DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• I••••••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Oct 22, 2020 · 14 filings
SEC status approved since Nov 23, 2020
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
23 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
11
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$2.6B as of Mar 31, 2026
Mar 23, 2021$425M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 23, 20210 then
Employees (5.A)25 as of Mar 31, 2026
Mar 23, 20218 then
Private funds11 as of Mar 31, 2026
Mar 23, 20211 then
RAUM +58% over the last fiscal year+25% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $201MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +58%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $113M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $113M for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• I••••••••• P•••••••• L••• | Private Equity Fund | $1.0B | 45 | Mar 23, 2021 |
| A••••• U••••••• C••••••••• L•• | Private Equity Fund | $146M | 15 | Mar 31, 2022 |
| A••••• S•••••• I••••••••• C••••••••• L•• | Private Equity Fund | $98.9M | 4 | Mar 31, 2023 |
| A••••• J•• A••••••••• C••••••••• L•• | Private Equity Fund | $56.7M | 6 | Mar 28, 2024 |
| A••••• I••••••••• P••••••• A••• L••• | Private Equity Fund | $40.1M | 11 | Sep 8, 2021 |
| A••••• C••••••••• C••••••••• L•• | Private Equity Fund | $16.5M | 4 | Mar 28, 2024 |
| A••••• C••••••••• C••••••••• F•••••• L•• | Private Equity Fund | $8.7M | 10 | Mar 28, 2024 |
Owners and control persons
Schedule A and B, latest filing
- J••••• R••••• G•••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 08/2021 · owns less than 5%
- P••••• D••••• N•• · Co-Founder And Managing Membercontrolsince 05/2020 · owns 25% to 50%
- Z•••••••• L•••• N•• · Co-Founder And Managing Membercontrolsince 05/2020 · owns 50% to 75%
- P••••• D••••• N•• · Investment Trusteecontrolsince 03/2021 · owns 75% or more of P•••• T•••• O• 2•••
- P••••• D••••• N•• · Ownercontrolsince 05/2020 · owns 50% to 75% of A••••• M••••••• L••
- Z•••••••• L•••• N•• · Ownercontrolsince 05/2020 · owns 50% to 75% of A••••• M••••••• L••
- C•••••••• J•••• P••• · Membersince 05/2024 · owns 10% to 25%
- D••••••••• M•••• R••••• · Membersince 05/2024 · owns 5% to 10%
Entity owners
- A••••• M••••••• L•• · M••••••direct · owns less than 5%
- P•••• T•••• O• 2••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- A••••• I••••••••• P••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Coral Gables, FL8 employees
What changed
consecutive filings, newest first
- Accounts · 11 to 13May 27, 2025 to Mar 31, 2026
- Advisory employees · 20 to 23May 27, 2025 to Mar 31, 2026
- Pooled vehicle clients · 11 to 13May 27, 2025 to Mar 31, 2026
- Assets in custody · $265M to $113MMay 27, 2025 to Mar 31, 2026
- Employees · 22 to 25May 27, 2025 to Mar 31, 2026
- Private funds · 9 to 11May 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.7B to $2.6BMay 27, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.7B to $2.6BMay 27, 2025 to Mar 31, 2026
- RAUM · $1.7B to $2.6BMay 27, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 15, 2025 to May 27, 2025
- Accounts · 9 to 11Aug 7, 2024 to Apr 15, 2025
- Pooled vehicle clients · 9 to 11Aug 7, 2024 to Apr 15, 2025
- Assets in custody · $327M to $265MAug 7, 2024 to Apr 15, 2025
- Private funds · 7 to 9Aug 7, 2024 to Apr 15, 2025
- Discretionary RAUM · $1.4B to $1.7BAug 7, 2024 to Apr 15, 2025
- Pooled vehicle RAUM · $1.4B to $1.7BAug 7, 2024 to Apr 15, 2025
- RAUM · $1.4B to $1.7BAug 7, 2024 to Apr 15, 2025
- Accounts · 6 to 9Apr 27, 2023 to Mar 28, 2024
- Advisory employees · 18 to 20Apr 27, 2023 to Mar 28, 2024
- Pooled vehicle clients · 6 to 9Apr 27, 2023 to Mar 28, 2024
- Assets in custody · $182M to $327MApr 27, 2023 to Mar 28, 2024
- Employees · 20 to 22Apr 27, 2023 to Mar 28, 2024
- Private funds · 4 to 7Apr 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.3B to $1.4BApr 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.3B to $1.4BApr 27, 2023 to Mar 28, 2024
- RAUM · $1.3B to $1.4BApr 27, 2023 to Mar 28, 2024
- Accounts · 4 to 6Apr 29, 2022 to Mar 31, 2023
- Advisory employees · 15 to 18Apr 29, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 6Apr 29, 2022 to Mar 31, 2023
- Assets in custody · $92.4M to $182MApr 29, 2022 to Mar 31, 2023
- Employees · 15 to 20Apr 29, 2022 to Mar 31, 2023
- Other offices · 0 to 1Apr 29, 2022 to Mar 31, 2023
- Private funds · 3 to 4Apr 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.1B to $1.3BApr 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.1B to $1.3BApr 29, 2022 to Mar 31, 2023
- RAUM · $1.1B to $1.3BApr 29, 2022 to Mar 31, 2023
- Accounts · 2 to 4Sep 8, 2021 to Mar 31, 2022
- Advisory employees · 14 to 15Sep 8, 2021 to Mar 31, 2022
- Pooled vehicle clients · 2 to 4Sep 8, 2021 to Mar 31, 2022
- Assets in custody · unset to 92383927.0Sep 8, 2021 to Mar 31, 2022
Signals
6 dated events
- A••••• I••••••••• M••••••••• L•• reported RAUM $2.6B, up 58% from $1.7B (2025-05-27 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Anderson Erik Scott (Co-Founder, Partner) no longer on Schedule A of A••••• I••••••••• M••••••••• L•• (listed 2023-04-27, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- A••••• I••••••••• M••••••••• L•• reported RAUM $1.1B, up 35% from $823.8M (2021-09-08 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- A••••• I••••••••• M••••••••• L•• reported RAUM $823.8M, up 94% from $425.0M (2021-04-07 to 2021-09-08)Sep 8, 2021 · RAUM change · derived
- G•••••• R•••• J•••• (Chief Financial Officer And Chief Compliance Officer) appeared on Schedule A of A••••• I••••••••• M••••••••• L••Sep 8, 2021 · Control person joined · fact
- A••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Oct 22, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••• I••••••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A••••• I••••••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/avance-investment-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- avanceinv.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (917) 693-9893reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026