DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•• R••••••••• G••••
Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 310949SEC 801-120086websiteIAPD
Legal name T•• R••••••••• G••••• L••
Latest filing Mar 26, 2026
First filing on the tape Dec 3, 2020 · 12 filings
SEC status approved since Jan 4, 2021
RAUM
$636M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$636M as of Mar 26, 2026
Mar 26, 2021$339M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 26, 20210 then
Employees (5.A)15 as of Mar 26, 2026
Mar 26, 20218 then
Private funds5 as of Mar 26, 2026
Mar 26, 20216 then
RAUM +1.5% over the last fiscal year-3.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $127MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $636M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$636M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $636M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R••••••••• F••• I••• L••• | Real Estate Fund | $464M | 25 | Dec 3, 2020 |
| R••••••••• F••• I•• L••• | Real Estate Fund | $151M | 6 | Mar 26, 2021 |
| R•• I• M•• C•••••• L••• | Real Estate Fund | $14.7M | 2 | Mar 26, 2021 |
| R•• I• G••••••• L•• | Real Estate Fund | $13.6M | 2 | Mar 26, 2021 |
| R••••••••• F••• I• L•••no longer reported | Real Estate Fund | $5.4M | 2 | Mar 26, 2021 |
| R••••••••• S•••••• F••• I• L•••no longer reported | Real Estate Fund | $5.4M | 2 | Mar 26, 2021 |
| R••••••••• F••• I•• A••••••••• L•• | Real Estate Fund | $2.3M | 6 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• C••••••• B•••• · Trusteecontrolsince 10/2021 · owns less than 5%
- F•••••••• C•••••••• Z•• · Chief Compliance Officer And Chief Financial Officercontrolsince 10/2017 · owns less than 5%
- P•••••• J•••• M••• · Founder And Managing Partnercontrolsince 03/2013 · owns 75% or more
Entity owners
- T•• P••••• 2••• I••••••••• T•••• D•••• O•••••• 1• 2••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- R••••••••• F••• I• G•• L••pooled vehicle sponsorn
- R••••••••• F••• I•• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 10 to 12Mar 28, 2025 to Mar 26, 2026
- Assets in custody · $627M to $636MMar 28, 2025 to Mar 26, 2026
- Employees · 12 to 15Mar 28, 2025 to Mar 26, 2026
- Discretionary RAUM · $627M to $636MMar 28, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $627M to $636MMar 28, 2025 to Mar 26, 2026
- RAUM · $627M to $636MMar 28, 2025 to Mar 26, 2026
- Advisory employees · 9 to 10May 1, 2024 to Mar 28, 2025
- Assets in custody · $645M to $627MMay 1, 2024 to Mar 28, 2025
- Employees · 10 to 12May 1, 2024 to Mar 28, 2025
- Financial planning clients · unset to May 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $645M to $627MMay 1, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $645M to $627MMay 1, 2024 to Mar 28, 2025
- RAUM · $645M to $627MMay 1, 2024 to Mar 28, 2025
- Accounts · 4 to 5Mar 24, 2023 to Mar 27, 2024
- Advisory employees · 10 to 9Mar 24, 2023 to Mar 27, 2024
- Pooled vehicle clients · 4 to 5Mar 24, 2023 to Mar 27, 2024
- Assets in custody · $707M to $645MMar 24, 2023 to Mar 27, 2024
- Employees · 11 to 10Mar 24, 2023 to Mar 27, 2024
- Private funds · 4 to 5Mar 24, 2023 to Mar 27, 2024
- Discretionary RAUM · $707M to $645MMar 24, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $707M to $645MMar 24, 2023 to Mar 27, 2024
- RAUM · $707M to $645MMar 24, 2023 to Mar 27, 2024
- Assets in custody · $751M to $707MSep 28, 2022 to Mar 24, 2023
- Discretionary RAUM · $751M to $707MSep 28, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $751M to $707MSep 28, 2022 to Mar 24, 2023
- RAUM · $751M to $707MSep 28, 2022 to Mar 24, 2023
- Accounts · 6 to 4Mar 26, 2021 to Mar 29, 2022
- Advisory employees · 7 to 10Mar 26, 2021 to Mar 29, 2022
- Pooled vehicle clients · 6 to 4Mar 26, 2021 to Mar 29, 2022
- Assets in custody · $339M to $751MMar 26, 2021 to Mar 29, 2022
- Employees · 8 to 11Mar 26, 2021 to Mar 29, 2022
- Private funds · 6 to 4Mar 26, 2021 to Mar 29, 2022
- Discretionary RAUM · $339M to $751MMar 26, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $339M to $751MMar 26, 2021 to Mar 29, 2022
- RAUM · $339M to $751MMar 26, 2021 to Mar 29, 2022
- Related adviser · false to trueMar 26, 2021 to Mar 29, 2022
- Accounts · 5 to 6Dec 3, 2020 to Mar 26, 2021
- Advisory employees · 6 to 7Dec 3, 2020 to Mar 26, 2021
- Pooled vehicle clients · 5 to 6Dec 3, 2020 to Mar 26, 2021
- Assets in custody · $267M to $339MDec 3, 2020 to Mar 26, 2021
Signals
3 dated events
- B•••• C•••••• B••••• (Trustee) appeared on Schedule A of T•• R••••••••• G••••Sep 20, 2022 · Control person joined · fact
- T•• R••••••••• G•••• reported RAUM $750.7M, up 122% from $338.8M (2021-03-26 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- T•• R••••••••• G•••• filed its initial SEC registration (Form ADV)Dec 3, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- theroxboroughgroup.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-728-0792reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
T•• R••••••••• G•••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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