DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••• R••••••••• F••• A•••••• L••
Latest filing Apr 13, 2026
First filing on the tape Sep 23, 2020 · 14 filings
SEC status approved since Oct 28, 2020
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
162
21 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.2B as of Apr 13, 2026
Mar 31, 2021$438M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 13, 2026
Mar 31, 20210 then
Employees (5.A)162 as of Apr 13, 2026
Mar 31, 2021138 then
Private funds: no history
RAUM +33% over the last fiscal year+29% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +33%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.2B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=58.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J•••••• S••••••• C•••• · General Counselcontrolsince 08/2020 · owns less than 5%
- S••••••••• B••••• E••• · Chief Financial Officercontrolsince 07/2023 · owns less than 5%
- T••••• C••••••••• W••••• · Chief Compliance Officercontrolsince 08/2020 · owns less than 5%
- V••••••• N•••••••• O• M••••• · Chief Executive Officer & Chief Investment Officercontrolsince 07/2023 · owns less than 5%
- S••••• R•••••• F•••••••• · Class A Shareholdercontrolsince 07/2015 · owns 25% to 50% of V•••• H••••••• G••••• L•
- K•••••• H••••• R•••••• · Class A Shareholdersince 10/2009 · owns 25% to 50% of K•• H••••••• G• L••••••
- R••••••• G•••••• R•••••••• · Class A Shareholdersince 10/2009 · owns 25% to 50% of K•• H••••••• G• L••••••
Entity owners
- I••••••• R•• H•••••• L•• · Managing Memberdirect · owns 75% or more
- I••••••• I••• · Ownerindirect · owns 75% or more of I••••••••• C•••••• N•••••• I•••
- I••••••••• C•••••• N•••••• I••• · Managing Memberindirect · owns F of I••••••• R•• H•••••• L••
- V•• C••••••• L••• · Ownerindirect · owns 75% or more of V•••• A•••••• S••• L••
- W•••••• P••••• L•• · Sole Memberindirect · owns 75% or more of W•••••• P••••• P••••••• M•••••• L•• · public reporting company
- K•• I•••• A••••••••• H••••••• L•• · Memberdirect · owns 5% to 10%
- V•••• A•••••• S••• L•• · Memberdirect · owns 5% to 10%
- W•••••• P••••• P••••••• M•••••• L•• · Memberdirect · owns 5% to 10%
- K•• • C•• G• L•• · General Partnerindirect · owns F of K••••••• K••••• R•••••• • C•• L•••
- K•• • C•• I••• · Shareholderindirect · owns 75% or more of K•• G•••• H••••••• C•••• · public reporting company
- K•• G•••• H••••••• C•••• · General Partnerindirect · owns F of K•• G•••• P••••••••• L•••
- K•• G•••• P••••••••• L••• · Sole Memberindirect · owns 75% or more of K•• H••••• L••
- K•• G•••• P••••••••• L••• · L•••••• Partnerindirect · owns 75% or more of K••••••• K••••• R•••••• • C•• L•••
- K•• H••••• L•• · Sole Memberindirect · owns 75% or more of K•• • C•• G• L••
- K•• H••••••• G• L•••••• · General Partnerindirect · owns F of K•• H••••••• L•••
- K•• H••••••• L••• · L•••••• Partnerindirect · owns 25% to 50% of K•• G•••• P••••••••• L•••
- K••••••• K••••• R•••••• • C•• L••• · Memberindirect · owns 75% or more of K•• I•••• A••••••••• H••••••• L••
- V•••• H••••••• G••••• L• · Ownerindirect · owns 75% or more of V•• C••••••• L•••
Related persons
Schedule D 7.A
- A•••• C••••••• L••investment advisern
- UBS Fund A••••••, L.L.C.investment adviserbanknRAUM $7.0B
- A•••••••• S••••••••• L•••••pooled vehicle sponsorn
- G•••••••• A••••• S•••••••• O••••••••• I• G• L••pooled vehicle sponsorn
- G•••••••• A••••• S•••••••• O••• G• L••pooled vehicle sponsorn
- I••••••• A•••••••• L••investment adviserbankpooled vehicle sponsornRAUM $150B
- I••••••• A• G• L••bankpooled vehicle sponsorn
- I••••••• A• M•••••• L••bankpooled vehicle sponsorn
- I••••••• A••••••••• I••••••••• L••pooled vehicle sponsorn
- I••••••• A•••••••• A•• I•••••••• S••••••• L••real estaten
- I••••••• D••••• G• L••pooled vehicle sponsorn
- I••••••• H• G•• L••pooled vehicle sponsorn
- I••••••• I• G• L••pooled vehicle sponsorn
- I••••••• L••••••••• S••••••••• G••••••pooled vehicle sponsorn
- I••••••• M•••••• L••broker-dealern
- I••••••• M•• F••• G•• L••bankpooled vehicle sponsorn
- I••••••• N•••••• C••••• G• L•••pooled vehicle sponsorn
- I••••••• N•••••• C••••• L•••broker-dealern
- I••••••• P• G•• L••pooled vehicle sponsorn
- I••••••• P•••••• E••••• O••••••• L•••pooled vehicle sponsorn
- I••••••• S••••••••• I• L••pooled vehicle sponsorn
