DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••• E••••• P••••••• L••
Latest filing Mar 25, 2026
First filing on the tape Jun 28, 2022 · 6 filings
SEC status approved since Jul 28, 2022
RAUM
$131M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$131M as of Mar 25, 2026
Mar 31, 2023$692M then
HNW client RAUM$0 as of Mar 25, 2026
Mar 31, 2023$0 then
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 31, 20230 then
Employees (5.A)5 as of Mar 25, 2026
Mar 31, 202310 then
Private funds4 as of Mar 25, 2026
Mar 31, 20235 then
RAUM -48% over the last fiscal year-43% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $18.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -48%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $131M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$131M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $131M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| I••••• T•••• L• | Private Equity Fund | $359M | 14 | Mar 30, 2022 |
| R•••• K• H•••••••• L•• | Private Equity Fund | $278M | 15 | Aug 4, 2021 |
| M••• T•••• L• | Private Equity Fund | $82.3M | 14 | Mar 31, 2023 |
| G•••• T•••• L•• | Private Equity Fund | $60.6M | 8 | Aug 4, 2021 |
| F•••• T••••• L• | Private Equity Fund | $43.1M | 8 | Jun 28, 2022 |
Owners and control persons
Schedule A and B, latest filing
- F••••••••• D••••• S••• · Managing Partner, Membercontrolsince 01/2019 · owns 50% to 75%
- Y••• J••••• Y••••••• · Chief Compliance Officercontrolsince 06/2021 · owns 50% to 75%
Related persons
Schedule D 7.A
- F•••• T•••• G• L••pooled vehicle sponsory
- I••••• M••••••••• L•pooled vehicle sponsorn
- M••• T•••• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 25, 2026RAUM (Item 5.F) moved from $250,494,322 to $131,058,344 (-48.0%) between the annual amendments of 2025-03-28 and 2026-03-25; the peer median change was +4.0% (1148 comparable advisers, 4.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 3.7% percentile
- employee count dropChange between filings · filing Mar 25, 2026employees (Item 5.A) moved from 11.0 to 5.0 (-55.0%) between the annual amendments of 2025-03-28 and 2026-03-25; the peer median change was 0.0% (393 comparable advisers, 2.0th percentile of changes)peers: asset managers, $100M to $500M (393) · 1.8% percentile
What changed
consecutive filings, newest first
- Advisory employees · 11 to 5Mar 28, 2025 to Mar 25, 2026
- Assets in custody · $250M to $131MMar 28, 2025 to Mar 25, 2026
- Employees · 11 to 5Mar 28, 2025 to Mar 25, 2026
- HQ city · to NEW YORKMar 28, 2025 to Mar 25, 2026
- HQ state · to NYMar 28, 2025 to Mar 25, 2026
- Discretionary RAUM · $250M to $131MMar 28, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $250M to $131MMar 28, 2025 to Mar 25, 2026
- RAUM · $250M to $131MMar 28, 2025 to Mar 25, 2026
- Accounts · 9 to 7Mar 20, 2024 to Mar 28, 2025
- Pooled vehicle clients · 9 to 7Mar 20, 2024 to Mar 28, 2025
- Assets in custody · $0 to $250MMar 20, 2024 to Mar 28, 2025
- Custody of client assets · false to trueMar 20, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 28, 2025
- HQ city · unset to Mar 20, 2024 to Mar 28, 2025
- HQ state · unset to Mar 20, 2024 to Mar 28, 2025
- Private funds · 5 to 4Mar 20, 2024 to Mar 28, 2025
- Discretionary RAUM · $823M to $250MMar 20, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $823M to $250MMar 20, 2024 to Mar 28, 2025
- RAUM · $823M to $250MMar 20, 2024 to Mar 28, 2025
- Advisory employees · 10 to 11Aug 11, 2023 to Mar 20, 2024
- Employees · 10 to 11Aug 11, 2023 to Mar 20, 2024
- Discretionary RAUM · $692M to $823MAug 11, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $692M to $823MAug 11, 2023 to Mar 20, 2024
- RAUM · $692M to $823MAug 11, 2023 to Mar 20, 2024
- Accounts · 7 to 9Jun 28, 2022 to Mar 31, 2023
- Pooled vehicle clients · 7 to 9Jun 28, 2022 to Mar 31, 2023
- HQ city · NEW YORK to unsetJun 28, 2022 to Mar 31, 2023
- HQ state · NY to unsetJun 28, 2022 to Mar 31, 2023
- Other offices · 4 to 0Jun 28, 2022 to Mar 31, 2023
- Private funds · 8 to 5Jun 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $290M to $692MJun 28, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $290M to $692MJun 28, 2022 to Mar 31, 2023
- RAUM · $290M to $692MJun 28, 2022 to Mar 31, 2023
Signals
4 dated events
- R•••• E••••• P••••••• L•• reported RAUM $131.1M, down 48% from $250.5M (2025-03-28 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- R•••• E••••• P••••••• L•• reported RAUM $250.5M, down 70% from $823.4M (2024-03-20 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- R•••• E••••• P••••••• L•• reported RAUM $691.6M, up 138% from $290.4M (2022-06-28 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- R•••• E••••• P••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R•••• E••••• P••••••• L•• · Independent Sponsorsshared crd · capital_provider
- R•••• E••••• P••••••• L•• · Private Equityshared crd · organization
- R•••• E••••• P••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ronin-equity-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 917-796-4710reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026