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Former SEC-registered adviser

B•••• D•••••• W••••• M••••••••• L••

Former SEC-registered adviserCRD 311051SEC 801-119714IAPD
Latest filing Apr 28, 2021
First filing on the tape Sep 30, 2020 · 11 filings
RAUM
$5.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$5.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$5.9M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$5.9M as of Apr 28, 2021
Sep 30, 2020$0 then
HNW client RAUM$4.2M as of Apr 28, 2021
Mar 3, 2021$4.2M then
State-registered IARs (5.B.3)1 as of Apr 28, 2021
Sep 30, 20201 then
Employees (5.A)1 as of Apr 28, 2021
Sep 30, 20201 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 28, 2021; every figure names its basis
RAUM per advisor
$5.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
36derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$842,600derivedHNW RAUM over HNW clients
Average account
$105,050derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
Wrap fee program
$5.9MreportedItem 5.I
Custody
$16.0M, 11 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$4.2M72%
  • Individuals$1.2M20%
  • Corporations and businesses$486,0008.3%
Individual clients
31reported
HNW clients
5reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
56reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$16.0M for 11 clientsreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
C••••••••• R••••• B••••••Chesterbrook, PaOct 30, 202010 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • B••••••• C••••••••• R••••• · Managing Member & Chief Compliance Officercontrol
      since 10/2020 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Advisory activities · 3 to 4
      Apr 26, 2021 to Apr 27, 2021
    • Business name · B•••• D•••••• W••••• M••••••••• to B•••• D•••••• W••••• M••••••••• L••
      Apr 2, 2021 to Apr 7, 2021
    • Accounts · 0 to 56
      Dec 8, 2020 to Mar 3, 2021
    • HNW clients · unset to 5.0
      Dec 8, 2020 to Mar 3, 2021
    • Individual clients · unset to 31.0
      Dec 8, 2020 to Mar 3, 2021
    • Assets in custody · unset to 16000000.0
      Dec 8, 2020 to Mar 3, 2021
    • Custody of client assets · false to true
      Dec 8, 2020 to Mar 3, 2021
    • Discretionary RAUM · $0 to $5.9M
      Dec 8, 2020 to Mar 3, 2021
    • HNW RAUM · unset to 4213000.0
      Dec 8, 2020 to Mar 3, 2021
    • Individual RAUM · unset to 1183780.0
      Dec 8, 2020 to Mar 3, 2021
    • RAUM · $0 to $5.9M
      Dec 8, 2020 to Mar 3, 2021
    • Financial planning clients · unset to 0
      Sep 30, 2020 to Oct 30, 2020
    Signals
    1 dated events
    • B•••• D•••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)
      Sep 30, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    bdinvest.comreportedpublic record, Form ADV, Sep 21, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $5.9Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026