DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Dec 16, 2020 · 13 filings
SEC status approved since Jan 19, 2021
RAUM
$918M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
16
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
7
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$918M as of Mar 31, 2026
Mar 31, 2022$430M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20220 then
Employees (5.A)16 as of Mar 31, 2026
Mar 31, 202212 then
Private funds7 as of Mar 31, 2026
Mar 31, 20223 then
RAUM -10% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $102MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -10%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $722M, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$918M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $722M for 9 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• H••••••••• C•••••• F••• I•• L••• | Private Equity Fund | $286M | 33 | Mar 31, 2023 |
| A•••• H••••••••• C••••••• L••• | Private Equity Fund | $273M | 5 | Dec 16, 2020 |
| V•••• C•••••• M••••• F••• L• | Hedge Fund | $178M | 13 | Mar 31, 2023 |
| V•••• C•••••• P••••••• L• | Hedge Fund | $144M | 10 | Dec 16, 2020 |
| A•••• B••••••••• C••••••• L••• | Venture Capital Fund | $91.7M | 19 | Mar 31, 2022 |
| V•••• C•••••• S•• I• L•• | Hedge Fund | $18.1M | 37 | Mar 28, 2024 |
| A••••• A•• P•••••••• L•• | Private Equity Fund | $14.5M | 5 | Mar 28, 2024 |
| V•••• C•••••• O••••••• F••• L••• | Hedge Fund | $0 | 1 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- F••••••• J••••• M•••••• · Partner, Membercontrolsince 06/2020 · owns 25% to 50%
- R•••••• A•••••• A•••• · Chief Compliance Officer And Chief Financial Officercontrolsince 07/2023 · owns less than 5%
- V••••••••• T•••••• R•••••• · Partner, Membercontrolsince 06/2020 · owns 25% to 50%
- V••••••••• B•••••• N•• · Partner, Managing Membercontrolsince 06/2020 · owns 25% to 50%
Related persons
Schedule D 7.A
- A•••• B••••••••• C•••••• G•• L••pooled vehicle sponsorn
- A•••• H••••••••• C•••••• G• I•• L••pooled vehicle sponsorn
- A•••• H••••••••• C•••••• H•••••••• L••pooled vehicle sponsorn
- V•••• C•••••• H••••••• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY10 employees
What changed
consecutive filings, newest first
- Accounts · 8 to 9Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 14 to 12Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 8 to 9Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $748M to $722MMar 28, 2025 to Mar 31, 2026
- Employees · 19 to 16Mar 28, 2025 to Mar 31, 2026
- Private funds · 6 to 7Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.0B to $918MMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.0B to $918MMar 28, 2025 to Mar 31, 2026
- RAUM · $1.0B to $918MMar 28, 2025 to Mar 31, 2026
- Advisory employees · 13 to 14Jan 28, 2025 to Mar 28, 2025
- Assets in custody · $580M to $748MJan 28, 2025 to Mar 28, 2025
- Employees · 17 to 19Jan 28, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 28, 2025 to Mar 28, 2025
- Discretionary RAUM · $861M to $1.0BJan 28, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $861M to $1.0BJan 28, 2025 to Mar 28, 2025
- RAUM · $861M to $1.0BJan 28, 2025 to Mar 28, 2025
- Accounts · 4 to 8Feb 7, 2024 to Mar 28, 2024
- Advisory employees · 10 to 13Feb 7, 2024 to Mar 28, 2024
- Pooled vehicle clients · 4 to 8Feb 7, 2024 to Mar 28, 2024
- Assets in custody · $636M to $580MFeb 7, 2024 to Mar 28, 2024
- Employees · 14 to 17Feb 7, 2024 to Mar 28, 2024
- Discretionary RAUM · $636M to $861MFeb 7, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $636M to $861MFeb 7, 2024 to Mar 28, 2024
- RAUM · $636M to $861MFeb 7, 2024 to Mar 28, 2024
- Related bank · false to trueFeb 7, 2024 to Mar 28, 2024
- Accounts · 3 to 4Apr 20, 2022 to Mar 31, 2023
- Advisory employees · 11 to 10Apr 20, 2022 to Mar 31, 2023
- Pooled vehicle clients · 3 to 4Apr 20, 2022 to Mar 31, 2023
- Assets in custody · $395M to $636MApr 20, 2022 to Mar 31, 2023
- Employees · 12 to 14Apr 20, 2022 to Mar 31, 2023
- Private funds · 3 to 6Apr 20, 2022 to Mar 31, 2023
- Discretionary RAUM · $430M to $636MApr 20, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $430M to $636MApr 20, 2022 to Mar 31, 2023
- RAUM · $430M to $636MApr 20, 2022 to Mar 31, 2023
- Accounts · 2 to 3Apr 15, 2021 to Mar 31, 2022
- Advisory employees · 10 to 11Apr 15, 2021 to Mar 31, 2022
- Business name · AVEGO HEALTHCARE CAPITAL to AVEGO MANAGEMENT, LLCApr 15, 2021 to Mar 31, 2022
- Pooled vehicle clients · 2 to 3Apr 15, 2021 to Mar 31, 2022
- Assets in custody · $263M to $395MApr 15, 2021 to Mar 31, 2022
- Employees · 11 to 12Apr 15, 2021 to Mar 31, 2022
Signals
7 dated events
- Avego Management, Llc reported RAUM $861.1M, up 35% from $635.9M (2024-02-07 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Robert James Zenker (Chief Compliance Officer, Chief Financial Officer) no longer on Schedule A of Avego Management, Llc (listed 2023-03-31, absent 2023-07-21)Jul 21, 2023 · Control person left · inference
- Arden Alyssa Romano (Chief Compliance Officer And Chief Financial Officer) appeared on Schedule A of Avego Management, LlcJul 21, 2023 · Control person joined · fact
- Avego Management, Llc reported RAUM $635.9M, up 48% from $429.9M (2022-04-20 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Avego Management, Llc reported RAUM $429.9M, up 63% from $263.4M (2021-04-15 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- James Zenker (Chief Compliance Officer) appeared on Schedule A of Avego Management, LlcApr 5, 2021 · Control person joined · fact
- Avego Management, Llc filed its initial SEC registration (Form ADV)Dec 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Avego Management, LLC · Independent Sponsorsshared crd · capital_provider
- Avego Management, LLC · Private Equityshared crd · organization
- Avego Management, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/velan-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/avego-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- avego.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-844-0030reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026