DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D••••••••
Legal name F•• W•••••• L••
Latest filing Jun 24, 2026
First filing on the tape Jul 22, 2020 · 13 filings
SEC status approved since Aug 21, 2020
RAUM
$1.4B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$1.4B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$1.4B as of Jun 24, 2026
Mar 10, 2021$99.5M then
HNW client RAUM$1.4B as of Jun 24, 2026
Mar 10, 2021$98.9M then
State-registered IARs (5.B.3)0 as of Jun 24, 2026
Mar 10, 20210 then
Employees (5.A)10 as of Jun 24, 2026
Mar 10, 20216 then
Private funds: no history
RAUM +24% over the last fiscal year+109% a year over threeIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of Jun 24, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $48.8MderivedHNW RAUM over HNW clients
- Average account
- $10.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.4B100%
- Charitable organizations$1.1M0.1%
- Individuals$1.0M0.1%
- Individual clients
- n/areported
- HNW clients
- 28reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 131reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• A•••••• N•• · Ccocontrolsince 03/2026 · owns less than 5%
- R•••••• A•••••• · Managing Director / Principal / Ccocontrolsince 11/2020 · owns 10% to 25%
- C••••••••• D••••• · Shareholdercontrolsince 09/2020 · owns 50% to 75% of F••••• E••••••••• P•••••••• S•••
- G•••• S••••• R••••• · Shareholdercontrolsince 11/2015 · owns 25% to 50% of D• U• D•• P••••••• S•••
- R•••••• A•••••• · Shareholdercontrolsince 09/2020 · owns 50% to 75% of F••••• E••••••••• P•••••••• S•••
Entity owners
- D• U• D•• P••••••• S••• · Memberdirect · owns 75% or more
- F••••• E••••••••• P•••••••• S••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- D•••••••• V•••••• S• S••investment advisern
Offices
Schedule D 1.F, the 25 largest
- Madrid, Spain1 employees
- Miami, FL
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Jun 24, 2026discretionary share of RAUM of 0% against a peer median of 99% (1362 comparable advisers, 0.0th percentile, 33.2 robust deviations)peers: independent wealth managers, $1B to $5B (1,362) · 0.0% percentile
- unusually large average HNW clientStatic outlier · filing Jun 24, 2026HNW RAUM per HNW client of $48,792,535 against a peer median of $3,646,459 (1309 comparable advisers, 99.0th percentile, 22.4 robust deviations)peers: independent wealth managers, $1B to $5B (1,309) · 99% percentile
- control person changedChange between filings · filing Jun 24, 2026R•••••• A•••••• (SHAREHOLDER) left Schedule A between the filings of 2020-12-23 and 2026-06-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jun 24, 2026G•••• S••••• R••••• (SHAREHOLDER) left Schedule A between the filings of 2020-12-23 and 2026-06-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jun 24, 2026C••••••••• D••••• (SHAREHOLDER) left Schedule A between the filings of 2020-12-23 and 2026-06-24peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jun 24, 2026B••••• A•••••• N•• (CCO) appeared on Schedule A between the filings of 2020-12-23 and 2026-06-24peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Legal name · D•••••••• AMERICAS LLC to F•• W•••••• L••Feb 24, 2026 to Jun 24, 2026
- Accounts · 60 to 131Mar 31, 2025 to Feb 24, 2026
- HNW clients · 25 to 28Mar 31, 2025 to Feb 24, 2026
- Other offices · 2 to 1Mar 31, 2025 to Feb 24, 2026
- HNW RAUM · $1.1B to $1.4BMar 31, 2025 to Feb 24, 2026
- Individual RAUM · $2.6M to $1.0MMar 31, 2025 to Feb 24, 2026
- Non-discretionary RAUM · $1.1B to $1.4BMar 31, 2025 to Feb 24, 2026
- RAUM · $1.1B to $1.4BMar 31, 2025 to Feb 24, 2026
- Related adviser · true to falseMar 31, 2025 to Feb 24, 2026
- Accounts · 47 to 60Mar 25, 2024 to Mar 31, 2025
- Advisory employees · 5 to 6Mar 25, 2024 to Mar 31, 2025
- HNW clients · 19 to 25Mar 25, 2024 to Mar 31, 2025
- Individual clients · 11.0 to unsetMar 25, 2024 to Mar 31, 2025
- Employees · 11 to 10Mar 25, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 31, 2025
- HQ state · unset to Mar 25, 2024 to Mar 31, 2025
- HNW RAUM · $1.0B to $1.1BMar 25, 2024 to Mar 31, 2025
- Individual RAUM · $4.8M to $2.6MMar 25, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $1.0B to $1.1BMar 25, 2024 to Mar 31, 2025
- RAUM · $1.0B to $1.1BMar 25, 2024 to Mar 31, 2025
- Accounts · 40 to 47May 1, 2023 to Mar 25, 2024
- HNW clients · 16 to 19May 1, 2023 to Mar 25, 2024
- Individual clients · 7 to 11May 1, 2023 to Mar 25, 2024
- Employees · 9 to 11May 1, 2023 to Mar 25, 2024
- HNW RAUM · $148M to $1.0BMay 1, 2023 to Mar 25, 2024
- Individual RAUM · $1.5M to $4.8MMay 1, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $150M to $1.0BMay 1, 2023 to Mar 25, 2024
- RAUM · $150M to $1.0BMay 1, 2023 to Mar 25, 2024
- Accounts · 36 to 40May 23, 2022 to May 1, 2023
- HNW clients · 15 to 16May 23, 2022 to May 1, 2023
- Individual clients · 5 to 7May 23, 2022 to May 1, 2023
- Discretionary RAUM · $157M to $0May 23, 2022 to May 1, 2023
- HNW RAUM · $156M to $148MMay 23, 2022 to May 1, 2023
- Individual RAUM · $1.4M to $1.5MMay 23, 2022 to May 1, 2023
- Non-discretionary RAUM · $0 to $150MMay 23, 2022 to May 1, 2023
- RAUM · $157M to $150MMay 23, 2022 to May 1, 2023
- Accounts · 30 to 36Sep 28, 2021 to Mar 23, 2022
- Advisory employees · 3 to 5Sep 28, 2021 to Mar 23, 2022
- HNW clients · 11 to 15Sep 28, 2021 to Mar 23, 2022
- Individual clients · 3 to 5Sep 28, 2021 to Mar 23, 2022
Signals
5 dated events
- Diaphanum reported RAUM $1.0B, up 592% from $149.5M (2023-05-01 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- Carlos Juan Riera (Chief Compliance Officer) no longer on Schedule A of Diaphanum (listed 2021-03-10, absent 2021-09-28)Sep 28, 2021 · Control person left · inference
- Alberca R••••• (Managing Director / Principal) appeared on Schedule A of DiaphanumDec 23, 2020 · Control person joined · fact
- Daniel Cervantes (Shareholder) appeared on Schedule A of DiaphanumDec 23, 2020 · Control person joined · fact
- Diaphanum filed its initial SEC registration (Form ADV)Jul 22, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@d••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 305-448-0014reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- d••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +34 912 44 92 23reportedpublic record, Form ADV, Jun 24, 2026
- Contact form
- d••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026