DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P••••• C••••••
Legal name P••••• C••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jun 30, 2022 · 10 filings
SEC status approved since Aug 3, 2022
RAUM
$3.8B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
50
33 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
17
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$3.8B as of Mar 30, 2026
Mar 30, 2023$500M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20230 then
Employees (5.A)50 as of Mar 30, 2026
Mar 30, 202342 then
Private funds17 as of Mar 30, 2026
Mar 30, 20234 then
RAUM +118% over the last fiscal year+96% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $222MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +118%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P••••• F••• V•• L• | Private Equity Fund | $274M | 23 | Mar 30, 2023 |
| P••••• F••• V••• L••• | Private Equity Fund | $268M | 129 | Mar 28, 2024 |
| P••••• E••••• F••••• L• | Private Equity Fund | $213M | 135 | Mar 30, 2021 |
| P••••• F••• I•••• L••• | Private Equity Fund | $198M | 141 | Mar 28, 2024 |
| P••••• F••• V•••• L• | Private Equity Fund | $173M | 99 | Mar 30, 2023 |
| P••••• F••• V••• L••• | Private Equity Fund | $107M | 49 | Mar 28, 2024 |
| P••••• F••• I•••• L••• | Private Equity Fund | $86.3M | 62 | Mar 28, 2024 |
| P••••• F••• I•••• L••• | Private Equity Fund | $85.0M | 68 | Mar 28, 2024 |
| P••••• F••• V••• L• | Private Equity Fund | $79.3M | 9 | Aug 26, 2020 |
| P••••• F••• V••• L••• | Private Equity Fund | $76.2M | 51 | Mar 28, 2024 |
| P••••• F••• I••• L••••••••• | Private Equity Fund | $53.0M | 97 | Mar 28, 2024 |
| P••••• F••• I••• L••• • Q• | Private Equity Fund | $53.0M | 93 | Mar 28, 2024 |
| P••••• F••• V•••• L••• | Private Equity Fund | $26.6M | 53 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• R•••••• R•••• · Co-Founder And Partnercontrolsince 05/2005 · owns less than 5%
- A•••••• W••••••• W•••••• · Partnercontrolsince 01/2016 · owns less than 5%
- A••••••••• C•••• · Operating Partnercontrolsince 01/2022 · owns less than 5%
- B•••• A••••••••• C••••••••• · Partnercontrolsince 01/2016 · owns less than 5%
- B•••••• M••••••• S••• · Co-Founder And Partnercontrolsince 05/2005 · owns less than 5%
- B•••••••• B••••••• R••••••• · Principalcontrolsince 01/2022 · owns less than 5%
- C••••• K••••••• C•••••• · Principalcontrolsince 01/2022 · owns less than 5%
- J•••••• J•••• C•••••• · Partnercontrolsince 12/2019 · owns less than 5%
- P••••••• M••••••• K••• · Co-Founder And Managing Partnercontrolsince 05/2005 · owns less than 5%
- P••••• B••••••• J•••• · Principalcontrolsince 01/2022 · owns less than 5%
- P•••• R••••• M•••• · Chief Financial Officer & Chief Compliance Officercontrolsince 09/2012 · owns less than 5%
- W•••••• K••••••••• C•••• · Principalcontrolsince 01/2022 · owns less than 5%
- A•••••• A•••••• B••••••• · Trusteecontrolsince 12/2020 · owns F of R••••• R• A•••••• J•• 2••• I••••••••• T•••• A•••••••• D•••• F•• 2•• 2•••
- A•••••• W••••••• W•••••• · Trusteecontrolsince 11/2012 · owns F of W•••••• W•••••• A••••• R•••••••• T•••• N••••••• 2•••• A• A••••••
- A••••••••• C•••• · Trusteecontrolsince 01/2022 · owns F of C••••••••• A•• C••••• J• A•••••••• T•••• D•••• N••••••• 5• 1•••
- B•••• A••••••••• C••••••••• · Trusteecontrolsince 07/2018 · owns F of A•••••••• C••••••••• B••• R•••••••• T•••• U•••• J••• 9• 2•••• A• A••••••
- B•••••• M••••••• S••• · Trusteecontrolsince 01/2022 · owns F of M•••••• S• B••••• R•••••••• T••••
- B•••••••• B••••••• R••••••• · Trusteecontrolsince 01/2022 · owns F of B••••••• R•••••••• T•••• D•••• F••••••• 1•• 2•••
- J•••••• J•••• C•••••• · Trusteecontrolsince 01/2022 · owns F of J••• C• J••••• I•• 2••• T••••
- P••••••• M••••••• K••• · Trusteecontrolsince 09/2013 · owns F of M•••••• K• P•••••• R•••••••• T•••• U•••• S•••••••• 4• 2•••• A• A••••••
- S••••••••• N••• · Trusteecontrolsince 01/2021 · owns F of H••••• K•••• L•••••• I•• R•••••••• T•••• U•••• J••• 2•• 2•••• A• A••••••
- T•••••• D•••••• L••••• · Trusteecontrolsince 01/2021 · owns F of H••••• K•••• L•••••• I•• R•••••••• T•••• U•••• J••• 2•• 2•••• A• A••••••
- W•••••• K••••••••• C•••• · Trusteecontrolsince 01/2022 · owns F of 2••• K•••••••• C•••• W••••• L••••• T•••• D•••• M•• 4• 2•••
- G••••••• R•••••• S•••••• · Membersince 05/2005 · owns 5% to 10%
Entity owners
- 2••• K•••••••• C•••• W••••• L••••• T•••• D•••• M•• 4• 2••• · Memberdirect · owns less than 5%
- A•••••••• C••••••••• B••• R•••••••• T•••• U•••• J••• 9• 2•••• A• A•••••• · Memberdirect · owns less than 5%
