DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••••• C•••••• L••
Latest filing Jun 29, 2026
First filing on the tape Nov 2, 2020 · 9 filings
SEC status approved since Nov 30, 2020
RAUM
$245M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$245M as of Jun 29, 2026
Jun 17, 2021$151M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 29, 2026
Jun 17, 20210 then
Employees (5.A)6 as of Jun 29, 2026
Jun 17, 20214 then
Private funds1 as of Jun 29, 2026
Jun 17, 20212 then
RAUM +27% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $122MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$139M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.57 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••••• L••• O••••••••• M••••• F••• | Hedge Fund | $97.8M | 8 | Nov 2, 2020 |
| M•••••••• M••••• F••• | Hedge Fund | $6.8M | 1 | Nov 2, 2020 |
Owners and control persons
Schedule A and B, latest filing
- E• K•••••• S••••• · Partnercontrolsince 02/2012 · owns 75% or more
- W•••••• D•••••••• R•••••• · Partner / Cco / Coocontrolsince 06/2018 · owns 5% to 10%
- O••••••• S•••••• A•••• A••••••••• · Directorcontrolsince 02/2012 · owns 75% or more of O•••••• • P••••••• L••
Entity owners
- O•••••• • P••••••• L•• · Partnerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Jun 27, 2025 to Jun 29, 2026
- Employees · 5 to 6Jun 27, 2025 to Jun 29, 2026
- Discretionary RAUM · $250M to $245MJun 27, 2025 to Jun 29, 2026
- Pooled vehicle RAUM · $127M to $139MJun 27, 2025 to Jun 29, 2026
- RAUM · $250M to $245MJun 27, 2025 to Jun 29, 2026
- Accounts · 3 to 2Jun 27, 2024 to Jun 27, 2025
- Pooled vehicle clients · 2 to 1Jun 27, 2024 to Jun 27, 2025
- Financial planning clients · unset to Jun 27, 2024 to Jun 27, 2025
- HQ state · unset to Jun 27, 2024 to Jun 27, 2025
- Private funds · 2 to 1Jun 27, 2024 to Jun 27, 2025
- Discretionary RAUM · $210M to $250MJun 27, 2024 to Jun 27, 2025
- Pooled vehicle RAUM · $105M to $127MJun 27, 2024 to Jun 27, 2025
- RAUM · $210M to $250MJun 27, 2024 to Jun 27, 2025
- Discretionary RAUM · $193M to $210MOct 10, 2023 to Jun 27, 2024
- Pooled vehicle RAUM · $90.6M to $105MOct 10, 2023 to Jun 27, 2024
- RAUM · $193M to $210MOct 10, 2023 to Jun 27, 2024
- Advisory employees · 4 to 3Apr 21, 2023 to Jun 23, 2023
- Employees · 6 to 5Apr 21, 2023 to Jun 23, 2023
- Private funds · 1 to 2Apr 21, 2023 to Jun 23, 2023
- Discretionary RAUM · $158M to $193MApr 21, 2023 to Jun 23, 2023
- Pooled vehicle RAUM · $73.7M to $90.6MApr 21, 2023 to Jun 23, 2023
- RAUM · $158M to $193MApr 21, 2023 to Jun 23, 2023
- Accounts · 2 to 3Jun 24, 2022 to Apr 21, 2023
- Pooled vehicle clients · 1 to 2Jun 24, 2022 to Apr 21, 2023
- Discretionary RAUM · $156M to $158MJun 24, 2022 to Apr 21, 2023
- Pooled vehicle RAUM · $71.7M to $73.7MJun 24, 2022 to Apr 21, 2023
- RAUM · $156M to $158MJun 24, 2022 to Apr 21, 2023
- Accounts · 3 to 2Jun 17, 2021 to Jun 24, 2022
- Advisory employees · 3 to 4Jun 17, 2021 to Jun 24, 2022
- Pooled vehicle clients · 2 to 1Jun 17, 2021 to Jun 24, 2022
- Employees · 4 to 6Jun 17, 2021 to Jun 24, 2022
- Private funds · 2 to 1Jun 17, 2021 to Jun 24, 2022
- Discretionary RAUM · $151M to $156MJun 17, 2021 to Jun 24, 2022
- Pooled vehicle RAUM · $89.9M to $71.7MJun 17, 2021 to Jun 24, 2022
- RAUM · $151M to $156MJun 17, 2021 to Jun 24, 2022
- Discretionary RAUM · $93.6M to $151MNov 2, 2020 to Jun 17, 2021
- Pooled vehicle RAUM · $71.2M to $89.9MNov 2, 2020 to Jun 17, 2021
- RAUM · $93.6M to $151MNov 2, 2020 to Jun 17, 2021
Signals
1 dated events
- M•••••••• C•••••• L•• filed its initial SEC registration (Form ADV)Nov 2, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/metcapreportedpublic record, Form ADV, Sep 19, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 44 203 823 3580reportedpublic record, Form ADV, Jun 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026