DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••••• F••• A••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Aug 13, 2020 · 17 filings
SEC status approved since Sep 14, 2020
RAUM
$930M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
32
25 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
5
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$930M as of Mar 30, 2026
Mar 26, 2021$284M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 26, 2021$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 26, 20210 then
Employees (5.A)32 as of Mar 30, 2026
Mar 26, 202120 then
Private funds5 as of Mar 30, 2026
Mar 26, 20211 then
RAUM +29% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $103MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $543M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$930M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $543M for 9 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••• G• F••• I• L••• | Real Estate Fund | $282M | 107 | Aug 13, 2020 |
| T•••••• G• F••• I• O•• C•••••••• 2• L••• | Real Estate Fund | $30.3M | 1 | Mar 30, 2023 |
| T•••••• G• F••• I• O•• C•••••••• L••• | Real Estate Fund | $20.6M | 1 | Mar 31, 2022 |
| T•••••• G• F••• I• W• H••• C•••••••• L••• | Real Estate Fund | $10.1M | 1 | Mar 31, 2022 |
Owners and control persons
Schedule A and B, latest filing
- B••••• J••••••• S•••• · Chief Administrative Officer & General Counselcontrolsince 06/2020 · owns less than 5%
- D•••• R•••• P••••• · Chief Investment Officercontrolsince 06/2020 · owns less than 5%
- H••••••• K••••• Y•••••••• · Chief Financial Officercontrolsince 06/2020 · owns less than 5%
- H••••• S•••• A•••• · President & Chief Executive Officercontrolsince 06/2020 · owns less than 5%
- K••••••••• A•••• M•••••• · Chief Compliance Officercontrolsince 09/2023 · owns less than 5%
- D•••••••• G••••••• S•••• · Managing Partnercontrolsince 05/2021 · owns 25% to 50% of T•••••• R••• E••••• I••••••••• L••
- H••••• S•••• A•••• · Managing Partner, President & Chief Executive Officercontrolsince 05/2018 · owns 25% to 50% of T•••••• R••• E••••• I••••••••• L••
Entity owners
- T•••••• R••• E••••• I••••••••• L•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- T•••••• G• F••• I• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Beverly Hills, CA15 employees
- London, United Kingdom1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 6 to 9Nov 18, 2025 to Mar 30, 2026
- Advisory employees · 31 to 25Nov 18, 2025 to Mar 30, 2026
- Pooled vehicle clients · 6 to 9Nov 18, 2025 to Mar 30, 2026
- Assets in custody · $599M to $543MNov 18, 2025 to Mar 30, 2026
- Employees · 39 to 32Nov 18, 2025 to Mar 30, 2026
- HQ city · HONOLULU to MIAMINov 18, 2025 to Mar 30, 2026
- HQ state · HI to FLNov 18, 2025 to Mar 30, 2026
- Private funds · 4 to 5Nov 18, 2025 to Mar 30, 2026
- Discretionary RAUM · $723M to $930MNov 18, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $723M to $930MNov 18, 2025 to Mar 30, 2026
- RAUM · $723M to $930MNov 18, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 27, 2025 to May 28, 2025
- Advisory employees · 27 to 31Jan 10, 2025 to Mar 27, 2025
- Assets in custody · $344M to $599MJan 10, 2025 to Mar 27, 2025
- Employees · 35 to 39Jan 10, 2025 to Mar 27, 2025
- Discretionary RAUM · $627M to $723MJan 10, 2025 to Mar 27, 2025
- Pooled vehicle RAUM · $627M to $723MJan 10, 2025 to Mar 27, 2025
- RAUM · $627M to $723MJan 10, 2025 to Mar 27, 2025
- Advisory employees · 15 to 27Sep 28, 2023 to Mar 29, 2024
- Assets in custody · $250M to $344MSep 28, 2023 to Mar 29, 2024
- Employees · 31 to 35Sep 28, 2023 to Mar 29, 2024
- Discretionary RAUM · $610M to $627MSep 28, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $610M to $627MSep 28, 2023 to Mar 29, 2024
- RAUM · $610M to $627MSep 28, 2023 to Mar 29, 2024
- Advisory employees · 16 to 15Mar 30, 2023 to Jul 24, 2023
- Employees · 26 to 31Mar 30, 2023 to Jul 24, 2023
- Other offices · 1 to 4Mar 30, 2023 to Jul 24, 2023
- Accounts · 5 to 6Apr 25, 2022 to Mar 30, 2023
- Advisory employees · 18 to 16Apr 25, 2022 to Mar 30, 2023
- Pooled vehicle clients · 5 to 6Apr 25, 2022 to Mar 30, 2023
- Assets in custody · unset to 250044737.0Apr 25, 2022 to Mar 30, 2023
- Custody of client assets · false to trueApr 25, 2022 to Mar 30, 2023
- Employees · 23 to 26Apr 25, 2022 to Mar 30, 2023
- Private funds · 3 to 4Apr 25, 2022 to Mar 30, 2023
- Discretionary RAUM · $609M to $610MApr 25, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $609M to $610MApr 25, 2022 to Mar 30, 2023
- RAUM · $609M to $610MApr 25, 2022 to Mar 30, 2023
- Advisory employees · 17 to 18Mar 31, 2022 to Apr 25, 2022
- Employees · 22 to 23Mar 31, 2022 to Apr 25, 2022
- Discretionary RAUM · $609M to $609MMar 31, 2022 to Apr 25, 2022
Signals
5 dated events
- T•••••• F••• A••••••• L•• reported RAUM $930.0M, up 29% from $723.1M (2025-11-18 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- M•••••• A••• K••••••••• (Chief Compliance Officer) appeared on Schedule A of T•••••• F••• A••••••• L••Sep 28, 2023 · Control person joined · fact
- T•••••• F••• A••••••• L•• reported RAUM $609.4M, up 115% from $284.0M (2021-08-13 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Scott Gregory Dickhens (Managing Partner) appeared on Schedule A of T•••••• F••• A••••••• L••Mar 31, 2022 · Control person joined · fact
- T•••••• F••• A••••••• L•• filed its initial SEC registration (Form ADV)Aug 13, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- trinityinvestments.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 305-800-1115reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
T•••••• F••• A••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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