DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••••••• C•••••• P•••••••
Legal name N•••••••• C•••••• P••••••• F••••••••• A••
Latest filing Apr 15, 2026
First filing on the tape Dec 10, 2021 · 6 filings
SEC status approved since Sep 19, 2025
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$2.4B as of Apr 15, 2026
Sep 19, 2025$2.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 15, 2026
Sep 19, 20250 then
Employees (5.A)9 as of Apr 15, 2026
Sep 19, 202510 then
Private funds2 as of Apr 15, 2026
Sep 19, 20252 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $598MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.8B, 2 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.8B for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• N•••••••• F••• L•• | Hedge Fund | $354M | 10 | Dec 4, 2020 |
| V••••••• F••• • N•• L••• | Hedge Fund | $136M | 400 | Dec 10, 2021 |
Owners and control persons
Schedule A and B, latest filing
- L•••••• J••• I••••• · Ceo And Chief Compliance Officercontrolsince 07/2020 · owns less than 5%
- G•••••••• M•••• E• · Owner / Ciocontrolsince 10/2019 · owns 50% to 75% of O•••••••• A••
- N••••••• T•••••• V••••• · Ownercontrolsince 10/2019 · owns 25% to 50% of T••••• V••••• A••
Entity owners
- O•••••••• A•• · Corporationdirect · owns 50% to 75%
- T••••• V••••• A•• · Corporationdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 6 to 5Sep 19, 2025 to Mar 11, 2026
- Employees · 10 to 9Sep 19, 2025 to Mar 11, 2026
- Discretionary RAUM · $2.2B to $2.4BSep 19, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · $2.2B to $2.4BSep 19, 2025 to Mar 11, 2026
- RAUM · $2.2B to $2.4BSep 19, 2025 to Mar 11, 2026
- Accounts · 3 to 4Feb 23, 2022 to Sep 19, 2025
- Pooled vehicle clients · 2 to 4Feb 23, 2022 to Sep 19, 2025
- Assets in custody · $354M to $1.8BFeb 23, 2022 to Sep 19, 2025
- Financial planning clients · unset to Feb 23, 2022 to Sep 19, 2025
- HQ state · unset to Feb 23, 2022 to Sep 19, 2025
- Discretionary RAUM · $695M to $2.2BFeb 23, 2022 to Sep 19, 2025
- Pooled vehicle RAUM · $490M to $2.2BFeb 23, 2022 to Sep 19, 2025
- RAUM · $695M to $2.2BFeb 23, 2022 to Sep 19, 2025
- Assets in custody · $348M to $354MDec 10, 2021 to Feb 3, 2022
- Private funds · 4 to 2Dec 10, 2021 to Feb 3, 2022
- Discretionary RAUM · $700M to $695MDec 10, 2021 to Feb 3, 2022
- Pooled vehicle RAUM · $492M to $490MDec 10, 2021 to Feb 3, 2022
- RAUM · $700M to $695MDec 10, 2021 to Feb 3, 2022
Signals
2 dated events
- N•••••••• C•••••• P••••••• reported RAUM $2.2B, up 217% from $695.3M (2022-02-23 to 2025-09-19)Sep 19, 2025 · RAUM change · derived
- N•••••••• C•••••• P••••••• filed its initial SEC registration (Form ADV)Dec 10, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- nordflint.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +45 3242 0990reportedpublic record, Form ADV, Apr 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026