DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Niche Investment Advisors LLC

Former SEC-registered adviserKing Of Prussia, PennsylvaniaCRD 311014SEC 801-127080IAPD
Latest filing Sep 26, 2023
First filing on the tape Nov 21, 2022 · 5 filings
RAUM
$25.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$25.2M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$25.2M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$25.2M as of Sep 26, 2023
Nov 21, 2022$0 then
HNW client RAUM$12.4M as of Sep 26, 2023
Nov 21, 2022$0 then
State-registered IARs (5.B.3)1 as of Sep 26, 2023
Nov 21, 20221 then
Employees (5.A)2 as of Sep 26, 2023
Nov 21, 20221 then
Private funds: no history
Practice profile
derived from the filing of Sep 26, 2023; every figure names its basis
RAUM per advisor
$25.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
110derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.4MderivedHNW RAUM over HNW clients
Average account
$229,436derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$12.8M51%
  • High-net-worth individuals$12.4M49%
Individual clients
101reported
HNW clients
9reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
110reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Arthur Richard EglingtonKing Of Prussia, PaJan 10, 202337 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Richard Arthur Eglington · Managing Member And Chief Compliance Officercontrol
      since 05/2022 · owns 75% or more
    Related persons
    Schedule D 7.A
    • Niche Financial Services, Inc.
      real estaten
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 110
      Apr 18, 2023 to May 31, 2023
    • HNW clients · 0 to 9
      Apr 18, 2023 to May 31, 2023
    • Individual clients · 0 to 101
      Apr 18, 2023 to May 31, 2023
    • Employees · 1 to 2
      Apr 18, 2023 to May 31, 2023
    • Discretionary RAUM · $0 to $25.2M
      Apr 18, 2023 to May 31, 2023
    • HNW RAUM · $0 to $12.4M
      Apr 18, 2023 to May 31, 2023
    • Individual RAUM · $0 to $12.8M
      Apr 18, 2023 to May 31, 2023
    • RAUM · $0 to $25.2M
      Apr 18, 2023 to May 31, 2023
    • Business name · NICHE FINANCIAL SERVICES, INC. to NICHE INVESTMENT ADVISORS LLC
      Nov 21, 2022 to Apr 18, 2023
    • Insurance-licensed employees · 1 to 0
      Nov 21, 2022 to Apr 18, 2023
    • Financial planning clients · unset to 0
      Nov 21, 2022 to Apr 18, 2023
    • HQ city · unset to KING OF PRUSSIA
      Nov 21, 2022 to Apr 18, 2023
    • HQ state · unset to PA
      Nov 21, 2022 to Apr 18, 2023
    • Legal name · NICHE FINANCIAL SERVICES, INC. to NICHE INVESTMENT ADVISORS LLC
      Nov 21, 2022 to Apr 18, 2023
    Signals
    1 dated events
    • Niche Financial Services, Inc. filed its initial SEC registration (Form ADV)
      Nov 21, 2022 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    nichefinancial.comreportedpublic record, Form ADV, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $25.2Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026