DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••• • F••••• C•••••• M••••••••• L••
Latest filing Jun 17, 2026
First filing on the tape Jun 29, 2021 · 12 filings
SEC status approved since Jul 30, 2021
RAUM
$794M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
17
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$794M as of Jun 17, 2026
Mar 29, 2022$160M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 17, 2026
Mar 29, 20220 then
Employees (5.A)11 as of Jun 17, 2026
Mar 29, 20225 then
Private funds17 as of Jun 17, 2026
Mar 29, 20224 then
RAUM +57% over the last fiscal year+45% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $46.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +54%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $794M, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$794M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $794M for 17 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••••• • F••••• C•••••• I•• L••• | Venture Capital Fund | $133M | 128 | Aug 28, 2020 |
| F•••••• • F••••• C•••••• I••• L••• | Venture Capital Fund | $117M | 149 | Mar 29, 2023 |
| X•• F••• I• L•• | Other Private Fund | $33.4M | 25 | Aug 28, 2020 |
| T•••••• R•••• C••••••• L•• | Other Private Fund | $12.1M | 22 | Mar 29, 2023 |
| B•••••••• R•••• C••••••• L•• | Other Private Fund | $11.1M | 35 | Mar 29, 2024 |
| I••• R•••• C••••••• L•• | Other Private Fund | $9.5M | 38 | Mar 29, 2023 |
| X•• F••• I•• L•• | Other Private Fund | $9.4M | 24 | Mar 29, 2022 |
| C••••••• R•••• C••••••• L•• | Other Private Fund | $5.0M | 5 | Mar 29, 2024 |
| S••••••••• R•••• C••••••• L•• | Other Private Fund | $3.1M | 17 | Mar 29, 2024 |
| B••••• R•••• C••••••• L•• | Other Private Fund | $1.0M | 9 | Mar 29, 2024 |
| Y•••• R•••• C••••••• L•• | Other Private Fund | $600,000 | 37 | Mar 30, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• C•••• · Managing Membercontrolsince 06/2020 · owns 50% to 75%
- F••••••••• J••• · Managing Member And Ccocontrolsince 06/2020 · owns 50% to 75%
Related persons
Schedule D 7.A
- F•••••• • F••••• C•••••• I•• L••pooled vehicle sponsorn
- F•••••• • F••••• C•••••• I••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $777M to $794MMar 31, 2026 to Jun 17, 2026
- Employees · 9 to 11Mar 31, 2026 to Jun 17, 2026
- Discretionary RAUM · $777M to $794MMar 31, 2026 to Jun 17, 2026
- Pooled vehicle RAUM · $777M to $794MMar 31, 2026 to Jun 17, 2026
- RAUM · $777M to $794MMar 31, 2026 to Jun 17, 2026
- Accounts · 13 to 17Jun 3, 2025 to Mar 31, 2026
- Pooled vehicle clients · 13 to 17Jun 3, 2025 to Mar 31, 2026
- Assets in custody · $505M to $777MJun 3, 2025 to Mar 31, 2026
- Private funds · 13 to 17Jun 3, 2025 to Mar 31, 2026
- Discretionary RAUM · $505M to $777MJun 3, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $505M to $777MJun 3, 2025 to Mar 31, 2026
- RAUM · $505M to $777MJun 3, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 3, 2025
- Accounts · 11 to 13Jul 31, 2024 to Mar 31, 2025
- Pooled vehicle clients · 11 to 13Jul 31, 2024 to Mar 31, 2025
- Assets in custody · $335M to $505MJul 31, 2024 to Mar 31, 2025
- Employees · 8 to 9Jul 31, 2024 to Mar 31, 2025
- Private funds · 11 to 13Jul 31, 2024 to Mar 31, 2025
- Discretionary RAUM · $335M to $505MJul 31, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $335M to $505MJul 31, 2024 to Mar 31, 2025
- RAUM · $335M to $505MJul 31, 2024 to Mar 31, 2025
- Assets in custody · $333M to $335MMar 29, 2024 to Jul 31, 2024
- Discretionary RAUM · $333M to $335MMar 29, 2024 to Jul 31, 2024
- Pooled vehicle RAUM · $333M to $335MMar 29, 2024 to Jul 31, 2024
- RAUM · $333M to $335MMar 29, 2024 to Jul 31, 2024
- Accounts · 7 to 11May 8, 2023 to Mar 29, 2024
- Pooled vehicle clients · 7 to 11May 8, 2023 to Mar 29, 2024
- Assets in custody · $276M to $333MMay 8, 2023 to Mar 29, 2024
- Employees · 5 to 8May 8, 2023 to Mar 29, 2024
- Private funds · 7 to 11May 8, 2023 to Mar 29, 2024
- Discretionary RAUM · $276M to $333MMay 8, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $276M to $333MMay 8, 2023 to Mar 29, 2024
- RAUM · $276M to $333MMay 8, 2023 to Mar 29, 2024
- Assets in custody · $261M to $276MMar 31, 2023 to May 8, 2023
- Discretionary RAUM · $261M to $276MMar 31, 2023 to May 8, 2023
- Pooled vehicle RAUM · $261M to $276MMar 31, 2023 to May 8, 2023
- RAUM · $261M to $276MMar 31, 2023 to May 8, 2023
- Accounts · 4 to 7May 4, 2022 to Mar 29, 2023
- Pooled vehicle clients · 4 to 7May 4, 2022 to Mar 29, 2023
- Assets in custody · $160M to $261MMay 4, 2022 to Mar 29, 2023
Signals
4 dated events
- F•••••• • F••••• C•••••• M••••••••• L•• reported RAUM $777.2M, up 54% from $504.6M (2025-06-03 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- F•••••• • F••••• C•••••• M••••••••• L•• reported RAUM $504.6M, up 51% from $335.1M (2024-07-31 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- F•••••• • F••••• C•••••• M••••••••• L•• reported RAUM $260.5M, up 63% from $160.0M (2022-05-04 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- F•••••• • F••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F•••••• • F••••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/friends-and-family-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- f•••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 650-815-7042reportedpublic record, Form ADV, Jun 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026