DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Meriwether Wealth & Planning, LLC
Latest filing Mar 19, 2026
First filing on the tape Dec 14, 2020 · 14 filings
SEC status approved since Jan 14, 2021
RAUM
$309M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
94%
$289M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$61.8M
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$309M as of Mar 19, 2026
Feb 14, 2022$212M then
HNW client RAUM$175M as of Mar 19, 2026
Feb 14, 2022$104M then
State-registered IARs (5.B.3)5 as of Mar 19, 2026
Feb 14, 20224 then
Employees (5.A)8 as of Mar 19, 2026
Feb 14, 20226 then
Private funds: no history
RAUM +17% over the last fiscal year+15% a year over threeIARs 6 to 5
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $61.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 119derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $223,661derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$175M57%
- Individuals$114M37%
- Corporations and businesses$19.5M6.3%
- Individual clients
- 528reported
- HNW clients
- 69reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1,381reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andrew M PendergrassCertified Financial Planner | Minden, La | Jan 15, 2021 | 11 y | 2 |
| Jeremy Ty Pendergrass | Minden, La | Jan 15, 2021 | 13 y | 1 |
| Tracy Lynn Campbell | Minden, La | Sep 20, 2021 | 12 y | 0 |
| John Michael Cristler | Minden, La | Oct 16, 2024 | 12 y | 0 |
| Mark GreenCertified Financial Planner | Minden, La | Feb 12, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Andrew M Pendergrass from Argent Advisors, Inc.Jan 15, 2021 · RIA to a newly registered adviser
- Jeremy Ty Pendergrass from Argent Advisors, Inc.Jan 15, 2021 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Argent Advisors, Inc.Jan 13, 2021 · Shreveport, La
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lynn Tracy Campbell · Managing Membercontrolsince 03/2023 · owns 25% to 50%
- M Andrew Pendergrass · Managing Membercontrolsince 03/2023 · owns 25% to 50%
- Ty Jeremy Pendergrass · Managing Member & Chief Compliance Officercontrolsince 12/2020 · owns 25% to 50%
- Flynn Caron Humphreys · Membersince 12/2020 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Minden, La · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Ruston, LA1 employees
What changed
consecutive filings, newest first
- Accounts · 1,271 to 1,381Mar 10, 2025 to Mar 19, 2026
- Advisory employees · 6 to 5Mar 10, 2025 to Mar 19, 2026
- HNW clients · 57 to 69Mar 10, 2025 to Mar 19, 2026
- Individual clients · 495 to 528Mar 10, 2025 to Mar 19, 2026
- State-registered IARs · 6 to 5Mar 10, 2025 to Mar 19, 2026
- Discretionary RAUM · $263M to $309MMar 10, 2025 to Mar 19, 2026
- HNW RAUM · $140M to $175MMar 10, 2025 to Mar 19, 2026
- Individual RAUM · $105M to $114MMar 10, 2025 to Mar 19, 2026
- RAUM · $263M to $309MMar 10, 2025 to Mar 19, 2026
- Accounts · 1,166 to 1,271Mar 13, 2024 to Mar 10, 2025
- Advisory employees · 4 to 6Mar 13, 2024 to Mar 10, 2025
- Corporate clients · 9 to 10Mar 13, 2024 to Mar 10, 2025
- HNW clients · 51 to 57Mar 13, 2024 to Mar 10, 2025
- Individual clients · 468 to 495Mar 13, 2024 to Mar 10, 2025
- Employees · 7 to 8Mar 13, 2024 to Mar 10, 2025
- Financial planning clients · 1-10 to 1-10Mar 13, 2024 to Mar 10, 2025
- State-registered IARs · 4 to 6Mar 13, 2024 to Mar 10, 2025
- Discretionary RAUM · $220M to $263MMar 13, 2024 to Mar 10, 2025
- HNW RAUM · $116M to $140MMar 13, 2024 to Mar 10, 2025
- Individual RAUM · $91.2M to $105MMar 13, 2024 to Mar 10, 2025
- RAUM · $220M to $263MMar 13, 2024 to Mar 10, 2025
- Accounts · 1,148 to 1,166Mar 21, 2023 to Mar 13, 2024
- HNW clients · 50 to 51Mar 21, 2023 to Mar 13, 2024
- Individual clients · 459 to 468Mar 21, 2023 to Mar 13, 2024
- Discretionary RAUM · $202M to $220MMar 21, 2023 to Mar 13, 2024
- HNW RAUM · $109M to $116MMar 21, 2023 to Mar 13, 2024
- Individual RAUM · $85.5M to $91.2MMar 21, 2023 to Mar 13, 2024
- RAUM · $202M to $220MMar 21, 2023 to Mar 13, 2024
- Accounts · 1,102 to 1,148Sep 12, 2022 to Mar 21, 2023
- Advisory activities · 3 to 4Sep 12, 2022 to Mar 21, 2023
- HNW clients · 54 to 50Sep 12, 2022 to Mar 21, 2023
- Individual clients · 466 to 459Sep 12, 2022 to Mar 21, 2023
- Employees · 6 to 7Sep 12, 2022 to Mar 21, 2023
- Financial planning clients · 0 to 1-10Sep 12, 2022 to Mar 21, 2023
- Discretionary RAUM · $212M to $202MSep 12, 2022 to Mar 21, 2023
- HNW RAUM · $104M to $109MSep 12, 2022 to Mar 21, 2023
- Individual RAUM · $102M to $85.5MSep 12, 2022 to Mar 21, 2023
- RAUM · $212M to $202MSep 12, 2022 to Mar 21, 2023
- Other offices · 0 to 1Feb 14, 2022 to Sep 12, 2022
- Accounts · 908 to 1,102Nov 30, 2021 to Feb 5, 2022
Signals
2 dated events
- Lamar Tyrus Pendergrass (Managing Member) no longer on Schedule A of Meriwether Wealth & Planning, Llc (listed 2022-09-12, absent 2023-03-21)Mar 21, 2023 · Control person left · inference
- Meriwether Financial Advisors. Llc filed its initial SEC registration (Form ADV)Dec 14, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 318-377-1803reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 318-639-9105reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/meriwetherwpreportedpublic record, Form ADV, Sep 17, 2026
- Website
- meriwether.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 318-377-1803reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026