- I••••••• S••••••••• L••pooled vehicle sponsorn
- I••••••• S••••••••• M•••••• L••pooled vehicle sponsorn
- I••••••• U• S••••••• L•••pooled vehicle sponsorn
- I••••••••• I• G•• L••bankpooled vehicle sponsorn
- I•• O•• M•••• L••pooled vehicle sponsorn
- I••••••• M•••• L••pooled vehicle sponsorn
- O•••••• D••••• S••••••••• L••investment advisernRAUM $360M
Advisers that list I••••••• R••••••••• F••• A•••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 10 to 21Mar 20, 2025 to Mar 26, 2026
- BD registered reps · 37 to 58Mar 20, 2025 to Mar 26, 2026
- Employees · 115 to 162Mar 20, 2025 to Mar 26, 2026
- Discretionary RAUM · $918M to $1.2BMar 20, 2025 to Mar 26, 2026
- RAUM · $918M to $1.2BMar 20, 2025 to Mar 26, 2026
- Advisory employees · 15 to 10Mar 27, 2024 to Mar 20, 2025
- BD registered reps · 49 to 37Mar 27, 2024 to Mar 20, 2025
- Employees · 188 to 115Mar 27, 2024 to Mar 20, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 20, 2025
- Other offices · 0 to 1Mar 27, 2024 to Mar 20, 2025
- Discretionary RAUM · $737M to $918MMar 27, 2024 to Mar 20, 2025
- RAUM · $737M to $918MMar 27, 2024 to Mar 20, 2025
- Advisory employees · 17 to 15Jan 10, 2024 to Mar 27, 2024
- BD registered reps · 48 to 49Jan 10, 2024 to Mar 27, 2024
- Employees · 176 to 188Jan 10, 2024 to Mar 27, 2024
- Financial planning clients · 0 to unsetJan 10, 2024 to Mar 27, 2024
- Discretionary RAUM · $562M to $737MJan 10, 2024 to Mar 27, 2024
- RAUM · $562M to $737MJan 10, 2024 to Mar 27, 2024
- Advisory employees · 7 to 17Nov 1, 2022 to Mar 14, 2023
- BD registered reps · 3 to 48Nov 1, 2022 to Mar 14, 2023
- Employees · 75 to 176Nov 1, 2022 to Mar 14, 2023
- Financial planning clients · 1-10 to 0Nov 1, 2022 to Mar 14, 2023
- Discretionary RAUM · $552M to $562MNov 1, 2022 to Mar 14, 2023
- RAUM · $552M to $562MNov 1, 2022 to Mar 14, 2023
- Employees · 138 to 75Mar 31, 2021 to Mar 29, 2022
- Financial planning clients · 0 to 1-10Mar 31, 2021 to Mar 29, 2022
- Discretionary RAUM · $438M to $552MMar 31, 2021 to Mar 29, 2022
- RAUM · $438M to $552MMar 31, 2021 to Mar 29, 2022
- Accounts · unset to 1.0Sep 28, 2020 to Mar 31, 2021
- Advisory employees · 1 to 7Sep 28, 2020 to Mar 31, 2021
- BD registered reps · 6 to 3Sep 28, 2020 to Mar 31, 2021
- Employees · 11 to 138Sep 28, 2020 to Mar 31, 2021
- Discretionary RAUM · unset to 438122688.0Sep 28, 2020 to Mar 31, 2021
- Non-discretionary RAUM · unset to 0.0Sep 28, 2020 to Mar 31, 2021
- RAUM · unset to 438122688.0Sep 28, 2020 to Mar 31, 2021
Signals
9 dated events
- I••••••• R••••••••• F••• A•••••• L•• reported RAUM $1.2B, up 33% from $917.9M (2025-03-20 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- I••••••• R••••••••• F••• A•••••• L•• reported RAUM $737.1M, up 31% from $561.6M (2024-01-10 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Vito Lawrence Calcano (Chief Executive Officer) no longer on Schedule A of I••••••• R••••••••• F••• A•••••• L•• (listed 2023-03-14, absent 2023-08-15)Aug 15, 2023 · Control person left · inference
- D•••• M•••••• K•••••• (Chief Financial Officer) no longer on Schedule A of I••••••• R••••••••• F••• A•••••• L•• (listed 2023-03-14, absent 2023-08-15)Aug 15, 2023 · Control person left · inference
- Evan Brett Scholnick (Chief Financial Officer) appeared on Schedule A of I••••••• R••••••••• F••• A•••••• L••Aug 15, 2023 · Control person joined · fact
- Frederick Robert Smith (Class A Shareholder) appeared on Schedule A of I••••••• R••••••••• F••• A•••••• L••Aug 15, 2023 · Control person joined · fact
- Marcel Thomas Fortin (Chief Operations Officer) no longer on Schedule A of I••••••• R••••••••• F••• A•••••• L•• (listed 2022-03-29, absent 2022-10-07)Oct 7, 2022 · Control person left · inference
- I••••••• R••••••••• F••• A•••••• L•• reported RAUM $552.5M, up 26% from $438.1M (2021-03-31 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- I••••••• R••••••••• F••• A•••••• L•• filed its initial SEC registration (Form ADV)Sep 23, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/icapital-network-increportedpublic record, Form ADV, Sep 18, 2026
- Website
- i•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-994-7400reportedpublic record, Form ADV, Apr 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026