- B••••••• R•••••••• T•••• D•••• F••••••• 1•• 2••• · Memberdirect · owns less than 5%
- C••••••••• A•• C••••• J• A•••••••• T•••• D•••• N••••••• 5• 1••• · Memberdirect · owns less than 5%
- H••••• K•••• L•••••• I•• R•••••••• T•••• U•••• J••• 2•• 2•••• A• A•••••• · Memberdirect · owns 10% to 25%
- J••• C• J••••• I•• 2••• T•••• · Memberdirect · owns 10% to 25%
- M•••••• K• P•••••• R•••••••• T•••• U•••• S•••••••• 4• 2•••• A• A•••••• · Memberdirect · owns 10% to 25%
- M•••••• S• B••••• R•••••••• T•••• · Memberdirect · owns 10% to 25%
- R••••• R• A•••••• J•• 2••• I••••••••• T•••• A•••••••• D•••• F•• 2•• 2••• · Memberdirect · owns 10% to 25%
- W•••••• W•••••• A••••• R•••••••• T•••• N••••••• 2•••• A• A•••••• · Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
- P••••• E••••• F••• G• L•pooled vehicle sponsory
- P••••• E••••• F••• G•• L••pooled vehicle sponsory
- P••••• F••• I•• G•• L••pooled vehicle sponsory
- P••••• F••• I• G• I• L••pooled vehicle sponsory
- P••••• F••• I• G• I•• L••pooled vehicle sponsory
- P••••• F••• V•• G•• L••pooled vehicle sponsory
- P••••• F••• V•• G•• L••pooled vehicle sponsory
- P••••• F••• V•• G•• L••pooled vehicle sponsory
- P••••• F••• V•• G•• L••pooled vehicle sponsorn
- P••••• F••• V• G•• L••pooled vehicle sponsory
- P••••• F••• V• G•• L•pooled vehicle sponsory
- P••••• F••• V••• G•• L••pooled vehicle sponsory
- P••••• F••• V••• G•• L•pooled vehicle sponsory
- P••••• F••• V••• G•• L••pooled vehicle sponsory
- P••••• F••• V••• G•• L•pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $1,731,002,300 to $3,771,979,381 (+118.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +11.0% (1368 comparable advisers, 95.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 13 to 17Jan 5, 2026 to Mar 30, 2026
- Advisory employees · 30 to 33Jan 5, 2026 to Mar 30, 2026
- Pooled vehicle clients · 13 to 17Jan 5, 2026 to Mar 30, 2026
- Employees · 44 to 50Jan 5, 2026 to Mar 30, 2026
- Private funds · 13 to 17Jan 5, 2026 to Mar 30, 2026
- Discretionary RAUM · $1.7B to $3.8BJan 5, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $1.7B to $3.8BJan 5, 2026 to Mar 30, 2026
- RAUM · $1.7B to $3.8BJan 5, 2026 to Mar 30, 2026
- Advisory employees · 28 to 30Mar 28, 2024 to Mar 28, 2025
- Employees · 45 to 44Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.7B to $1.7BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.7B to $1.7BMar 28, 2024 to Mar 28, 2025
- RAUM · $1.7B to $1.7BMar 28, 2024 to Mar 28, 2025
- Accounts · 4 to 13Jan 8, 2024 to Mar 28, 2024
- Advisory employees · 25 to 28Jan 8, 2024 to Mar 28, 2024
- Pooled vehicle clients · 4 to 13Jan 8, 2024 to Mar 28, 2024
- Employees · 42 to 45Jan 8, 2024 to Mar 28, 2024
- Private funds · 4 to 13Jan 8, 2024 to Mar 28, 2024
- Discretionary RAUM · $500M to $1.7BJan 8, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $500M to $1.7BJan 8, 2024 to Mar 28, 2024
- RAUM · $500M to $1.7BJan 8, 2024 to Mar 28, 2024
- Financial planning clients · 1-10 to 0Mar 30, 2023 to Aug 24, 2023
- Accounts · 2 to 4Jul 11, 2022 to Mar 30, 2023
- Advisory employees · 16 to 25Jul 11, 2022 to Mar 30, 2023
- Pooled vehicle clients · 2 to 4Jul 11, 2022 to Mar 30, 2023
- Employees · 34 to 42Jul 11, 2022 to Mar 30, 2023
- Financial planning clients · unset to 1-10Jul 11, 2022 to Mar 30, 2023
- Private funds · 2 to 4Jul 11, 2022 to Mar 30, 2023
- Discretionary RAUM · $289M to $500MJul 11, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $289M to $500MJul 11, 2022 to Mar 30, 2023
- RAUM · $289M to $500MJul 11, 2022 to Mar 30, 2023
- Private funds · 4 to 2Jun 30, 2022 to Jul 11, 2022
Signals
5 dated events
- P••••• C•••••• reported RAUM $3.8B, up 118% from $1.7B (2026-01-05 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- P••••• C•••••• reported RAUM $1.7B, up 239% from $499.6M (2024-01-08 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- P••••• C•••••• reported RAUM $499.6M, up 73% from $289.5M (2022-07-11 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Naginlal Keyuri Patel (Chief Operating Officer) no longer on Schedule A of P••••• C•••••• (listed 2022-07-11, absent 2023-03-30)Mar 30, 2023 · Control person left · inference
- P••••• C•••••• filed its initial SEC registration (Form ADV)Jun 30, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- P••••• C•••••• · Private Equityshared crd · organization
- P••••• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- plexuscap.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 919-256-6340reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026