DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

N••••••••• A••••••••• L••

Former SEC-registered adviserSan Francisco, CaliforniaCRD 310767SEC 801-120345IAPD
Latest filing Nov 8, 2022
First filing on the tape Jan 15, 2021 · 5 filings
RAUM
$806M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
$536M gross assets
History
5 filings and snapshots on the tape
RAUM$806M as of Nov 8, 2022
Jan 15, 2021$536M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Nov 8, 2022
Jan 15, 20210 then
Employees (5.A)11 as of Nov 8, 2022
Jan 15, 20216 then
Private funds2 as of Nov 8, 2022
Jan 15, 20212 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Nov 8, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$403MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$806M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      2 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      N••••••••• G••••• I• L•••Venture Capital Fund$536M700Oct 28, 2020
      N••••••••• G••••• I•• L•••Venture Capital Fund$00Nov 8, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • D•••••• D•••• · Managing Membercontrol
        since 09/2019 · owns 50% to 75%
      • G•••••••• K••••••• W• · Managing Membercontrol
        since 09/2019 · owns 10% to 25%
      • S•••••••• S•••••• J••••• · Chief Compliance Officer, Chief Financial Officercontrol
        since 09/2019 · owns less than 5%
      Related persons
      Schedule D 7.A
      • N••••••••• G••••• G• I• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 1 to 2
        Jun 9, 2022 to Nov 8, 2022
      • Pooled vehicle clients · 1 to 2
        Jun 9, 2022 to Nov 8, 2022
      • Private funds · 1 to 2
        Jun 9, 2022 to Nov 8, 2022
      • Employees · 6 to 11
        Jan 15, 2021 to Mar 30, 2022
      • Private funds · 2 to 1
        Jan 15, 2021 to Mar 30, 2022
      • Discretionary RAUM · $536M to $806M
        Jan 15, 2021 to Mar 30, 2022
      • Pooled vehicle RAUM · $536M to $806M
        Jan 15, 2021 to Mar 30, 2022
      • RAUM · $536M to $806M
        Jan 15, 2021 to Mar 30, 2022
      Signals
      2 dated events
      • N••••••••• A••••••••• L•• reported RAUM $806.2M, up 50% from $536.2M (2021-01-15 to 2022-03-30)
        Mar 30, 2022 · RAUM change · derived
      • N••••••••• A••••••••• L•• filed its initial SEC registration (Form ADV)
        Jan 15, 2021 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/nightdragon-securityreportedpublic record, Form ADV, Sep 18, 2026
      Website
      nightdragon.comreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026