DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G•••••••• F•••••••• G•••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 7, 2024 · 7 filings
SEC status approved since Apr 8, 2024
RAUM
$230M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$217M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$46.0M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$230M as of Mar 31, 2026
May 1, 2025$170M then
HNW client RAUM$135M as of Mar 31, 2026
May 1, 2025$50.0M then
State-registered IARs (5.B.3)5 as of Mar 31, 2026
May 1, 20255 then
Employees (5.A)5 as of Mar 31, 2026
May 1, 20257 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $46.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 124derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $675,000derivedHNW RAUM over HNW clients
- Average account
- $173,716derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$135M59%
- Individuals$82.0M36%
- Corporations and businesses$12.0M5.2%
- Charitable organizations$1.0M0.4%
- Individual clients
- 420reported
- HNW clients
- 200reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,324reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• G••••••• | Matawan, Nj | Nov 4, 2020 | 19 y | 0 |
| G•• W• W••• | Matawan, Nj | Apr 12, 2021 | 11 y | 1 |
| J••••• C•••••• | Matawan, Nj | Apr 12, 2021 | 29 y | 8 |
| A•••••• J••••• C••••• | Matawan, Nj | Nov 9, 2022 | 19 y | 3 |
| G••••• C•••••• D•••••••• | Matawan, Nj | May 1, 2023 | 29 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•••••• J••••• C••••• from N••• C•••••••••Nov 9, 2022 · Other
- G•• W• W••• from C••••• • A••••••••• I•••Apr 12, 2021 · RIA to RIA
- J••••• C•••••• from C••••• • A••••••••• I•••Apr 12, 2021 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C••••• • A••••••••• I•••Apr 12, 2021 · Matawan, Nj
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• A••••••• J••••• · Member And Ccocontrolsince 08/2020 · owns 50% to 75%
- G•••••••• G•••••• · Membercontrolsince 08/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Matawan, Nj · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,100 to 1,324Jan 23, 2026 to Mar 31, 2026
- Employees · 7 to 5Jan 23, 2026 to Mar 31, 2026
- Discretionary RAUM · $170M to $230MJan 23, 2026 to Mar 31, 2026
- HNW RAUM · $50.0M to $135MJan 23, 2026 to Mar 31, 2026
- Individual RAUM · $110M to $82.0MJan 23, 2026 to Mar 31, 2026
- RAUM · $170M to $230MJan 23, 2026 to Mar 31, 2026
- Advisory employees · 4 to 5Apr 19, 2024 to May 1, 2025
- Accounts · 883 to 1,100Apr 19, 2024 to May 1, 2025
- BD registered reps · 4 to 2Apr 19, 2024 to May 1, 2025
- Corporate clients · 5 to 10Apr 19, 2024 to May 1, 2025
- HNW clients · 15 to 200Apr 19, 2024 to May 1, 2025
- Individual clients · 485 to 420Apr 19, 2024 to May 1, 2025
- Employees · 4 to 7Apr 19, 2024 to May 1, 2025
- Financial planning clients · 101-250 to 101-250Apr 19, 2024 to May 1, 2025
- State-registered IARs · 4 to 5Apr 19, 2024 to May 1, 2025
- Discretionary RAUM · $107M to $170MApr 19, 2024 to May 1, 2025
- HNW RAUM · $30.0M to $50.0MApr 19, 2024 to May 1, 2025
- Individual RAUM · $70.0M to $110MApr 19, 2024 to May 1, 2025
- RAUM · $107M to $170MApr 19, 2024 to May 1, 2025
Signals
1 dated events
- G•••••••• F•••••••• G•••• L•• filed its initial SEC registration (Form ADV)Mar 7, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@grantvest.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 877-651-8949reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- GRANTvest.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (732) 970-6659reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- grantvest.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- grantvest.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026