DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lynx1 Capital Management LP
Latest filing Mar 31, 2026
First filing on the tape Aug 17, 2020 · 7 filings
SEC status approved since Apr 5, 2023
RAUM
$627M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$627M as of Mar 31, 2026
Mar 26, 2024$268M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 26, 20240 then
Employees (5.A)5 as of Mar 31, 2026
Mar 26, 20243 then
Private funds2 as of Mar 31, 2026
Mar 26, 20242 then
RAUM +102% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $125MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +102%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $577M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$627M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $577M for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Lynx1 Master Fund LP | Hedge Fund | $239M | 10 | Oct 13, 2021 |
| Lynx1 Opportunity Fund I LP | Private Equity Fund | $67,030 | 18 | Mar 3, 2023 |
Owners and control persons
Schedule A and B, latest filing
- Agnew Weston Nichols · Chief Investment Officer, Limited Partnercontrolsince 05/2020 · owns 75% or more
- Joaquina Nathali Partyka Zamora · Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
- Agnew Weston Nichols · Sole Membercontrolsince 05/2020 · owns 75% or more of Lynx1 Capital Management Gp LLC
Entity owners
- Lynx1 Capital Management Gp LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Lynx1 Fund Gp LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 31, 2026bank affiliate (Item 7.A.6): no on the filing of 2025-06-23, yes on the filing of 2026-03-31peers: asset managers, $500M to $1B (783)
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $310,306,368 to $626,680,245 (+102.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +8.0% (673 comparable advisers, 94.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 94% percentile
What changed
consecutive filings, newest first
- Advisory employees · 1 to 4Jun 23, 2025 to Mar 31, 2026
- Assets in custody · $280M to $577MJun 23, 2025 to Mar 31, 2026
- Discretionary RAUM · $310M to $627MJun 23, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $310M to $627MJun 23, 2025 to Mar 31, 2026
- RAUM · $310M to $627MJun 23, 2025 to Mar 31, 2026
- Related bank · false to trueJun 23, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 28, 2025 to Jun 23, 2025
- HQ city · SAN JUAN to DORADOMar 28, 2025 to Jun 23, 2025
- Accounts · 4 to 5Aug 7, 2024 to Mar 28, 2025
- Pooled vehicle clients · 4 to 5Aug 7, 2024 to Mar 28, 2025
- Assets in custody · $239M to $280MAug 7, 2024 to Mar 28, 2025
- Employees · 3 to 5Aug 7, 2024 to Mar 28, 2025
- Discretionary RAUM · $268M to $310MAug 7, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $268M to $310MAug 7, 2024 to Mar 28, 2025
- RAUM · $268M to $310MAug 7, 2024 to Mar 28, 2025
- Accounts · 3 to 4Mar 3, 2023 to Mar 26, 2024
- Advisory employees · 3 to 1Mar 3, 2023 to Mar 26, 2024
- Pooled vehicle clients · 3 to 4Mar 3, 2023 to Mar 26, 2024
- Assets in custody · $136M to $239MMar 3, 2023 to Mar 26, 2024
- Private funds · 4 to 2Mar 3, 2023 to Mar 26, 2024
- Discretionary RAUM · $136M to $268MMar 3, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $136M to $268MMar 3, 2023 to Mar 26, 2024
- RAUM · $136M to $268MMar 3, 2023 to Mar 26, 2024
- Accounts · unset to 3.0Aug 17, 2020 to Mar 3, 2023
- Advisory employees · 1 to 3Aug 17, 2020 to Mar 3, 2023
- Pooled vehicle clients · unset to 3.0Aug 17, 2020 to Mar 3, 2023
- Assets in custody · unset to 136423000.0Aug 17, 2020 to Mar 3, 2023
- Custody of client assets · false to trueAug 17, 2020 to Mar 3, 2023
- Employees · 2 to 3Aug 17, 2020 to Mar 3, 2023
- Financial planning clients · unset to 0Aug 17, 2020 to Mar 3, 2023
- HQ city · unset to SAN JUANAug 17, 2020 to Mar 3, 2023
- HQ state · unset to PRAug 17, 2020 to Mar 3, 2023
- Private funds · unset to 4Aug 17, 2020 to Mar 3, 2023
- Discretionary RAUM · unset to 136423000.0Aug 17, 2020 to Mar 3, 2023
- Non-discretionary RAUM · unset to 0.0Aug 17, 2020 to Mar 3, 2023
- Pooled vehicle RAUM · unset to 136423000.0Aug 17, 2020 to Mar 3, 2023
- RAUM · unset to 136423000.0Aug 17, 2020 to Mar 3, 2023
Signals
5 dated events
- Lynx1 Capital Management Lp reported RAUM $626.7M, up 102% from $310.3M (2025-06-23 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Joaquina Nathali Partyka Zamora (Chief Compliance Officer) appeared on Schedule A of Lynx1 Capital Management LpAug 7, 2024 · Control person joined · fact
- Lynx1 Capital Management Lp reported RAUM $268.3M, up 97% from $136.4M (2023-03-03 to 2024-03-26)Mar 26, 2024 · RAUM change · derived
- J Sarah Haynes (Chief Operating Officer, Chief Financial Officer, Chief Compliance Officer) no longer on Schedule A of Lynx1 Capital Management Lp (listed 2020-08-17, absent 2023-03-03)Mar 3, 2023 · Control person left · inference
- Lynx1 Capital Management Lp filed its initial SEC registration (Form ADV)Aug 17, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Lynx1 Capital Management LP · Independent Sponsorsshared crd · capital_provider
- Lynx1 Capital Management LP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 929-888-7476reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026