DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H••••• • C••••••
Legal name H••••• • C•••••• I••••••••• P•••••••• L•••
Latest filing Mar 25, 2026
First filing on the tape Jun 30, 2025 · 3 filings
SEC status approved since Aug 4, 2025
RAUM
$367M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$367M as of Mar 25, 2026
Jun 30, 2025$373M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Jun 30, 20250 then
Employees (5.A)13 as of Mar 25, 2026
Jun 30, 202511 then
Private funds3 as of Mar 25, 2026
Jun 30, 20253 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $122MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$367M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••• G••••• E••••• F••• I• L••• | Private Equity Fund | $138M | 60 | Dec 10, 2020 |
| I••• H•••••• L•• | Private Equity Fund | $6.2M | 27 | Dec 10, 2020 |
| A••••••• H•••••• L•• | Private Equity Fund | $61,089 | 16 | Dec 10, 2020 |
Owners and control persons
Schedule A and B, latest filing
- D•••• J••• A••••• · Chief Compliance Officer & Chief Financial Officercontrolsince 02/2025 · owns less than 5%
- H•••••• T•••••• J••••••• · Managing Partner &controlsince 12/2020 · owns 50% to 75%
- K••••• N••••• B•••• · Managing Partner; Limited Partnercontrolsince 01/2022 · owns 5% to 10%
- M••••••• K••••••• H••••• · Managing Partnercontrolsince 08/2020 · owns less than 5%
- S••••• M••••••• J••••• · Managing Partnercontrolsince 08/2020 · owns less than 5%
- D••••• J••••• M••••••• · Trustee Of J•••• M. D••••, Jr. Revocable Trustsince 12/2008 · owns 5% to 10%
Entity owners
- H••••• • C•••••• I••••••••• · General Partnerdirect · owns less than 5%
- R•••• P••••••• L•• · Limited Partnerdirect · owns 5% to 10%
- S•• H•••••••• L••• · Limited Partnerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 10 to 12Jan 5, 2026 to Mar 25, 2026
- Employees · 11 to 13Jan 5, 2026 to Mar 25, 2026
- Discretionary RAUM · $373M to $367MJan 5, 2026 to Mar 25, 2026
- Pooled vehicle RAUM · $373M to $367MJan 5, 2026 to Mar 25, 2026
- RAUM · $373M to $367MJan 5, 2026 to Mar 25, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- H••••• • C•••••• · Independent Sponsorsshared crd · capital_provider
- H••••• • C•••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hughes-and-companyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- hughes-co.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-238-9600reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026