to Feb 9, 2021
- BD registered reps · 1 to 0Nov 9, 2020 to Feb 9, 2021
- HNW clients · 19 to 16Nov 9, 2020 to Feb 9, 2021
- Individual clients · 24 to 9Nov 9, 2020 to Feb 9, 2021
- HNW RAUM · $23.4M to $30.6MNov 9, 2020 to Feb 9, 2021
- Individual RAUM · $8.4M to $4.4MNov 9, 2020 to Feb 9, 2021
- Non-discretionary RAUM · $31.8M to $34.9MNov 9, 2020 to Feb 9, 2021
- RAUM · $31.8M to $34.9MNov 9, 2020 to Feb 9, 2021
- Accounts · 0 to 88Oct 1, 2020 to Nov 9, 2020
- HNW clients · unset to 19.0Oct 1, 2020 to Nov 9, 2020
Signals
1 dated events
- N•• A•••••••• W••••• P••••••• filed its initial SEC registration (Form ADV)Jul 7, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/new-amsterdam-wealth-planningreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026