DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•• M•••••• L•
Latest filing Mar 26, 2026
First filing on the tape Oct 8, 2020 · 12 filings
SEC status approved since Nov 9, 2020
RAUM
$2.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
13
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$2.2B as of Mar 26, 2026
Mar 9, 2021$236M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 9, 20210 then
Employees (5.A)17 as of Mar 26, 2026
Mar 9, 20216 then
Private funds13 as of Mar 26, 2026
Mar 9, 20215 then
RAUM +43% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $168MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +43%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• A••••••• I••••••••• F••• L• | Private Equity Fund | $257M | 40 | Mar 9, 2021 |
| C•• C•••••••• I• F••• L• | Private Equity Fund | $240M | 3 | Mar 9, 2021 |
| C•••••• A••••••• I••••••••• F•••••• L• | Private Equity Fund | $197M | 10 | Mar 31, 2022 |
| C•• C•••••••• I• F••• I•• L• | Private Equity Fund | $140M | 10 | Mar 28, 2024 |
| C•••••• A••••••• I••••••••• F••••• L• | Private Equity Fund | $102M | 24 | Mar 9, 2021 |
| C•• C•••••••• I• F••• I• L• | Private Equity Fund | $49.3M | 6 | Mar 31, 2023 |
| C•••• C•••••••• D•••••••• L• | Private Equity Fund | $36.7M | 1 | Mar 31, 2023 |
| C•• C•••••••• I• F••••• F••• I•• L• | Private Equity Fund | $35.5M | 7 | Mar 28, 2024 |
| C•• C•••••••• F••• L• | Private Equity Fund | $15.6M | 4 | Mar 9, 2021 |
| C•• C•••••••• I• N•••• F••• L• | Private Equity Fund | $0 | 0 | Mar 9, 2021 |
Owners and control persons
Schedule A and B, latest filing
- G••••• W••••••• J•• · Managing Partner & Limited Partnercontrolsince 07/2020 · owns 75% or more
- G••••• W••••••• J•• · Managing Membercontrolsince 07/2020 · owns 75% or more of C•••••• A••••••• I••••••••• L••
- A••••••••• D••••• M•••••• · Chief Compliance Officersince 07/2022 · owns less than 5%
Entity owners
- C•••••• A••••••• I••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C•• G• I• L•pooled vehicle sponsorn
- C•• G• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
What changed
consecutive filings, newest first
- Accounts · 12 to 13Mar 27, 2025 to Mar 26, 2026
- Pooled vehicle clients · 12 to 13Mar 27, 2025 to Mar 26, 2026
- Private funds · 12 to 13Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.5B to $2.2BMar 27, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $1.5B to $2.2BMar 27, 2025 to Mar 26, 2026
- RAUM · $1.5B to $2.2BMar 27, 2025 to Mar 26, 2026
- Accounts · 9 to 12Mar 28, 2024 to Mar 27, 2025
- Advisory employees · 13 to 12Mar 28, 2024 to Mar 27, 2025
- Pooled vehicle clients · 9 to 12Mar 28, 2024 to Mar 27, 2025
- Employees · 15 to 17Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Private funds · 9 to 12Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.4B to $1.5BMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $1.4B to $1.5BMar 28, 2024 to Mar 27, 2025
- RAUM · $1.4B to $1.5BMar 28, 2024 to Mar 27, 2025
- Accounts · 7 to 9Jul 21, 2023 to Mar 28, 2024
- Advisory employees · 7 to 13Jul 21, 2023 to Mar 28, 2024
- Pooled vehicle clients · 7 to 9Jul 21, 2023 to Mar 28, 2024
- Assets in custody · unset to 0.0Jul 21, 2023 to Mar 28, 2024
- Custody of client assets · false to trueJul 21, 2023 to Mar 28, 2024
- Employees · 9 to 15Jul 21, 2023 to Mar 28, 2024
- Private funds · 8 to 9Jul 21, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.2B to $1.4BJul 21, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.2B to $1.4BJul 21, 2023 to Mar 28, 2024
- RAUM · $1.2B to $1.4BJul 21, 2023 to Mar 28, 2024
- Accounts · 6 to 7Jul 28, 2022 to Mar 31, 2023
- Advisory employees · 8 to 7Jul 28, 2022 to Mar 31, 2023
- Pooled vehicle clients · 6 to 7Jul 28, 2022 to Mar 31, 2023
- Other offices · 0 to 1Jul 28, 2022 to Mar 31, 2023
- Private funds · 6 to 8Jul 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $749M to $1.2BJul 28, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $749M to $1.2BJul 28, 2022 to Mar 31, 2023
- RAUM · $749M to $1.2BJul 28, 2022 to Mar 31, 2023
- Related bank · false to trueJul 28, 2022 to Mar 31, 2023
- Advisory employees · 6 to 8Mar 31, 2022 to Jul 28, 2022
- Employees · 6 to 9Mar 31, 2022 to Jul 28, 2022
- Discretionary RAUM · $476M to $749MMar 31, 2022 to Jul 28, 2022
- Pooled vehicle RAUM · $476M to $749MMar 31, 2022 to Jul 28, 2022
- RAUM · $476M to $749MMar 31, 2022 to Jul 28, 2022
- Accounts · 5 to 6Sep 23, 2021 to Mar 31, 2022
Signals
9 dated events
- C•• M•••••• L• reported RAUM $2.2B, up 43% from $1.5B (2025-03-27 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- C•• M•••••• L• reported RAUM $1.2B, up 57% from $749.0M (2022-07-28 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- C•• M•••••• L• reported RAUM $749.0M, up 57% from $475.6M (2022-03-31 to 2022-07-28)Jul 28, 2022 · RAUM change · derived
- C•• M•••••• L• reported RAUM $475.6M, up 103% from $234.6M (2021-09-23 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Jean Charles Philipp Dominique Demessence (Operating Partner) no longer on Schedule A of C•• M•••••• L• (listed 2021-09-23, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Alexis Wolf (Partner) no longer on Schedule A of C•• M•••••• L• (listed 2021-09-23, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Reardon Rothschild Cynthia Jaggi (Partner) no longer on Schedule A of C•• M•••••• L• (listed 2021-09-23, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- William Dan Reicher (Partner) no longer on Schedule A of C•• M•••••• L• (listed 2021-08-18, absent 2021-09-23)Sep 23, 2021 · Control person left · inference
- C•• M•••••• L• filed its initial SEC registration (Form ADV)Oct 8, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•• M•••••• L• · Independent Sponsorsshared crd · capital_provider
- C•• M•••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- climateadaptiveinfra.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (415) 640-5422reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- ASSET M••••••deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026