DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••••• R••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Jun 11, 2024 · 6 filings
SEC status approved since Aug 16, 2024
RAUM
$499M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$499M as of Mar 30, 2026
Mar 27, 2025$776M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20250 then
Employees (5.A)25 as of Mar 30, 2026
Mar 27, 202518 then
Private funds1 as of Mar 30, 2026
Mar 27, 20252 then
RAUM -36% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $125MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -36%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $299M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$499M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $299M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• M••••• F••• L••• | Hedge Fund | $226M | 11 | Mar 21, 2022 |
| S•••••••• I••••••••• M••••• F•••• L•• | Hedge Fund | $51.1M | 4 | Mar 29, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D•••• L• · Managing Membercontrolsince 07/2019 · owns 25% to 50%
- W••• R•• · Managing Member And Chief Compliance Officercontrolsince 02/2020 · owns 25% to 50%
- Z••••• Z•••• · Managing Membercontrolsince 08/2019 · owns 25% to 50%
Entity owners
- M••••••••• H•••••• C•••• L•••••• · Memberdirect · owns 5% to 10%
- A•••••• C••••• F•••••••• L•••••• · Trusteeindirect · owns F of T•••••••• T••••
- F••• T••••• L•••••• · Shareholderindirect · owns 75% or more of M••••••••• H•••••• C•••• L••••••
- T•••• C••• H••••••• L•••••• · Shareholderindirect · owns 75% or more of T•••••••• D••••••••• L••••••
- T•••••••• D••••••••• L•••••• · Shareholderindirect · owns 75% or more of F••• T••••• L••••••
- T•••••••• T•••• · Shareholderindirect · owns 75% or more of T•••• C••• H••••••• L••••••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $776,022,588 to $498,759,614 (-36.0%) between the annual amendments of 2025-03-27 and 2026-03-30; the peer median change was +4.0% (1148 comparable advisers, 7.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 7.1% percentile
What changed
consecutive filings, newest first
- Accounts · 7 to 4Aug 15, 2025 to Mar 30, 2026
- Pooled vehicle clients · 7 to 4Aug 15, 2025 to Mar 30, 2026
- Assets in custody · $298M to $299MAug 15, 2025 to Mar 30, 2026
- Employees · 18 to 25Aug 15, 2025 to Mar 30, 2026
- Private funds · 2 to 1Aug 15, 2025 to Mar 30, 2026
- Discretionary RAUM · $776M to $499MAug 15, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $776M to $499MAug 15, 2025 to Mar 30, 2026
- RAUM · $776M to $499MAug 15, 2025 to Mar 30, 2026
- Related adviser · false to trueAug 15, 2025 to Mar 30, 2026
- Assets in custody · unset to 297755732.0Sep 12, 2024 to Mar 27, 2025
- Custody of client assets · false to trueSep 12, 2024 to Mar 27, 2025
- Employees · 15 to 18Sep 12, 2024 to Mar 27, 2025
- Financial planning clients · unset to Sep 12, 2024 to Mar 27, 2025
- Discretionary RAUM · $440M to $776MSep 12, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $440M to $776MSep 12, 2024 to Mar 27, 2025
- RAUM · $440M to $776MSep 12, 2024 to Mar 27, 2025
- Private funds · 4 to 2Jun 11, 2024 to Aug 14, 2024
Signals
3 dated events
- S•••••••• R••••••• L•• reported RAUM $498.8M, down 36% from $776.0M (2025-08-15 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- S•••••••• R••••••• L•• reported RAUM $776.0M, up 76% from $439.7M (2024-09-12 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- S•••••••• R••••••• L•• filed its initial SEC registration (Form ADV)Jun 11, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••••••• R••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- scientechresearch.ioreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 201-292-3789reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026