DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• C•••••• L••
Latest filing Mar 17, 2026
First filing on the tape Oct 1, 2021 · 10 filings
SEC status approved since Oct 29, 2021
RAUM
$493M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$246M
derived; firm RAUM over IAPD count
Employees
34
24 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$493M as of Mar 17, 2026
Mar 30, 2022$812M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Mar 30, 20220 then
Employees (5.A)34 as of Mar 17, 2026
Mar 30, 202212 then
Private funds3 as of Mar 17, 2026
Mar 30, 20221 then
RAUM +37% over the last fiscal year-2.4% a year over threeIARs 2 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- $246MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $61.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 17.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +37%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $293M, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$493M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $293M for 6 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••••• M•••••• C•• | Jersey City, Nj | May 1, 2023 | 11 y | 0 |
| M••••• D•••• N•••••••• | Jersey City, Nj | May 1, 2023 | 22 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••• G•••• M••••• F••• L• | Hedge Fund | $25.7M | 8 | Oct 1, 2021 |
| 1•• A••••••••• P••••••••• F••• I• L•• | Other Private Fund | $4.8M | 1 | Mar 27, 2023 |
| 1•• R••• A•••• F••• L• | Hedge Fund | $3.6M | 1 | Mar 27, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C•••• M••••••• J•••• · Chief Investment Officercontrolsince 09/2020 · owns less than 5%
- C••••••••• P••••• A• · Chief Executive Officer / Chief Compliance Officercontrolsince 09/2020 · owns less than 5%
- D•••••• J•••••• A•• · Chief Operating Officercontrolsince 02/2023 · owns less than 5%
- N••••••••• M•••••• D•••• · Head Of Equity Market Liquiditycontrolsince 03/2024 · owns less than 5%
- C••••••••• P••••• A• · Membercontrolsince 09/2020 · owns 75% or more of M•••••• P••••••• L••
Entity owners
- M•••••• P••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- 1•• C•••••• P••••••••• L••pooled vehicle sponsorn
- 1•• R••• A•••• F••• G• L•pooled vehicle sponsorn
- M•••••• G•••• G• L••pooled vehicle sponsorn
Advisers that list M•••••• C•••••• L•• as a related person
- 333019 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jersey City, Nj · principal | 2 | 0 | 0 | ||
| Keller, Tx | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Southlake, TX2 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 17, 2026bank affiliate (Item 7.A.6): no on the filing of 2026-01-30, yes on the filing of 2026-03-17peers: asset managers, $100M to $500M (1,568)
- institutional asset share shiftChange between filings · filing Mar 17, 2026institutional share of RAUM moved from 24.0% to 0.0% between the annual amendments of 2025-03-28 and 2026-03-17peers: asset managers, $100M to $500M (1,568)
What changed
consecutive filings, newest first
- Accounts · 9 to 8Jan 30, 2026 to Mar 17, 2026
- Advisory employees · 25 to 24Jan 30, 2026 to Mar 17, 2026
- Assets in custody · $43.8M to $293MJan 30, 2026 to Mar 17, 2026
- Employees · 43 to 34Jan 30, 2026 to Mar 17, 2026
- Discretionary RAUM · $360M to $493MJan 30, 2026 to Mar 17, 2026
- Pooled vehicle RAUM · $272M to $493MJan 30, 2026 to Mar 17, 2026
- RAUM · $360M to $493MJan 30, 2026 to Mar 17, 2026
- Related bank · false to trueJan 30, 2026 to Mar 17, 2026
- Corporate clients · unset to 1.0Mar 28, 2025 to Jan 30, 2026
- Insurance-licensed employees · 2 to 0Mar 28, 2025 to Jan 30, 2026
- State-registered IARs · 2 to 0Mar 28, 2025 to Jan 30, 2026
- Accounts · 8 to 9Mar 29, 2024 to Mar 28, 2025
- Advisory employees · 16 to 25Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 7 to 8Mar 29, 2024 to Mar 28, 2025
- Assets in custody · $34.1M to $43.8MMar 29, 2024 to Mar 28, 2025
- Employees · 22 to 43Mar 29, 2024 to Mar 28, 2025
- Insurance-licensed employees · 0 to 2Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 29, 2024 to Mar 28, 2025
- State-registered IARs · 0 to 2Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $410M to $360MMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $34.1M to $272MMar 29, 2024 to Mar 28, 2025
- RAUM · $410M to $360MMar 29, 2024 to Mar 28, 2025
- Related adviser · false to trueMar 29, 2024 to Mar 28, 2025
- Advisory employees · 10 to 16Jun 1, 2023 to Mar 29, 2024
- Assets in custody · $430M to $34.1MJun 1, 2023 to Mar 29, 2024
- Employees · 16 to 22Jun 1, 2023 to Mar 29, 2024
- Discretionary RAUM · $531M to $410MJun 1, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $430M to $34.1MJun 1, 2023 to Mar 29, 2024
- RAUM · $531M to $410MJun 1, 2023 to Mar 29, 2024
- Accounts · 4 to 8Apr 27, 2022 to Mar 27, 2023
- Advisory employees · 7 to 10Apr 27, 2022 to Mar 27, 2023
- Pooled vehicle clients · 3 to 7Apr 27, 2022 to Mar 27, 2023
- Assets in custody · $156M to $430MApr 27, 2022 to Mar 27, 2023
- Employees · 12 to 16Apr 27, 2022 to Mar 27, 2023
- HQ city · unset to JERSEY CITYApr 27, 2022 to Mar 27, 2023
- HQ state · unset to NJApr 27, 2022 to Mar 27, 2023
- Other offices · 0 to 2Apr 27, 2022 to Mar 27, 2023
- Private funds · 1 to 3Apr 27, 2022 to Mar 27, 2023
- Discretionary RAUM · $586M to $531MApr 27, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $287M to $430MApr 27, 2022 to Mar 27, 2023
Signals
6 dated events
- M•••••• C•••••• L•• reported RAUM $492.7M, up 37% from $359.9M (2026-01-30 to 2026-03-17)Mar 17, 2026 · RAUM change · derived
- Ari Jordan Dermon (Chief Operating Officer) appeared on Schedule A of M•••••• C•••••• L••Mar 29, 2024 · Control person joined · fact
- David Marcus Novacheck (Head Of Equity Market Liquidity) appeared on Schedule A of M•••••• C•••••• L••Mar 29, 2024 · Control person joined · fact
- Justin Ju-Chen Yang (Chief Artificial Intelligence Officer) no longer on Schedule A of M•••••• C•••••• L•• (listed 2023-06-01, absent 2024-03-29)Mar 29, 2024 · Control person left · inference
- M•••••• C•••••• L•• reported RAUM $586.1M, down 28% from $811.8M (2022-03-30 to 2022-04-27)Apr 27, 2022 · RAUM change · derived
- M•••••• C•••••• L•• filed its initial SEC registration (Form ADV)Oct 1, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- manteiocapital.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 917-736-9209reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $246Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026