DFX Intelligence

RIA Intelligence

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SEC-registered adviser

P•• P•••••••• L••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 311201SEC 801-131277website IAPD

Latest filing May 12, 2026

First filing on the tape Sep 10, 2024 · 7 filings

SEC status approved since Oct 10, 2024

RAUM

$13.3M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

5 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

7 filings and snapshots on the tape

RAUM$13.3M as of May 12, 2026

Feb 18, 2025$14.3M then

HNW client RAUM: no history

State-registered IARs (5.B.3)0 as of May 12, 2026

Feb 18, 20250 then

Employees (5.A)8 as of May 12, 2026

Feb 18, 20258 then

Private funds: no history

RAUM -7.3% over the last fiscal yearIARs 0 to 0

Practice profile

derived from the filing of May 12, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $13.3MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -7.3%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, otherreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Investment companies$13.3M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 1reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUMreported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
P•• P•••••• E••••• A••••• M••••• F•••• L••	Hedge Fund	$34.7M	55	Sep 10, 2024

Owners and control persons

Schedule A and B, latest filing

C••••• R•••••••• B••• · Co-Ceo, Chief Compliance Officercontrol
since 03/2019 · owns 25% to 50%
D••••••• E••••••••• A•• · Chief Operating Officercontrol
since 02/2024 · owns less than 5%
L••••••••• J••••••••• M•••• · Co-Ceo, Founder Membercontrol
since 03/2019 · owns 25% to 50%
C••••• R•••••••• B••• · M•••••• Membercontrol
since 05/2019 · owns 75% or more of R••••• H••••••• L••

Entity owners

R••••• H••••••• L•• · Founder Member
direct · owns 25% to 50%

Related persons

Schedule D 7.A

P•• P•••••• E••••• A••••• F••• M•••••• L••
pooled vehicle sponsory

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Advisory employees · 6 to 5
Oct 6, 2025 to Mar 13, 2026
Discretionary RAUM · $14.3M to $13.3M
Oct 6, 2025 to Mar 13, 2026
RAUM · $14.3M to $13.3M
Oct 6, 2025 to Mar 13, 2026
Accounts · 3 to 1
Oct 23, 2024 to Feb 18, 2025
Advisory employees · 5 to 6
Oct 23, 2024 to Feb 18, 2025
Pooled vehicle clients · 3.0 to unset
Oct 23, 2024 to Feb 18, 2025
Employees · 7 to 8
Oct 23, 2024 to Feb 18, 2025
Financial planning clients · unset to
Oct 23, 2024 to Feb 18, 2025
State-registered IARs · 5 to 0
Oct 23, 2024 to Feb 18, 2025
Private funds · 1 to unset
Oct 23, 2024 to Feb 18, 2025
Discretionary RAUM · $34.7M to $14.3M
Oct 23, 2024 to Feb 18, 2025
Pooled vehicle RAUM · 34720494.0 to unset
Oct 23, 2024 to Feb 18, 2025
RAUM · $34.7M to $14.3M
Oct 23, 2024 to Feb 18, 2025

Signals

1 dated events

P•• P•••••••• L•• filed its initial SEC registration (Form ADV)
Sep 10, 2024 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: peo-partners.comreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: 646-993-6350reportedpublic record, Form ADV, May 12, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026