DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••• F•••••••• T•••••••••
Asset manager (funds and pooled vehicles)Greensburg, PennsylvaniaCRD 310362SEC 801-126093websiteIAPD
Legal name T••• T•••••• A•••••••• L••
Latest filing Feb 3, 2026
First filing on the tape Jun 15, 2022 · 8 filings
SEC status approved since Jul 15, 2022
RAUM
$217M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$109M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$217M as of Feb 3, 2026
Mar 2, 2023$124M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Feb 3, 2026
Mar 2, 20233 then
Employees (5.A)5 as of Feb 3, 2026
Mar 2, 20235 then
Private funds: no history
RAUM +91% over the last fiscal year+20% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
- RAUM per advisor
- $109MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $109MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +91%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$217M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R••••••• K••••• L•• · Membercontrolsince 09/2019 · owns less than 5%
- R•••• B••••••• R• · Chief Investment Officercontrolsince 09/2019 · owns less than 5%
- R•••• C•••••• · Membercontrolsince 09/2019 · owns less than 5%
- T•••••••• T••••• J•••• · Chief Compliance Officer, Membercontrolsince 06/2022 · owns less than 5%
- R••••••• K••••• L•• · Membercontrolsince 09/2013 · owns 75% or more of S••• C••••••• L••
- R•••• B••••••• R• · General Partnerscontrolsince 08/2019 · owns 75% or more of H•••••• C••••••• L•
- R•••• C•••••• · Membercontrolsince 05/2020 · owns 75% or more of A•••••••• C••••••• L••
- T•••••••• T••••• J•••• · Membercontrolsince 02/2011 · owns 75% or more of T••• R•• L••
- W••••• K•••• W•••••• · Membercontrolsince 01/2018 · owns 75% or more of 5••• C••••••• L••
- W••••• K•••• W•••••• · Membersince 09/2019 · owns less than 5%
Entity owners
- A•••••••• C••••••• L•• · Memberdirect · owns 10% to 25%
- H•••••• C••••••• L• · Memberdirect · owns 10% to 25%
- S••• C••••••• L•• · Memberdirect · owns 10% to 25%
- 5••• C••••••• L•• · Memberdirect · owns 10% to 25%
- T••• R•• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- M••••••• A••••••••• I••••••••• L•investment advisernRAUM $23.0M
- U• W••••• P••••••• L••investment advisernRAUM $1.9B
Advisers that list T••• F•••••••• T••••••••• as a related person
- 308983 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Greensburg, Pa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Feb 3, 2026RAUM (Item 5.F) moved from $113,903,619 to $217,020,431 (+91.0%) between the annual amendments of 2025-02-11 and 2026-02-03; the peer median change was +4.0% (1148 comparable advisers, 96.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 96% percentile
What changed
consecutive filings, newest first
- Advisory employees · 3 to 2Feb 11, 2025 to Feb 3, 2026
- Discretionary RAUM · $114M to $217MFeb 11, 2025 to Feb 3, 2026
- RAUM · $114M to $217MFeb 11, 2025 to Feb 3, 2026
- Accounts · 1 to 2Mar 14, 2024 to Feb 11, 2025
- Financial planning clients · unset to Mar 14, 2024 to Feb 11, 2025
- Discretionary RAUM · $49.2M to $114MMar 14, 2024 to Feb 11, 2025
- RAUM · $49.2M to $114MMar 14, 2024 to Feb 11, 2025
- Financial planning clients · 0 to unsetMar 2, 2023 to Mar 14, 2024
- Discretionary RAUM · $124M to $49.2MMar 2, 2023 to Mar 14, 2024
- RAUM · $124M to $49.2MMar 2, 2023 to Mar 14, 2024
- Discretionary RAUM · $88.8M to $124MDec 16, 2022 to Mar 2, 2023
- RAUM · $88.8M to $124MDec 16, 2022 to Mar 2, 2023
- Discretionary RAUM · $13.2M to $88.8MOct 26, 2022 to Dec 16, 2022
- RAUM · $13.2M to $88.8MOct 26, 2022 to Dec 16, 2022
- Accounts · 0 to 1Jul 1, 2022 to Oct 26, 2022
- Discretionary RAUM · $0 to $13.2MJul 1, 2022 to Oct 26, 2022
- RAUM · $0 to $13.2MJul 1, 2022 to Oct 26, 2022
Signals
2 dated events
- T••• F•••••••• T••••••••• reported RAUM $217.0M, up 91% from $113.9M (2025-02-11 to 2026-02-03)Feb 3, 2026 · RAUM change · derived
- T••• F•••••••• T••••••••• filed its initial SEC registration (Form ADV)Jun 15, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/thorfinancialtechnologiesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- thorfunds.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 412-860-6078reportedpublic record, Form ADV, Feb 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $109Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026